Rivers v. McLeod

• Decision Date: 01 August 2000
• Docket Number: PLAINTIFF-APPELLANT,Docket No. 00-9121,DEFENDANTS-APPELLEES
• Citation: 252 F.3d 99
• Parties: (2nd Cir. 2001) ALVIN A. RIVERS, SR.,, v. MAUREEN MCLEOD, A JUDGE OF THE NEW YORK STATE FAMILY COURT IN AND FOR THE COUNTY OF KINGS, AND THE SALVATION ARMY, AND ITS AGENTS,
• Court: U.S. Court of Appeals — Second Circuit

Page 99

252 F.3d 99 (2nd Cir. 2001)

ALVIN A. RIVERS, SR., PLAINTIFF-APPELLANT, v. MAUREEN MCLEOD, A JUDGE OF THE NEW YORK STATE FAMILY COURT IN AND FOR THE COUNTY OF KINGS, AND THE SALVATION ARMY, AND ITS AGENTS, DEFENDANTS-APPELLEES.

Docket No. 00-9121

August Term, 2000

UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

Argued: May 15, 2001

Decided May 25, 2001

Plaintiff appeals from a judgment of the United States District Court for the Eastern District of New York (Block, J.) dismissing plaintiff's complaint for lack of jurisdiction under the Rooker-Feldman and abstention doctrines. We vacate and remand the district court's dismissal of plaintiff's claim that The Salvation Army deprived plaintiff's grandson of adequate medical care.

Vacated and remanded.

Alvin A. Rivers, Sr., pro se, Brooklyn, N.Y.

Carol Fischer, Assistant Attorney General, New York, N.Y. (Eliot Spitzer, Attorney General of the State of New York, Marion Buchbinder, Assistant Solicitor General, on the brief), for defendant-appellee Hon. Maureen McLeod.

Douglas H. Reiniger, Rosin & Reiniger, New York, N.Y., for defendant-appellee The Salvation Army.

Before: Feinberg, Oakes, and Sotomayor, Circuit Judges.

Per Curiam

Plaintiff Alvin A. Rivers, Sr. ("Rivers"), pro se, filed this action pursuant to 42 U.S.C. § 1983 alleging that: (1) defendant Judge Maureen McLeod ("Judge McLeod"), a New York State Family Court judge, denied him due process by modifying his visitation rights without a hearing and denied him the effective assistance of counsel; and (2) defendant The Salvation Army deprived him of due process by denying him visitation without a hearing and failed to provide his grandson with adequate medical care in violation of the Fourteenth Amendment. The United States District Court for the Eastern District of New York (Block, J.) dismissed his complaint for lack of jurisdiction under the Rooker-Feldman doctrine, see Johnson v. Smithsonian Inst., 189 F.3d 180, 185 (2d Cir. 1999), and principles of abstention, see Schlagler v. Phillips, 166 F.3d 439, 442 (2d Cir. 1999). Rivers appeals only the district court's dismissal of his claim that The Salvation Army failed to provide his grandson with adequate medical care.¹

We review de novo the district court's determination that, as a matter of law, jurisdiction did not exist. Moccio v. New York State Office of Court Admin., 95 F.3d 195, 198 (2d Cir. 1996). We disagree with the district court conclusion that Rivers's claim against The Salvation Army for its alleged denial of appropriate medical treatment to his grandson is barred under either the Rooker-Feldman doctrine or principles of abstention. The district court erred in finding that this claim is inextricably intertwined with the issues raised and adjudicated in the Family Court proceedings. "`[I]nextricably intertwined' means, at a minimum, that where a federal plaintiff had an opportunity to litigate a claim in a state proceeding... subsequent litigation of the claim will be barred under the Rooker-Feldman doctrine if it would be barred under the principles of preclusion." Moccio, 95 F.3d at 199- 200. Rivers's claim regarding the medical care of his grandson would not be barred under principles of preclusion because the issue was not litigated in the Family Court proceeding, see Colon v. Coughlin, 58 F.3d 865, 869 (2d Cir. 1995) (stating that collateral estoppel applies when the issue in question was actually decided in a prior proceeding), and because the claim does not arise from the same set of facts that formed the basis for the Family Court proceedings, see Yonkers Contracting Co., v. Port Auth. Trans-Hudson Corp., 93 N.Y.2d 375, 380 (1999) (stating that res judicata bars claims arising out of the same transaction). Further, the claim does not call into question the validity of the Family Court's orders regarding custody and visitation. See Johnson, 189 F.3d at 185 ("The [Rooker-Feldman] principle holds that, among federal courts, only the Supreme Court has subject matter jurisdiction to review state court judgments").

Principles of abstention under Younger v. Harris, 401 U.S. 37 (1971), likewise do not bar the district court from considering Rivers's claim regarding his grandson's medical treatment because application of the Younger doctrine is inappropriate where the litigant seeks money damages for an alleged violation of § 1983, as Rivers does in this case. See Kirschner v. Klemons, 225 F.3d 227, 238 (2d Cir. 2000). Therefore, we vacate ...