Dilworth v. Goldberg

• Decision Date: 17 March 2014
• Docket Number: Nos. 10 Civ. 2224(JMF)(GWG), 11 Civ. 4799(JMF)(GWG).,s. 10 Civ. 2224(JMF)(GWG), 11 Civ. 4799(JMF)(GWG).
• Citation: 3 F.Supp.3d 198
• Parties: Anthony G. DILWORTH and Patricia Dilworth, Plaintiffs, v. Randy GOLDBERG, M.D., et al., Defendants. James R. Bowen, Plaintiff, v. Capt. Robert Patrick, et al., Defendants.
• Court: U.S. District Court — Southern District of New York

3 F.Supp.3d 198

Anthony G. DILWORTH and Patricia Dilworth, Plaintiffs,

v.Randy GOLDBERG, M.D., et al., Defendants.

James R. Bowen, Plaintiff,

v.Capt. Robert Patrick, et al., Defendants.

Nos. 10 Civ. 2224(JMF)(GWG), 11 Civ. 4799(JMF)(GWG).

United States District Court,

S.D. New York.

Signed March 17, 2014.

Michael Anthony Deem, Michael A. Deem, P.L.L.C., Mt. Vernon, NY, for Plaintiffs.

Patricia Dilworth, Mohegan Lake, NY, pro se.

Adam Rodriguez, Reginald James Johnson, Darius Patrick Chafizadeh, Harris Beach PLLC, White Plains, NY, for Defendants.

MEMORANDUM AND ORDER

GABRIEL W. GORENSTEIN, United States Magistrate Judge.

Plaintiffs Anthony Dilworth and James Bowen have moved for sanctions against defendant Westchester County alleging spoliation. ¹ Spoliation is “the destruction or significant alteration of evidence, or the failure to preserve property for another's use as evidence in pending or reasonably foreseeable litigation.” Byrnie v. Town of Cromwell, Bd. of Educ., 243 F.3d 93, 107 (2d Cir.2001) (quoting West v. Goodyear Tire & Rubber Co., 167 F.3d 776, 779 (2d Cir.1999) (quotation marks omitted)). A party seeking spoliation sanctions has the burden of establishing the elements of a spoliation claim by a preponderance of the evidence. Byrnie, 243 F.3d at 108; Passlogix, Inc. v. 2FA Technology, LLC, 708 F.Supp.2d 378, 412 (S.D.N.Y.2010). These elements are “(1) that the party having control over the evidence had an obligation to preserve it at the time it was destroyed; (2) that the records were destroyed with a culpable state of mind; and (3) that the destroyed evidence was relevant to the party's claim or defense such that a reasonable trier of fact could find that it would support that claim or defense.” Residential Funding Corp. v. DeGeorge Fin. Corp., 306 F.3d 99, 107 (2d Cir.2002) (citing Byrnie, 243 F.3d at 107–12). In their memorandum of law in support of the motion for sanctions, the plaintiffs assert that defendant Westchester County has committed spoliation in three respects (1) it failed to preserve “Capital Project Plans” that would have shown the location of surveillance cameras in the J2 housing area where incidents involving both Bowen and Dilworth allegedly occurred; (2) it failed to preserve videos from one or more surveillance cameras in J2 that would have depicted an alleged beating of Bowen by Captain Patrick; and (3) it failed to preserve logbooks for “A Block” that would have shown that Dilworth was forced to leave his cell and go to a different building to receive his pain medication. See Pl. Mem. at 11.

The third claim raised in the plaintiffs' original motion appears to be moot in light of a letter submitted by the defendant to the Court and to plaintiffs' counsel. See Letter from Darius P. Chafizadeh, filed Feb. 28, 2014 (Docket # 458). The defendant states in the letter that it had previously been “unable to locate the A Block Log Book” covering a portion of the time Dilworth was housed there, but “[u]pon further investigation by County personnel ... the A Block Log Book ... was located obviating the need for the Court to address such issue on Plaintiffs' motion” as these materials would be “made available for inspection by Plaintiffs' counsel.” Id. Thus, we address only the first two aspects of the spoliation motion.²

Capital Project Plans

The plaintiffs argue that “Capital Project Plans” would show the existence of surveillance cameras that took video recordings of incidents involving both plaintiffs and that such plans have been destroyed. Pl. Mem. at 11. The plaintiffs point to various pieces of circumstantial evidence that they contend support this assertion. For example, they point to certain statements made by Sergeant (now Captain) Christopher Smith, of the Department of Corrections Technical Services Unit, during his March 29, 2013 deposition. Pl. Mem. at 4. The plaintiffs' notice of deposition contained a request that he bring to his deposition any documents concerning the installation of surveillance video cameras in the jail, particularly in the housing area. ³See Notice to Take Deposition, dated Mar. 28, 2013 (annexed as Ex. 4 to Deem Decl.). During the deposition, Sgt. Smith stated that he was not sure if capital project plans would indicate the installation locations of surveillance cameras in the jail, but that they might indicate such locations, and that the Department of Public Works might have these plans. See Transcript of Deposition of Christopher Smith, dated Mar. 29, 2013 (annexed as Ex. 5 to Deem Decl.), at 27, 51, 52. The plaintiffs state that his deposition was adjourned because he failed or refused to bring the requested documents. Pl. Mem. at 4. The plaintiffs also point to Sgt. Smith's statement on June 6, 2013, during his continued deposition, that he had “drawn in” by hand various cameras on the plans he brought with him and that the plans he brought “could be plans for a hundred different projects that might have taken place.” See Transcript of Continued Deposition of Christopher Smith, dated June 6, 2013 (annexed as Ex. 10 to Deem Decl.), at 51, 61. Additionally, the plaintiffs proffer an affidavit from Robert Sanderson, an expert in forensic video analysis. Mr. Sanderson's affidavit states that it is “customary for [a] system installer to provide an ‘as built’ floor plan detailing camera placement, point of view and visual area effectively recorded.” Sanderson Decl. ¶ 7.b.

In response, the defendant states that it produced plans that indicate the locations of the surveillance cameras in the jail during Sgt. Smith's June 6, 2013 deposition. Def. Mem. at 2, 9. The defendant also references its October 7, 2013 letter to the Court, submitted in response to the Court's October 3 directive to defense counsel to determine whether any further plans exist that would show the location of video cameras in the jail. See Chafizadeh Decl. ¶ 26. In the October 7 letter, the defendant explained that Sgt. Smith had “further reviewed the records on file with the Technical Services Unit and consulted with the ... Department of Public Works ... [and] determine[d] that no other plans exist which would provide a further depiction of the location of where video cameras were located [in the facility].” Letter from Darius P. Chafizadeh, dated Oct. 7, 2013 (annexed as Ex. D to Chafizadeh Decl.), at 1.

“[T]he spoliation doctrine is predicated on evidence actually existing and being destroyed.” Khaldei v. Kaspiev, 961 F.Supp.2d 564, 569 (S.D.N.Y.2013) (quoting Orbit One Commc'ns v. Numerex Corp., 271 F.R.D. 429, 441 (S.D.N.Y.2010) (internal quotation marks omitted)). Thus, “for sanctions to be appropriate, it is a necessary, but insufficient, condition that the sought-after evidence actually existed ....” Farella v. City of New York, 2007 WL 193867, at *2 (S.D.N.Y. Jan. 25, 2007) (emphasis in original). In this case, the plaintiffs have failed to show by competent evidence that “Capital Project Plans” showing the location of cameras ever existed. The only evidence proffered in support of this claim consists of ambiguous statements made by Sgt. Smith and the speculative expert opinion of Robert Sanderson. With respect to Mr. Sanderson's opinion that it is customary for a system installer to provide an “as built” floor plan detailing camera placement, this assertion does not show that such plans in fact existed for the Westchester County Jail, and thus does nothing to fulfill the plaintiffs' burden on this motion. In the end, this aspect of the plaintiffs' motion for spoliation sanctions rests on pure speculation about the existence of these plans. Case law is clear, however, that “speculative assertions as to the existence of documents do not suffice to sustain a motion for spoliation of evidence.” Tri–County Motors, Inc. v. Am. Suzuki Motor Corp., 494 F.Supp.2d 161, 177 (E.D.N.Y.2007) (citations omitted); see also Khaldei, 961 F.Supp.2d at 570 (“[B]ecause plaintiff's argument that there has been any actual loss of evidence relevant to the claims or defenses in this case amounts to pure speculation, it is insufficient to sustain a motion for spoliation sanctions.”) (citation omitted).

Moreover, even if we could find that such plans existed, there is no evidence at all that the plans were destroyed with a culpable state of mind. Nor is there any evidence on the timing of such destruction, and thus there can be no finding that there was an obligation to preserve it at the time it was purportedly destroyed.

Video from Other Cameras in J2

The plaintiffs claim that the defendant has failed to preserve videos from one or more surveillance cameras in the J2 housing area that would have depicted Captain Patrick beating Bowen. Pl. Mem. at 11. This assertion is premised on Bowen's contention that there was an additional video camera at a location in the housing area, aside from the camera that captured video of the incident that the plaintiffs already have. In support of their contention that there must be another camera that captured the incident, the plaintiffs once again proffer the opinion of their expert. Sanderson asserts that “[c]onsidering the correctional setting and typical installation features of professional surveillance systems, numerous other cameras should have been strategically placed in the dormitory [by the facility] and would likely have captured the incident involving Mr. Bowen with greater substance and clarity.” Sanderson Decl. ¶ 8 (emphasis added). This statement is obviously speculativeand cannot support a finding that there was such a camera.

The plaintiffs have also proffered documents labeled “affidavits” from Dilworth and Bowen.⁴ Bowen asserts that he has reviewed the video of the incident. Bowen Aff. ¶ 3. He notes that the video depicting him falling out of his bunk bed was from a surveillance camera on the wall farthest away from his bed but that “[t]here was another camera closer to [his] bed that should have captured the incident...