Kercheval v. United States

• Citation: 47 S.Ct. 582,71 L.Ed. 1009,274 U.S. 220
• Decision Date: 02 May 1927
• Docket Number: No. 705,705
• Parties: KERCHEVAL v. UNITED STATES
• Court: United States Supreme Court

274 U.S. 220

47 S.Ct. 582

71 L.Ed. 1009

KERCHEVAL

v UNITED STATES.

No. 705.

Argued January 19, 1927.

Decided May 2, 1927.

Messrs. William E. Leahy and William J. Hughes, Jr., both of Washington, D. C. (Mesrs. Edward J. Callahan, George R. Smith, and Wm. B. Movery, all of Minneapolis, Minn., Paul Jones and Paul Jones, Jr., both of Texarkana, Ark., H. C. Wade, of Fort Worth, Tex., and Samuel B. Wilson, Jr., of Mankato, Minn., of counsel), for petitioner.

Messrs. William D. Mitchell, Sol. Gen., of Washington, D. C., William J. Donovan, Asst. Atty. Gen., and William D. Whitney, Sp. Asst. Atty. Gen., for the United States.

Mr. Justice BUTLER delivered the opinion of the Court.

Petitioner was indicted in the District Court for the Western District of Arkansas under section 215 of the Criminal Code (Comp. St. § 10385) for using the mails to defraud. He pleaded guilty, and thereupon the court sentenced him to the penitentiary for three years. Afterwards he filed a petition alleging that he was induced so to plead by the promise of one of the prosecuting attorneys to recommend to the court that he be punished by sentence of three months in jail and by fine of $1,000, and by the statement of such attorney that the court would impose that sentence. The petition asserted that the sentence given was excessive and prayed to have it set aside and the punishment alleged to have been promised substituted. The United States denied the allegations of the petition. After hearing evidence on the issue, the court declined so to change the sentence, but, on petitioner's motion, set aside the judgment and allowed him to withdraw his plea of guilty and to plead not guilty. At the trial the court, against objection by petitioner, permitted the prosecution as a part of its case in chief to put in evidence a certified copy of the plea of guilty. The petitioner in defense introduced the court's order setting aside the sentence and granting leave to withdraw that plea. Then both sides gave evidence as to matters considered by the court in setting aside the conviction. The court charged the jury:

'The plea of guilty is introduced as evidence by the government. * * * If you find that Mr. Kercheval made that plea of guilty and that no promise was held out to him for the purpose of getting him to make that plea, or if you find that he was notified before he made the plea that nothing that was ever said to him with reference to it theretofore would be met, then it is evidence for you to consider in connection with the other evidence in the case. If * * * you find that he was deceived, that this was brought about by conversations that he had had with reference to it, and that he made that plea of guilty when as a matter of fact he was not guilty, then you will disregard that particular part of it and consider just the other testimony in the case.'

The jury returned a verdict of guilty, and the court sentenced petitioner to the penitentiary for three years. The Circuit Court of Appeals affirmed the judgment. 12 F.(2d) 904. It said (page 907):

'In the motion made by defendant to set aside the judgment he admits that he had pleaded guilty. The purpose was to reduce the punishment, but if this failed he asked to withdraw his plea, and that the judgment be set aside. We know of no reason why the plea of guilty was not admissible under all these circumstances for what it might be worth. It was not conclusive of guilt, and the court so instructed the jury. The defendant probably knew better than any one else whether or not be was guilty. Under the evidence in this case a plea of guilty upon his part would have seemed a very reasonable thing. We see no substantial or prejudicial error in the admission of any of the evidence complained of.'

The case is here on certiorari. 273 U. S. 685, 47 S. Ct. 244, 71 L. Ed. —.

In support of the rulings below, the United States cites Commonwealth v. Ervine, 8 Dana (Ky.) 30, People v. Jacobs, 165 App. Div. 721, 151 N. Y. S. 522, State v. Carta, 90 Conn. 79, 96 A. 411, L. R. A. 1916E, 634, People v. Boyd, 67 Cal. App. 292, 302, 227 P. 783, and People v. Steinmetz, 240 N. Y. 411, 148 N. E. 597. The arguments for admissibility to be gleaned from these cases are that the introduction of the withdrawn plea shows conduct inconsistent with the claim of innocence at the trial; that the plea is a statement of guilt having the same effect as if made out of court; that it is received on the principle which permits a confession of the accused in a lower court to be shown against him at his trial in the higher court; that it is not received as conclusive, and, like an extrajudicial confession, is not sufficient without other evidence of the corpus delicti. It is sometimes likened to prior testimony of the defendant making in favor of the prosecution.

Other decisions support the petitioner's contention that a plea of guilty withdrawn by leave of court is not admissible on the trial of the issue arising on the substituted plea of not guilty. Heim v. United States, 47 App. D. C. 485, L. R. A. 1918E, 87; State v. Meyers, 99 Mo. 107, 119, 12 S. W. 516; People v. Ryan, 82 Cal. 617, 23 P. 121; Heath v. State (Okl. Cr. App.) 214 P. 1091. And see White v. State, 51 Ga. 286, 289; Green v. State, 40 Fla. 474, 478, 24 So. 537. We think that contention is sound. A plea of guilty differs in purpose and effect from a mere admission or an extrajudicial confession; it is itself a conviction. Like a verdict of a jury it is conclusive. More is not required; the court has nothing...