Coles v. Wonder

• Decision Date: 20 March 2002
• Docket Number: No. 01-3345.,No. 00-3962.,No. 00-3933.,00-3933.,00-3962.,01-3345.
• Citation: 283 F.3d 798
• Parties: Derrick COLES, Plaintiff-Appellant (00-3933; 01-3345), Gwendolyn Daniles, Intervenor-Plaintiff-Appellant (00-3933/3962), Plaintiff-Appellant (01-3345), v. Stevie WONDER; Motown Record Company; Stevland Morris Publishing, Defendants-Appellees.
• Court: U.S. Court of Appeals — Sixth Circuit

283 F.3d 798

Derrick COLES, Plaintiff-Appellant (00-3933; 01-3345), Gwendolyn Daniles, Intervenor-Plaintiff-Appellant (00-3933/3962), Plaintiff-Appellant (01-3345), v. Stevie WONDER; Motown Record Company; Stevland Morris Publishing, Defendants-Appellees.

No. 00-3933.

No. 00-3962.

No. 01-3345.

United States Court of Appeals, Sixth Circuit.

Argued January 31, 2002.

Decided and Filed March 20, 2002.

Clifford C. Masch (briefed), Reminger & Reminger Co., Charles E. Wagner

(briefed), Brian D. Sullivan (argued and briefed), Reminger & Reminger Co., Cleveland, OH, for Appellants.

Steven A. Marenberg (argued and briefed), Irell & Manella, Los Angeles, CA, Laura A. Seigle (briefed), Irell & Manella, Los Angeles, CA, Deborah A. Coleman (briefed), Hahn, Loeser & Parks, Cleveland, OH, for Appellees.

Before NORRIS and CLAY, Circuit Judges; SARGUS, District Judge.^*

OPINION

ALAN E. NORRIS, Circuit Judge.

The Copyright Act of 1976, 17 U.S.C. § 101 et seq., requires that an individual wishing to register a copyright must, in the case of an unpublished work, deposit "one complete copy or phonorecord" with the Copyright Office at the time of application. 17 U.S.C. § 408(b)(1). The question presented by the circumstances of this case is whether the copy of the original work deposited by a copyright applicant must be made with reference to the original work in order to establish a copyright date earlier than the date of the copyright application. We are not persuaded that the district court erred in resolving the controversy between the parties by relying upon the reasoning found in Kodadek v. MTV Networks, Inc., 152 F.3d 1209 (9th Cir.1998). There, the Court of Appeals for the Ninth Circuit concluded that "any copy deposited as part of an application for a certificate of copyright registration must be virtually identical to the original and must have been produced by directly referring to the original." Id. at 1212 (internal punctuation altered).

The district court granted summary judgment to defendants in this action, which involves allegations by plaintiff Derrick Coles that defendant Stevie Wonder made unlawful use of his copyrighted song For Your Love. For the reasons outlined below, we affirm the grant of summary judgment to defendants, as well as the district court's decision to award them a portion of their attorney's fees and costs.

I.

On September 4, 1990, plaintiff Derrick Coles applied for a copyright registration of For Your Love. The application indicates that the song was completed in 1984. However, the recording of the song deposited with his application was made in 1990. Furthermore, although plaintiff testified during his deposition that his 1990 recording was identical to the version of the song created in 1984,¹ he could not refer to the original version of the song when he made the 1990 recording because he did not possess a copy of a recording that he made at the time of the song's creation. He also testified that he had not kept a written copy of the song.

Stevie Wonder, who has enjoyed a lengthy career as a songwriter and recording artist, released a song called For Your Love in 1995 on the album Conversation Peace. Wonder obtained a publishing copyright of the song in 1994 and, the following year, Motown Record Company acquired a copyright in the sound recording from Conversation Peace. Although he had not copyrighted the song until much later, Wonder was involved in a number of recordings of the song that date from the early 1980s, including two made in August 1982.

In his lawsuit, filed in the district court in 1998, Coles contends that Wonder's version of For Your Love infringes his 1990 copyright.² Because Wonder has produced recordings of his song, made in the early 1980s, plaintiff must establish that his copyright covers that period in order to raise an issue of material fact simply possessing a copyright that is valid as of 1990 will not be enough.³

II.

As the district court correctly observed, plaintiff must prove two things in order to establish a copyright infringement claim: first, that he had ownership of a valid copyright; second, that another person copied a protected interest in the work. Order, June 30, 2000 at 8 (citing Feist Publ'ns, Inc. v. Rural Tel. Serv. Co., 499 U.S. 340, 361, 111 S.Ct. 1282, 113 L.Ed.2d 358 (1991)). While copyright protection dates from the time that an artist creates an original work that may be copyrighted, such as a song, a cause of action for infringement cannot be enforced until the artist actually registers the copyright pursuant to the requirements of the Copyright Act. 17 U.S.C. § 411(a).

Among the requirements of copyright registration is a requirement that an application include a copy of the work. 17 U.S.C. § 408(b). In this case, defendants maintain that plaintiff failed to obtain a valid copyright of a 1982 recording of For Your Love because the recording submitted with his application, which dates from 1990, was a reconstruction rather than a copy of the earlier recording.

As mentioned earlier, the district court relied heavily on a case from the Ninth Circuit, Kodadek, supra, to justify its grant of summary judgment to defendants. In that case, plaintiff alleged that he made numerous drawings of the cartoon characters "Beavis and Butthead" before the television show of the same name was aired. In 1995, two years after the show was first broadcast, plaintiff applied for and obtained a certificate of registration from the Copyright Office. His application indicated that the date of creation was 1991; however, the drawings submitted pursuant to the deposit requirement of the Copyright Act were made from memory in 1993 after plaintiff had seen the television show.

Looking to its earlier decision in Seiler v. Lucasfilm, Ltd., 808 F.2d 1316 (9th Cir.1986), the court of appeals noted that there was a distinction between the bona fide copies of an original work required by 17 U.S.C. § 408(b) and reconstructions. Kodadek, 152 F.3d at 1211. Despite plaintiff's contention, which is similar to the one advanced by plaintiff in this case, that he could reproduce "virtually identical" copies of his original work from memory, the Ninth Circuit held that such recreations are insufficient to meet the deposit requirement:

While it may be possible for an artist to accurately reproduce his or her previous work from memory, for the purpose of certainty in obtaining copyright registration, such reproductions are simply insufficient. Again, Seiler held that § 408 permits the deposit of "bona fide copies of the original work only." Id. This means that any "copy" deposited as part of an application for a certificate of copyright registration must be virtually identical to the original and must have been produced by directly referring to the original. Once a bona fide copy is made in this manner, subsequent copies can be made by directly referring to that copy. For example, a photocopy or other electronic means of reproduction of an original drawing could suffice. Similarly, an accurate trace of an original drawing could suffice. In fact, a meticulous freehand redrawing of an original, made while the artist referred directly to the original, could suffice. Here, Kodadek's 1993 drawings were made from his memory of the 1991 drawings. They were not made by directly referring to the originals or bona fide copies of the originals. We hold that the 1993 drawings are merely "reconstructions" and not appropriate "copies" of the 1991 drawings for purposes of obtaining a valid certificate of copyright registration. Thus, Kodadek did not properly receive a copyright registration in the 1991 drawings and his infringement action is foreclosed.

Id. at 1212. Similarly, in the case before us, had Coles been able to establish that he made the 1990 recording after listening to an audio copy of his 1982 rendition of For Your Love, he could have met the deposit requirement and his copyright would be valid from the date listed on his application. Likewise, had he made his 1990 recording after reviewing a tear sheet or other written summary that dated from 1982, he could have satisfied the deposit requirement. Like the plaintiff in Kodadek, however, Coles did not refer to the original work in producing the recording of For Your Love that he then deposited with his copyright application. Thus, the 1990 recording must be viewed as a reconstruction only, not a copy, and therefore he could not receive a valid copyright registration in the 1982 version of the song.

While the rule that we adopt may seem harsh, it avoids the factual disputes over creation dates that are on vivid display in this case. The rule permits an artist to protect an original song against potential infringement by registering the original work with the Copyright Office immediately after its creation by depositing either a recording of the song or a written version of it with the copyright application; by retaining a copy of a recording of the original song or written version of it that dates from the time of creation for deposit with a subsequent copyright application; or by making the copy for deposit by referring to a recording or written version of the original work. Rather than put the interests of creative artists at risk, the rule protects those interests by encouraging artists...