Warren v. District of Columbia

• Decision Date: 02 January 2004
• Docket Number: No. 02-7120.,02-7120.
• Parties: Morris J. WARREN, Appellant, v. DISTRICT OF COLUMBIA, Appellee.
• Court: U.S. Court of Appeals — District of Columbia Circuit

353 F.3d 36

Morris J. WARREN, Appellant, v. DISTRICT OF COLUMBIA, Appellee.

No. 02-7120.

United States Court of Appeals, District of Columbia Circuit.

Argued November 13, 2003.

Decided January 2, 2004.

Appeal from the United States District Court for the District of Columbia (01cv00349).

Susan S. Friedman, Student Counsel, argued the cause for appellant. With her on the briefs were Steven H. Goldblatt, Director of the Appellate Litigation Program, appointed by the court, and Cary Berkeley Kaye, Supervising Attorney.

Morris J. Warren, pro se, was on the briefs for appellant.

Mary L. Wilson, Assistant Corporation Counsel, argued the cause for appellee. With her on the brief was Edward E. Schwab, Acting Deputy Corporation Counsel.

Before: RANDOLPH and ROBERTS, Circuit Judges, and WILLIAMS, Senior Circuit Judge.

Opinion for the Court filed by Circuit Judge RANDOLPH.

RANDOLPH, Circuit Judge:

Morris Warren, representing himself, sued the District of Columbia under 42 U.S.C. § 1983 for constitutional violations he claims to have suffered while incarcerated in a private prison in Youngstown, Ohio. The Corrections Corporation of America operated the prison pursuant to a contract with the District. The issue is whether the district court erred in dismissing the complaint for failure to state a claim of municipal liability under Monell v. Dep't of Soc. Servs., 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978).

On request, the clerk of the district court provides prisoners with a packet containing information on how to file a civil rights complaint, as well as a complaint form. Warren obtained a packet, completed the form in handwriting, and filed it in the district court. The court dismissed his complaint, but then granted him leave to amend, which Warren did using another form. Under the headings "Statement of Claim" and "Relief," Warren complained about the Youngstown facility and what happened to him there and alleged that the District of Columbia "knew or should have known" that he had been mistreated. Warren's five-page response to the District's motion to dismiss provided more detail.

It is often stated that pro se prisoner complaints should be "liberally construed." E.g., Boag v. MacDougall, 454 U.S. 364, 365, 102 S.Ct. 700, 70 L.Ed.2d 551 (1982); Estelle v. Gamble, 429 U.S. 97, 106, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976); Haines v. Kerner, 404 U.S. 519, 92 S.Ct. 594, 30 L.Ed.2d 652 (1972). But that does not distinguish such complaints from any others. The general rule, applicable in all cases, is "that the complaint will be construed liberally on a Rule 12(b)(6) motion." 5A CHARLES ALAN WRIGHT & ARTHUR R. MILLER, FEDERAL PRACTICE AND PROCEDURE § 1357 (2d ed. 1987). In pro se prisoner cases, courts frequently add — after noting the "liberal construction" rule — that the complaint should not be dismissed under Rule 12(b)(6) unless "it appears `beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.'" Estelle, 429 U.S. at 106, 97 S.Ct. at 292 (quoting Conley v. Gibson, 355 U.S. 41, 45-46, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957)). But again this is not unique for prisoner cases. It is the "accepted rule" in every type of case. Conley, 355 U.S. at 45-46, 78 S.Ct. at 101-02. Perhaps courts are more forgiving in pro se prisoner cases because the complaints are often handwritten; they may not follow formal pleading conventions; and they may not draw fine lines between the legally relevant and the legally irrelevant. For example, in one such case, we derived the prisoner's cause of action not only from his formal complaint but also from other papers he had filed. See Anyanwutaku v. Moore, 151 F.3d 1053, 1058 (D.C.Cir.1998).

Viewing Warren's complaint and his response to the District's motion to dismiss together, as did the district court, we discern the following allegations: prison officials used common needles to draw blood from Warren and members of his "pod," deprived him of medication for a month, locked him down "for no apparent reason," forced him to "lay [sic] on the cold floor naked between 15 to 20 hours everyday [sic]," denied him "cell running water or toilet water [for] over 72 hours, weeks at a time," sprayed tear gas "everyday [sic] in the cells and pods," and destroyed his property. Warren alleges that, as a result of this mistreatment, he caught pneumonia, suffered a mild stroke, and became infected by "yellow jaundice" (from the needle).

Warren claims the District "knew or should have known" about his mistreatment yet did not act to stop it. He describes several ways in which the District learned or should have learned about his situation: his own complaints to the mayor and to Department of Corrections Director Odie Washington, his wife's telephone calls, newspaper articles describing the mistreatment of prisoners at Youngstown, and the activities of a contract monitor appointed pursuant to the settlement of a class action brought by the Youngstown prisoners against the District and the Corrections Corporation.

Under Monell, municipalities are liable for their agents' constitutional torts only if the agents acted pursuant to municipal policy or custom. 436 U.S. at 694, 98 S.Ct. at 2037-38. Respondeat superior does not apply. Id. In order to state a claim against a municipality, the plaintiff therefore must allege not only a violation of his rights under the Constitution or federal law, but also that the municipality's custom or policy caused the violation. See Collins v. City of Harker Heights, 503 U.S. 115, 123-24, 112 S.Ct. 1061, 1067-68, 117 L.Ed.2d 261 (1992); Baker v. District of Columbia, 326 F.3d 1302, 1306 (D.C.Cir.2003).

The District argues that the district court properly dismissed the complaint because Warren failed to allege any constitutional violations. The District never mentioned this argument in the district court but thinks Dandridge v. Williams, 397 U.S. 471, 476 n.6, 90 S.Ct. 1153, 1157 n.6, 25 L.Ed.2d 491 (1970), allows a prevailing party to defend the judgment on any ground. The law is otherwise. The Supreme Court has entrusted to the discretion of the courts of appeals the "matter of what questions may be taken up and resolved for the first time on appeal." Singleton v. Wulff, 428 U.S. 106, 121, 96 S.Ct. 2868, 2877-78, 49 L.Ed.2d 826 (1976). In this court, the general rule is that a prevailing party may defend the judgment on any ground decided or raised below. See Rogers v. District of Columbia, 194 F.3d 174 (D.C.Cir.1999); District of Columbia v. Air Florida, Inc., 750 F.2d 1077, 1084-85 (D.C.Cir.1984). That too is the general rule in the Supreme Court. See, e.g., Granfinanciera, S.A. v. Nordberg, 492 U.S. 33, 38-39, 109 S.Ct. 2782, 2788-89, 106 L.Ed.2d 26 (1989). While we have discretion to consider issues not presented to the district court, Roosevelt v. E.I. DuPont de Nemours & Co., 958 F.2d 416, 419 n. 5 (D.C.Cir.1992), the District has offered us no good reason for departing from our general rule. If on remand the District continues to believe that Warren has not alleged constitutional violations, it may file an appropriate motion. Nothing we say in this opinion resolves the issues the District wishes to raise here for the first time.

This brings us to the question whether Warren sufficiently alleged that a District custom or policy caused the claimed violations of his constitutional rights. Causation would exist if, for instance, the municipality or one of its policymakers explicitly adopted the policy that was "the moving force of the constitutional violation." Monell, 436 U.S. at 694, 98 S.Ct. at 2037-38; see City of St. Louis v. Praprotnik, 485 U.S. 112, 123-30, 108 S.Ct. 915, 924-28, 99 L.Ed.2d 107 (1988). Or a policymaker could knowingly ignore a practice that was consistent enough to constitute custom. Praprotnik, 485 U.S. at 130, 108 S.Ct. at 927-28. Or the municipality may not have responded "to a need... in such a manner as to show `deliberate indifference' to the risk that not addressing the need will result in constitutional violations." Baker, 326 F.3d at 1306 (citing Canton v. Harris, 489 U.S. 378, 390, 109 S.Ct. 1197, 1205-06, 103 L.Ed.2d 412 (1989), and Daskalea v. District of Columbia, 227 F.3d 433, 441 (D.C.Cir.2000)).

Appointed counsel emphasizes the "deliberate indifference" theory of municipal liability. "Deliberate indifference," we wrote in Baker, 326 F.3d at 1306, "is determined by analyzing whether the municipality knew or should have known of the risk of constitutional violations," but did not act. Although this is an objective standard, it involves more than mere negligence. It does not require the city to take reasonable care to discover and prevent constitutional violations. It simply means that, faced with actual or constructive knowledge that its agents will probably violate constitutional rights, the city may not adopt a policy of inaction. See Farmer v. Brennan, 511 U.S. 825, 841, 114 S.Ct. 1970, 1981, 128 L.Ed.2d 811 (1994) (describing the holding in Canton).

Here Warren has alleged that the District "knew or...