Foster v. Carlin

• Decision Date: 31 December 1952
• Docket Number: No. 6495.,6495.
• Parties: FOSTER et al. v. CARLIN et al.
• Court: U.S. Court of Appeals — Fourth Circuit

200 F.2d 943 (1952)

FOSTER et al. v. CARLIN et al.

No. 6495.

United States Court of Appeals Fourth Circuit.

Argued November 13, 1952.

Decided December 31, 1952.

Preston C. King, Jr., Washington, D. C. (Keith Carlin, pro se, and William M. Kabler, Alexandria, Va., on the brief), for appellants.

Glenn U. Richard, Alexandria, Va. (Andrew W. Clarke, Alexandria, Va., on the brief), for appellee Sara Perrine Carlin.

Before SOPER and DOBIE, Circuit Judges, and BARKSDALE, District Judge.

DOBIE, Circuit Judge.

Plaintiffs below (appellants here) instituted a civil action against the defendants below (appellees here) in the United States District Court for the Eastern District of Virginia. The complaint asked for the following relief:

(1) That the Court issue an order determining the alleged trust created for the benefit of appellee Sara Perrine Carlin was fraudulent in its inception and void.

(2) That the Court determine the settlement agreement, Exhibit A. to the complaint, was vitiated by fraud and that it be voided and set aside as to the stock of the defendant, appellee here, Alexandria Gazette Corporation.

(3) That the Court issue an order adjudging Charles C. Carlin, Sr., died intestate and as the owner of all the outstanding shares of stock of appellee Alexandria Gazette Corporation, and that the Court decree appellee Charles C. Carlin, Jr., and appellant Keith Carlin each owned 50% of said stock as of the date of his death.

(4) That, if the Court determines that appellants are entitled to any of the shares of said stock, a receiver be appointed for appellee Alexandria Gazette Corporation and that appellee Charles C. Carlin, Jr., individually and as President of the Alexandria Gazette Corporation, render an accounting to appellants for all income received by appellee Alexandria Gazette Corporation and Charles D. Carlin, Jr., from 1938 to date.

The appellees filed two motions to dismiss for lack of jurisdiction. One motion was based on the theory that appellant Charles Keith Carlin, Jr., an incompetent, was not a citizen of and domiciled in the State of California but the State of Virginia at the time this suit was filed, and therefore the necessary diversity of citizenship was lacking between parties plaintiff and defendant below. The second motion was based on the theory that the lower Court did not have jurisdiction of the subject matter because the relief sought involves probate jurisdiction which is beyond the jurisdiction of federal courts. Appellees also requested the Court below to realign the parties on the ground that appellant Keith Carlin and appellee Charles C. Carlin, Jr., had a community of interest and should be parties plaintiff. As appellee Charles C. Carlin, Jr., is a citizen of and domiciled in Virginia, his alignment as plaintiff below would defeat the jurisdiction of the Court because the required diversity of citizenship would not then exist.

The District Court granted both these motions to dismiss, stating "the status of the plaintiff Charles Keith Carlin, Jr., is that of a Virginian * * *" and

"* * * this action is an appeal from, or an attempt to modify, the orders and judgments of the Corporation Court of Alexandria regarding the settlement agreement as to, and the settlement of, the estate of Charles C. Carlin, Sr., on the ground of after-discovered evidence of fraud. A careful consideration of all the evidence, circumstances and conditions indicates that propriety, comity and the law require that such appeal or attempt should be made in the state court. The controversy and the relief sought are too much involved in and too intimately a part of the settlement of the estate of Charles C. Carlin, Sr., to allow this case to be classified with the exceptions cited by plaintiffs to the general rule that federal jurisdiction does not include the probate of estates."

The District Judge discussed the question of realignment but stated: "It is not necessary, however, for the Court to make a definite realignment in view of the conclusion reached on other grounds of this motion."

We are called upon to decide three questions on this appeal: (1) Was appellant Charles Keith Carlin, Jr., an incompetent, a citizen of, and domiciled in California, or Virginia at the time this civil action was filed? (2) Does a federal court have jurisdiction of the subject matter of this civil action? and (3) Was there such a community of interest between appellant Keith Carlin and appellee Charles C. Carlin, Jr., as to require them being realigned as parties plaintiff below? These questions are discussed in that order.

The Domicile of Charles Keith Carlin, Jr.

There is little dispute as to the facts concerning the domicile of Charles Keith Carlin, Jr. He was born in Virginia, where his parents were then domiciled, in 1915. Virginia was thus clearly his domicile of origin. In 1925 he went to California with his parents and physically resided there continuously until May 24, 1942. He attended school and college in California, where he registered to vote and did vote. His mother testified that he intended to make California his permanent home. In October, 1940, while a tuition-free student at the University of California, he suffered a mental breakdown and was admitted as a voluntary patient at the Stockton State Hospital at Stockton, California. Very clearly, then, he lost his Virginia domicile and acquired California as his domicile of choice.

Paroled therefrom in September, 1941, he was returned to this hospital February 8, 1942. He was discharged therefrom as unimproved on March 16, 1942, for the purpose of being legally committed. He was thereupon adjudicated an incompetent and legally committed to that Institution on March 19, 1942, upon petition of his mother, appellant Annie Macon Carlin, by the Superior Court of San Joaquin County, California. His illness was diagnosed as "dementia praecox, paranoid form."

On May 24, 1942, he was given an "administrative discharge" and released from the Stockton State Hospital at the request of his mother in order that he could leave California under the supervision of members of his family. Still an adjudicated incompetent, he was taken by an attendant, at the expense of the State of California, from the Stockton State Hospital to Pisgah Sanitarium at Candler, North Carolina, where he was met on May 29, 1942, by his mother and his sister. His diagnosis at this Sanitarium was dementia praecox, the same as at the Stockton Hospital.

He was released from the Pisgah Sanitarium and taken in July, 1942, by his mother to his sister's home in Petersburg, Virginia. He remained there approximately five months. His condition became worse and he was removed to DeJarnette's Sanitarium at Staunton, Virginia, where he remained for about two months. He was then taken to another Sanitarium at Ivy, Virginia, where he remained about one month. The following nine or ten months, he visited with various relatives in Virginia. He was committed to the Eastern State Hospital at Williamsburg, Virginia, on October 10, 1943, upon petition of his mother. He has remained a patient at Williamsburg ever since. His diagnosis there was the same as at all other institutions, "dementia praecox, paranoid form." His mother, a citizen of and domiciled in California, qualified in Virginia as his Committee on October 31, 1945.

It is obvious, we think, that a Committee cannot change the State domicile of an insane person. This was clearly decided in Commonwealth v. Kernochan, 129 Va. 405, 106 S.E. 367, 369, 30 A.L.R. 601, quoting Minor on the Conflict of Laws:

"This case is closely analogous to that of the guardian\'s power to change an infant ward\'s domicile * * *. As to the lunatic\'s municipal domicile, it seems that the guardian has the power, but not so with respect to his national or quasinational domicile. His latter domicile will remain unchanged regardless of the place of his actual residence. He will retain the domicile he possessed before he became insane upon the principle that a domicile once acquired is retained until another is gained."

One who has been adjudged incompetent may change his domicile if, but only if, he has, since the adjudication of incompetency, acquired sufficient understanding and mental capacity to make an intelligent choice of domicile. After such adjudication, the burden of proving the subsequent acquisition of sufficient mental capacity is plainly on him who alleges it. See, Coppedge v. Clinton, 10 Cir., 72 F.2d 531; McCampbell v. McCampbell, D.C., 13 F.Supp. 847, 849.

A careful study of the record convinces us that at no time after his return to Virginia did Charles Keith Carlin, Jr., possess sufficient mental capacity to select a domicile in Virginia. This seems clear from the undisputed testimony of Theodore Droste, Charles E. Foster, Ann Macon Foster and Annie Macon Carlin, the last two being the sister and the mother respectively of Charles Keith Carlin, Jr.

We need not here be concerned with whether Annie Macon Carlin, a citizen of California, was guilty of fraud when she procured her appointment in Virginia as Committee of Charles Keith Carlin, Jr., and brought about his admission to the Eastern State Hospital in Virginia. As we have indicated, no such acts of hers could be effective to change the state domicile of Charles Keith Carlin, Jr., from California to Virginia.

We conclude, then, that Charles Keith Carlin, Jr., at the time this civil action was instituted, was domiciled in California, and that the District Court erred in holding that his domicile was in Virginia.

Jurisdiction over the Subject Matter.

Charles C. Carlin, Sr., died on October 14, 1938, leaving surviving him a wife, Lillian, and two sons, Keith Carlin and Charles C. Carlin, Jr. On October 18 two testamentary documents each purporting to be the last will and testament of decedent, and a revocation of one of them, were filed in the probate courts of Alexandria, Virginia, and...