Perez-Ruiz v. Crespo-Guillen

• Citation: 25 F.3d 40
• Decision Date: 02 May 1994
• Docket Number: Nos. 93-2264,LOPEZ-DE,PEREZ-RUIZ,93-2267,CRESPO-GUILLEN,s. 93-2264
• Parties: Jesus M., et al., Plaintiffs, Appellants, v. Jose, et al., Defendants, Appellees. ZoiloJESUS, Plaintiff, Appellant, v. Jose, et al., Defendants, Appellees. . Heard
• Court: United States Courts of Appeals. United States Court of Appeals (1st Circuit)

Page 40

25 F.3d 40

Jesus M. PEREZ-RUIZ, et al., Plaintiffs, Appellants, v. Jose CRESPO-GUILLEN, et al., Defendants, Appellees.

Zoilo LOPEZ-DE JESUS, Plaintiff, Appellant, v. Jose CRESPO-GUILLEN, et al., Defendants, Appellees.

Nos. 93-2264, 93-2267.

United States Court of Appeals, First Circuit.

Heard May 2, 1994.

Decided June 2, 1994.

Enrique Bray, with whom Harvey B. Nachman, M. Georgina Carrion-Christiansen, and Nachman, Santiago, Bray, Guillemard & Carrion were on brief, for appellants.

Jacqueline D. Novas, Sp. Asst. to Atty. Gen., with whom Pedro A. Delgado Hernandez, Sol. Gen., was on brief, for appellees.

Before TORRUELLA, Circuit Judge, CAMPBELL, Senior Circuit Judge, and CYR, Circuit Judge.

CYR, Circuit Judge.

Appellants Perez and Lopez were arrested and detained in connection with separate incidents on July 31, 1990, in Santurce, Puerto Rico, and charged with selling cocaine. Both were released on bail after being detained for less than twenty-four hours. Perez was acquitted in August 1991 and the Lopez charges were dismissed "for lack of evidence" in March 1992.

On June 24, 1992, plaintiffs-appellants brought virtually identical civil rights actions under 42 U.S.C. Sec. 1983, with pendent commonwealth law claims, essentially alleging that the cocaine charges were trumped up. Defendants-appellees are various law enforcement officers and officials of the Commonwealth of Puerto Rico allegedly involved in arresting and prosecuting appellants. The complaint asserts claims of false arrest, false imprisonment, and malicious prosecution. Appellants further claim that the alleged civil rights infractions were elements of a larger conspiracy against appellants and other businessmen. ¹

The Lopez and Perez actions were assigned to different district judges. Defendants-appellees filed essentially identical motions to dismiss on the ground that the section 1983 claims were time-barred under the applicable one-year limitation borrowed from commonwealth law. See Lafont-Rivera v. Soler-Zapata, 984 F.2d 1, 3 (1st Cir.1993). After the district court denied the motion to dismiss the Lopez action, the two cases were consolidated under Fed.R.Civ.P. 42, and docketed to Judge Gierbolini who eventually dismissed the consolidated action on the grounds that the false imprisonment and false arrest claims were time-barred and the complaint failed to state an actionable section 1983 claim for malicious prosecution, 847 F.Supp. 1, see Torres v. Superintendent of Police, 893 F.2d 404, 409 (1st Cir.1990) (only "egregious" misconduct implicates Sec. 1983 remedy; "malicious prosecution standing alone does not implicate federally protected rights").

Appellants first challenge the dismissal order on the ground that the earlier district court ruling denying the motion to dismiss in the Lopez action became the "law of the case" in the consolidated action. Appellants misapprehend the "law of the case" doctrine. Interlocutory orders, including denials of motions to dismiss, remain open to trial court reconsideration, and do not constitute the law of the case. Union Mut. Life Ins. Co. v. Chrysler Corp., 793 F.2d 1, 15 (1st Cir.1986) (citing 1B James W. Moore et al., Moore's Federal Practice p 0.404[4.1], at 124 n. 4 ("[U]ntil entry of judgment, [interlocutory orders] remain subject to change at any time. The doctrine of law of the case does not limit the power of the court in this respect.") (emphasis added) (2d ed. 1993)); see also Commerce Oil Refining Corp. v. Miner, 303 F.2d 125, 128 (1st Cir.1962) ("a ruling denying a motion to dismiss is not the law of the case, and is not final even in the district court"). Second, although the law of the case doctrine implements an important judicial policy against reconsidering settled matters, it "is neither an absolute bar to reconsideration nor a limitation on a federal court's power." United States v. Rivera-Martinez, 931 F.2d 148, 150-51 (1st Cir.), cert. denied, --- U.S. ----, 112 S.Ct. 184, 116 L.Ed.2d 145 (1991).

Appellants also challenge the merits of the dismissal order. We review Rule 12(b)(6) dismissals under the rubric that all reasonable inferences from properly pleaded facts are to be drawn in appellants' favor. The Dartmouth Review v. Dartmouth College, 889 F.2d 13, 16 (1st Cir.1989).

The district court concluded that the malicious prosecution claim, whether construed as asserting a substantive or a procedural due process violation, was not actionable under section 1983. Torres, 893 F.2d at 409. ("[T]o state a claim under section 1983, the complaint must assert that the malicious conduct was so egregious that it violated substantive or procedural due process rights under the Fourteenth Amendment.") An actionable section 1983 malicious prosecution claim based on a substantive due process deprivation must allege "conscience-shocking" conduct by the defendants. Id. at 410 (citations omitted). A procedural due process claim is not actionable unless, inter alia, no adequate "post-deprivation remedy" is available under state law. Id.

Neither their appellate brief nor their complaints identify the due process theory undergirding appellants' section 1983 malicious prosecution claim. Nevertheless, the district court's analysis and application of Torres, which stated the controlling law of this circuit at the time this case was decided, seems entirely correct. Since then, moreover, appellants' position has become even less tenable in light of the Supreme Court's decision in Albright v. Oliver, --- U.S. ----, 114 S.Ct. 807, 127 L.Ed.2d 114 (1994). Albright would appear virtually to foreclose reliance on substantive due process as the basis for a viable malicious prosecution claim under section 1983--superseding even Torres ' very limited tolerance of reliance on substantive due process in this area. Four Justices concluded that a section 1983 claim alleging malicious prosecution cannot be predicated on "open-ended" conceptions of substantive due process. See id. at ----, 114 S.Ct. at 810-19 (Opinion of Rehnquist, C.J., joined by O'Connor, Scalia, and Ginsburg, JJ.). ² Moreover, two Justices, in a concurring opinion, found...