U.S. v. Quinones

Decision Date25 April 2002
Docket NumberNo. S3 00 CR. 761(JSR).,S3 00 CR. 761(JSR).
PartiesUNITED STATES of America, v. Alan QUINONES, et al., Defendants.
CourtU.S. District Court — Southern District of New York

Lee Ginsberg, Freeman Nooter & Ginsberg, New York, NY, Kevin McNally, Frankfort, KY, for Alan Quinones.

David B. Anders, Assist. U.S. Atty., Mary Jo White, U.S. Atty., New York, NY, for U.S.

OPINION AND ORDER

RAKOFF, District Judge.

The Federal Death Penalty Act, 18 U.S.C. §§ 3591-3598, serves deterrent and retributive functions, or so Congress could reasonably have concluded when it passed the Act in 1994. But despite the important goals, and undoubted popularity, of this federal act and similar state statutes, legislatures and courts have always been queasy about the possibility that an innocent person, mistakenly convicted and sentenced to death under such a statute, might be executed before he could vindicate his innocence—an event difficult to square with basic constitutional guarantees, let alone simple justice. As Justice O'Connor, concurring along with Justice Kennedy in Herrera v. Collins, 506 U.S. 390, 113 S.Ct. 853, 122 L.Ed.2d 203 (1993), stated: "I cannot disagree with the fundamental legal principle that executing the innocent is inconsistent with the Constitution. Regardless of the verbal formula employed—`contrary to contemporary standards of decency,' `shocking to the conscience,' or offensive to a `principle of justice so rooted in the traditions and conscience of our people as to be ranked as fundamental'—the execution of a legally and factually innocent person would be a constitutionally intolerable event." Id. at 870 (citations omitted).

To the majority in Herrera, however, as to most judges and legislators at the time (1993), the possibility that an innocent person might be executed pursuant to a death penalty statute seemed remote. Thus, Chief Justice Rehnquist, writing for the Court in Herrera, discounted as potentially unreliable a study that had concluded that 23 innocent persons were executed in the United States between 1900 and 1987. See Herrera, 113 S.Ct. at 868, n. 15. While recognizing that no system of justice is infallible, the majority in Herrera implicitly assumed that the high standard of proof and numerous procedural protections required in criminal cases, coupled with judicial review, post-conviction remedies, and, when all else failed, the possibility of executive clemency, rendered it highly unlikely that an executed person would subsequently be discovered to be innocent.

That assumption no longer seems tenable. In just the few years since Herrera, evidence has emerged that clearly indicates that, despite all the aforementioned safeguards, innocent people—mostly of color—are convicted of capital crimes they never committed, their convictions affirmed, and their collateral remedies denied, with a frequency far greater than previously supposed.

Most striking are the results obtained through the use of post-conviction testing with deoxyribonucleic acid ("DNA"). Although DNA testing is of remarkably high reliability,1 its value as a forensic tool in criminal investigations was not demonstrated until 19852 and its use in re-evaluating prior convictions was only beginning at the time Herrera was decided in 1993.3 Yet in just the few years since then, DNA testing has established the factual innocence of no fewer than 12 inmates on death row, some of whom came within days of being executed and all of whom have now been released.4 This alone strongly suggests that more than a few people have been executed in recent decades whose innocence, otherwise unapparent to either the executive or judicial branches, would have been conclusively established by DNA testing if it had been available in their cases.

The problem, however, goes well beyond the issue of the availability of DNA testing. Indeed, the success of DNA testing in uncovering the innocence of death row defendants has itself helped spark reinvestigation of numerous other capital cases as to which DNA testing is unavailable or irrelevant but as to which other techniques can be applied. Partly as a result, in just the past decade, at least 20 additional defendants who had been duly convicted of capital crimes and were facing execution have been exonerated and released.5 Again, the inference is unmistakable that numerous innocent people have been executed whose innocence might otherwise have been similarly established, whether by newly-developed scientific techniques, newly-discovered evidence, or simply renewed attention to their cases.

Moreover, even the frequency of these recent exonerations resulting from DNA testing and from fresh attention to neglected cases hardly captures either the magnitude of the problem or how little it was recognized until recently. It was not until the year 2000, for example, that Professor James S. Liebman and his colleagues at Columbia Law School released the results of the first comprehensive study ever undertaken of modern American capital appeals (4,578 appeals between 1973 and 1995). That study, though based only on those errors judicially identified on appeal, concluded that "the overall rate of prejudicial error in the American capital punishment system" is a remarkable 68%. James S. Liebman, et al., A Broken System; Error Rates in Capital Cases (2000) at ii. No system so "persistently and systematically fraught with error," id., can warrant the kind of reliance that would justify removing the possibility of future exoneration by imposing death.

Just as there is typically no statute of limitations for first-degree murder—for the obvious reason that it would be intolerable to let a cold-blooded murderer escape justice through the mere passage of time— so too one may ask whether it is tolerable to put a time limit on when someone wrongly convicted of murder must prove his innocence or face extinction. In constitutional terms, the issue is whether—now that we know the fallibility of our system in capital cases—capital punishment is unconstitutional because it creates an undue risk that a meaningful number of innocent persons, by being put to death before the emergence of the techniques or evidence that will establish their innocence, are thereby effectively deprived of the opportunity to prove their innocence—and thus deprived of the process that is reasonably due them in these circumstances under the Fifth Amendment.6

In the instant case, the Government has announced its unalterable intention to seek the death penalty with respect to defendants Alan Quinones and Diego Rodriguez, the only two of the eight defendants originally named in this narcotics/murder case who have not pled guilty to the underlying charges. Trial of those charges, and, if the defendants are convicted, of the Government's request for imposition of the death penalty, is scheduled to begin September 2, 2002. Meanwhile, the two death-eligible defendants have moved to have the death penalty aspects dismissed from the case, on the ground, inter alia, that the federal death penalty statute is, for the aforementioned reasons, unconstitutional.7 The Government does not contest the defendants' standing to make this motion at this time, and, indeed, it could not, for as presumptively innocent persons whose death the Government has committed to seek immediately upon their conviction of the capital offenses here alleged, the defendants are already directly affected by the death-penalty potential in every aspect of their defense.

On the merits, the Government concedes that "research has not uncovered a case addressing the precise point" here raised, i.e., "whether the death penalty violate[s] due process, and is therefore unconstitutional, because, by its very nature, it cuts off a defendant's ability to establish his actual innocence." Govt. letter brief dated March 29, 2002 at 1.8 The Government asserts, however, that the thrust of defendants' argument is contrary to the positions taken by the Supreme Court in Herrera, supra, where the Court affirmed the denial of petitioner's second petition for habeas relief in which he alleged that his pending execution in the face of new evidence of his alleged innocence would violate the Eighth and Fourteenth Amendments.

This Court is not persuaded that Herrera provides the guidance necessary to resolve the instant issue. Unlike the presumptively innocent federal defendants bringing the present motion, Herrera involved a state-convicted defendant seeking a second habeas review whose proof of "actual innocence" was tenuous on its face—a factor that weighed heavily in the view of two of the justices (O'Connor and Kennedy) who made up the five-justice majority. See Herrera, 506 U.S. at 419, 113 S.Ct. 853 (O'Connor, joined by Kennedy, concurring)("Dispositive to this case, however, is an equally fundamental fact: Petitioner is not innocent, in any sense of the word.").

Moreover, while Chief Justice Rehnquist, writing for the Court, at one point...

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15 cases
  • People v. Williams
    • United States
    • California Supreme Court
    • December 19, 2013
    ...doubt."As defendant acknowledges, however, the federal district court opinions on which he primarily relies— United States v. Quinones (S.D.N.Y.2002) 196 F.Supp.2d 416 (Quinones I ), and United States v. Quinones (S.D.N.Y.2002) 205 F.Supp.2d 256 (Quinones II )—were reversed on appeal. The d......
  • People v. Williams
    • United States
    • California Supreme Court
    • December 19, 2013
    ...acknowledges, however, the federal district court opinions on which he primarily relies—United States v. Quinones (S.D.N.Y.2002) 196 F.Supp.2d 416( Quinones I ), and United States v. Quinones (S.D.N.Y.2002) 205 F.Supp.2d 256( Quinones II )—were reversed on appeal. The defendants in Quinones......
  • U.S. v. Sampson
    • United States
    • U.S. District Court — District of Massachusetts
    • August 11, 2003
    ...constitutionally acceptable. VII. THE FDPA IS NOT NOW UNCONSTITUTIONAL BECAUSE OF THE RISK OF EXECUTING THE INNOCENT In U.S. v. Quinones, 196 F.Supp.2d 416 (S.D.N.Y.2002) and U.S. v. Quinones, 205 F.Supp.2d 256 (S.D.N.Y.2002), Judge Rakoff concluded that the FDPA is unconstitutional because......
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    • United States
    • U.S. Court of Appeals — Second Circuit
    • December 10, 2002
    ...DNA testing has demonstrated that "innocent people are convicted of capital crimes with some frequency." United States v. Quinones, 196 F.Supp.2d 416, 420 (S.D.N.Y.2002) ("Quinones I"). After affording the Government an opportunity to submit additional briefing on this issue, the District C......
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