Sloan v. Sharp, 97-20168

• Citation: 157 F.3d 980
• Decision Date: 08 January 1998
• Docket Number: No. 97-20168,97-20168
• Court: United States Courts of Appeals. United States Court of Appeals (5th Circuit)
• Parties: 74 Empl. Prac. Dec. P 45,570 Linda SLOAN, Plaintiff-Appellant, v. John SHARP; et al., Defendants, John Sharp, Comptroller, in his capacity as head of Comptroller of Public Accounts for the State of Texas; Texas, State of; Grundy Wiley, Individually and in his capacity as an employee with the State of Texas; Comptroller of Public Accounts, Defendant-Appellees. Summary Calendar.

Page 980

157 F.3d 980

74 Empl. Prac. Dec. P 45,570

Linda SLOAN, Plaintiff-Appellant, v. John SHARP; et al., Defendants, John Sharp, Comptroller, in his capacity as head of

Comptroller of Public Accounts for the State of Texas;

Texas, State of; Grundy Wiley, Individually and in his

capacity as an employee with the State of Texas;

Comptroller of Public Accounts, Defendant-Appellees.

No. 97-20168.

Summary Calendar.

United States Court of Appeals, Fifth Circuit.

Jan. 8, 1998.

Patrick J. Gilpin, Houston, TX, for Plaintiff-Appellant.

James C. Todd, Asst. Atty. Gen., Austin, TX, for Sharp, State of Texas and Comptroller of Public Accounts.

Adrian L. Young, Austin, TX, for Wiley.

Appeal from the United States District Court for the Southern District of Texas.

Before DUHE, DeMOSS and DENNIS, Circuit Judges.

DUHE, Circuit Judge:

Appellant Linda Sloan, an employee in the Texas Comptroller's office, alleged that her supervisor, Appellee Grundy Wiley, began sexually harassing her in 1989 and that he continued to do so until she was fired in late 1995. Sloan filed a Title VII claim against the Comptroller alleging quid pro quo sexual harassment and a hostile work environment. Sloan alleged that the Comptroller was liable for Wiley's acts. The complaint also included a § 1983 claim against Wiley alleging violation of Sloan's Fourth, Fifth, and Fourteenth Amendment rights. The district court dismissed the § 1983 claim for failure to state a claim. The Title VII claim was tried to a jury, which found for the Comptroller. We affirm.

I

In 1980, Sloan began working for the Comptroller in Fort Worth and Arlington, Texas. In 1988, she transferred to the Southwest office in Houston. In 1989, Wiley became the manager at the Southwest office. Paul Eicke ("Eicke") and Fern Francis ("Francis") worked as supervisors under Wiley and reported directly to him. Sloan reported either to Fern or Eicke.

Sloan alleges that once Wiley became the manager of the Southwest office, he began a pattern of sexual harassment that became progressively more intense. She testified to numerous events in the workplace, on the job away from the workplace and one occasion at her home of what she considered to be harassment by Wiley.

Sloan alleges also that Wiley tolerated her coworkers' harassment of her. Sloan testified that when she reported the incident to Wiley he told her that it "was a man's world and women have got to get used to this."

In another incident, another coworker touched Sloan in an inappropriate way. Sloan again alleges that she told Wiley about the touching and that he took no action.

Last, Sloan states that a third coworker made an inappropriate remark to her. Sloan reported the remark to Wiley, and Wiley told the coworker to apologize to Sloan. Sloan alleges that shortly after the apology, Wiley and the coworker went into Wiley's office and began laughing.

In a final incident with Wiley, Sloan alleges that she was waiting in line to get cake at another office birthday party when someone pinched her buttocks. When she turned around she saw Wiley taking his hand down and she threatened to slap him. Sloan testified that Wiley left the room, and she went across the hall to visit with a coworker. A few minutes later, Wiley bumped into Sloan while she was talking to the coworker in the hall. The parties dispute whether Sloan was knocked to the floor.

After this incident, Sloan contacted Judy Brittain ("Brittain"), the employee assistance liaison for the Comptroller's office. Brittain talked with Sloan at length over the phone. Brittain investigated Sloan's sexual harassment claim and found no sexual harassment. ¹

As a result of her complaint, Sloan was transferred to the Northwest office in Houston in 1993. There, she worked for only five days and never returned to work. Because all employees must be removed from the payroll after twelve months without leave, Sloan was fired in late 1995.

Sloan sued the Comptroller under Title VII claiming that the Comptroller was liable to her for quid pro quo sexual harassment and hostile work environment under the doctrine of vicarious liability and/or respondeat superior. She sued Wiley under 42 U.S.C. § 1983 for violating her Fourth Amendment right against unlawful search and seizure, her Fifth and Fourteenth Amendment right to due process, and her Fourteenth Amendment right to equal protection. Wiley successfully moved for dismissal under Rule 12(b)(6). Sloan's remaining claim against the Comptroller was submitted to the jury, and it found the Comptroller was not liable.

Sloan appeals arguing that the Rule 12(b)(6) dismissal was error and that the trial judge did not properly instruct the jury on the doctrines of vicarious liability and respondeat superior.

II

A. STANDARD OF REVIEW

A Rule 12(b)(6) motion is reviewed de novo. Johnston v. City of Houston, Tex., 14 F.3d 1056, 1059 (5th Cir.1994). Ruling on a Rule 12(b)(6) motion requires the court to accept the allegations as true and view them in the light most favorable to the non-mover drawing all reasonable inferences in that party's favor. Baker v. Putnal, 75 F.3d 190, 196 (5th Cir.1996). The motion is denied unless it appears to a certainty that the plaintiff can prove no set of facts that would entitle her to relief. McCartney v. First City Bank, 970 F.2d 45, 47 (5th Cir.1992).

B. ANALYSIS

Wiley moved for a Rule 12(b)(6) dismissal on the grounds that Sloan could not seek relief under both Title VII and § 1983 because Sloan failed to show an independent basis for the § 1983 claim. Wiley relied primarily upon Jackson v. City of Atlanta, Tex., 73 F.3d 60 (5th Cir.), cert. denied, --- U.S. ----, 117 S.Ct. 70, 136 L.Ed.2d 30 (1996) which held that the same facts that support a Title VII claim cannot also support a separate § 1983 claim. The district court found that despite the fact that Sloan was given another opportunity to replead, she did not allege any conduct that supported her claim for a constitutional injury. ²

The district court held that Jackson only reaffirmed the rule that a plaintiff may pursue claims under both Title VII and § 1983 if the predicate for the § 1983 is a right independent of one that Title VII creates. Moreover, the district court's analysis of the due process claim examines whether Sloan stated her claim with factual detail and particularity. Whether the claim arose from identical facts was not controlling.

The court found that Sloan did not allege any facts that could countenance a claim for a due process violation. When the court dismissed Sloan's third amended complaint, it stated that Sloan's repleaded complaint should state the specific conduct that resulted in damage to her bodily integrity and how it amounted to a constitutional deprivation. The court also stated that the amended pleading must address Wiley's qualified immunity defense. Sloan's fourth amended complaint does not address any of these requirements. Sloan argues that she alleges she suffered a due process violation when Wiley bumped into her and touched her leg, but she does not explain how this amounts to a due process violation. Nor does her complaint address Wiley's qualified immunity defense. She argues that Wiley does not have a qualified immunity defense because the court denied his motion for summary judgment based on qualified immunity and he did not cross appeal. Thus, he waived his defense. The record cites that Sloan refers to do not show that Wiley's qualified immunity defense was denied, and thus he has not waived his defense. Therefore, under Schultea v. Wood, 47 F.3d 1427 (5th Cir.1995), Sloan has not pled her claim with factual detail and particularity. Id. at 1430.

III

Sloan's second issue on appeal is that the court did not fully instruct the jury on respondeat superior and/or vicarious liability.

A. STANDARD OF REVIEW

We review a trial judge's jury instructions with deference because "it is the inescapable duty of the trial judge to instruct the jurors, fully and correctly, on the applicable law of the case, and to guide, direct, and assist them toward an intelligent understanding of the legal and factual issues involved." Treadaway v. Societe Anonyme Louis-Dreyfus, 894 F.2d 161, 167 (5th Cir.1990) (internal quotation marks omitted). We apply a two part test to evaluate...