Lee v. State of Alabama, 22994.

Citation373 F.2d 82
Decision Date13 February 1967
Docket NumberNo. 22994.,22994.
PartiesHuey R. LEE, Appellant, v. STATE OF ALABAMA, Appellee.
CourtUnited States Courts of Appeals. United States Court of Appeals (5th Circuit)

Huey R. Lee, pro se.

Walter Mark Anderson, III, Asst. Atty. Gen., for appellee.

Before BELL and THORNBERRY, Circuit Judges, and FISHER, District Judge.

OPINION ON MOTION FOR REHEARING

PER CURIAM:

Appellant's motion for rehearing is denied.1 He contends that the court failed to give application to the case of Pate v. Robinson, 1966, 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d 815, which holds that the conviction of an accused person in a state court while he is legally incompetent violates the due process clause of the Fourteenth Amendment, and that the question may be raised on a petition for writ of habeas corpus. His view is that it necessarily follows that he was entitled to a plenary hearing in the District Court on his contention that he was incompetent to stand trial. The propositions of law asserted are correct. However, this was the issue presented on the appeal: Whether the District Court erred in denying a hearing on the question of appellant's competency at the time of his trial.

Pate v. Robinson, supra, does not require a hearing in every case where such a claim is made. Whether a hearing is indicated is to be determined under the hearing requirement rules of Townsend v. Sain, 1963, 372 U.S. 293, 83 S.Ct. 745, 9 L.Ed. 770. The state hearing which was afforded appellant prior to his murder trial on the question of his mental competency, and the disposition of that question meets the rule of Townsend v. Sain, supra. No further federal hearing is required.

There is, however, one portion of our opinion in Lee v. Wiman, 5 Cir., 1960, 280 F.2d 257, at p. 266, which should be clarified. It was there indicated that a federal habeas court might treat a state prisoner, seeking collateral relief based on a claim of mental incompetence at trial, differently from a federal prisoner in the same circumstance. The difference was couched in terms of restrictions on the right of a state prisoner to raise such a question in a federal habeas court. There were no restrictions on a federal prisoner. Pate v. Robinson, supra, makes it clear that there can be no difference between the relief available to a federal or state prisoner in such circumstance. Either may have the due process question of his mental competency to stand trial considered on a petition for collateral relief, assuming the necessary factual basis to warrant a hearing.

We have reconsidered the factual posture of appellant's claim. He was convicted in 1943 for murdering his father in 1942, and sentenced to life imprisonment. Under the authority of Pate v. Robinson, supra, his discharge from prison would be mandatory after affording the state an opportunity to try him again within a reasonable time. That case holds that it would not be sufficient to simply order a hearing in the District Court on whether he was competent to stand trial in view of the long lapse of time since the trial. Seven years had elapsed since the state trial of Robinson. Appellant, on the other hand, was tried twenty three years ago. Whether this relief will be granted depends upon the viability of our prior decision, Lee v. Wiman, supra.

That decision and the decision of the Supreme Court of Alabama in Ex Parte Lee, 1946, 248 Ala. 246, 27 So.2d 147, point out that appellant was given a jury trial under the provisions of Title 15, § 428 of the 1940 Code of Alabama, shortly after the murder, on the issue of his sanity. The issue involved his sanity at the time of the hearing. Seven physicians and seventeen lay witnesses testified upon that hearing. Some of the evidence is detailed in our prior opinion. Lee v. Wiman, supra. Subsequent events are also there detailed and reasons stated as to why a federal hearing was not required. We concluded then that appellant was not entitled to a hearing in the District Court on the question of his mental competence at the time of his trial. We adhere to that conclusion.

Denied.

THORNBERRY, Circuit Judge (dissenting):

A re-examination of the record on appeal and the entire history of this extended litigation leads me to the conclusion that petitioner Lee has been deprived of those fundamental liberties of the person safeguarded against state action by the due process clause of the fourteenth amendment. For this reason, I am compelled to respectfully dissent from the views expressed by the majority. My actions rest upon the conviction that the question of petitioner's competency to stand trial was never determined by the state court in such manner as to conform with federal due-process standards.

On July 20, 1942, a sanity hearing was held before judge and jury in the Alabama court. The jury returned a verdict reading: "We the jury find defendant to be sane."1 On October 20, 1942, petitioner was indicted by the Grand Jury and charged with the murder of his father.2 Two days later the sheriff filed a petition with the county court recommending that Lee be transferred to the state hospital for observation. A similar request was filed by Lee's attorneys. These requests were granted by the court pursuant to Section 425 of Title 15 of the 1940 Code of Alabama.3 Lee remained in the hospital for over nine months and was under constant observation by state physicians. These observations resulted in a written report prepared for use of the court pursuant to the above-mentioned statutory provision. The views expressed in this report raised serious doubt as to Lee's then existing mental condition. On August 3, 1943, Lee was returned to jail. He was subsequently arraigned and was finally placed on trial on October 27, 1943, fifteen months after the jury finding of sanity.

On numerous occasions since the day of his conviction, Lee has urged before the courts, both state and federal, that he was incompetent to stand trial on October 27, 1943, and that failure of the state to determine his competency at that time constituted lack of due process. The answer to this contention has continually been that the jury determination of July 20, 1942, satisfied constitutional requirements. To this view, I can no longer subscribe. A passage of fifteen months, in itself, would raise serious doubts as to the continued viability of a determination of present competency to stand trial. This is especially true where there is abundant evidence, as in this case, of a very unstable personality.

Here, however, we have much more than the mere passage of time. The State of Alabama has wisely seen fit to provide statutory machinery to furnish evidence for, and thus implement, determination of criminal responsibility and mental incompetency. That machinery was here set in motion by a peace officer of the state. Pursuant to this statutory procedure, petitioner was placed under continuous observation for a nine-month period. The observing physicians then filed a report with the court, as required by statute, stating the conviction that petitioner was at that time incompetent.4 It would appear, however, that no use was ever made of this report. No inquiry by way of an evidentiary hearing was ever made into petitioner's competency on or about October 27, 1943, the date of his trial. The argument could no doubt be made that the defense had access to the report, could have asserted it in support of a plea of incompetency at the trial, and that the failure to enter such a plea constitutes waiver. This position, however, has been foreclosed by the Supreme Court:

The State insists that Robinson deliberately waived the defense of his competency to stand trial by failing to demand a sanity hearing as provided by Illinois law. But it is contradictory to argue that a defendant may be incompetent, and yet knowingly or intelligently "waive" his right to have the court determine his competency to stand trial. See Taylor v. United States, 282 F.2d 16, 23 (C.A. 8 Cir. 1960).

Pate v. Robinson, 1966, 383 U.S. 375, 384, 86 S.Ct. 836, 841.

Admittedly, the issues under discussion were investigated, and decided adversely to the position here asserted, in Lee v. Wiman, 5th Cir., 1960, 280 F.2d 257. Clearly, however, the doctrine of res judicata has no application in habeas corpus proceedings, Sanders v. United States, 1963, 373 U.S. 1, 8, 83 S.Ct. 1068, 1073...

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8 cases
  • Lee v. State of Alabama
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • August 22, 1967
    ...on August 25, 1966. 364 F.2d 945. Lee's petition for rehearing was denied by this court, speaking through the same panel, on February 1, 1967, 373 F.2d 82. Subsequently, the appellant again filed a petition for rehearing, requesting rehearing en banc and a majority of the members of the cou......
  • State v. Reid
    • United States
    • Supreme Court of New Mexico
    • June 10, 1968
    ...will not be reconsidered in a proceeding under § 21--1--1(93), N.M.S.A.1953 (Sup.1967). See Townsend v. Sain, supra; Lee v. State of Alabama, 373 F.2d 82 (5th Cir. 1967). Failure to provide a complete Defendant asserts that he could not adequately present six of his claims for post-convicti......
  • Lee v. State of Alabama
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • February 3, 1969
    ...So. 2d 471. 2 Lee v. Alabama, 1945, 325 U.S. 888, 65 S.Ct. 1576, 89 L.Ed. 2002. 3 Lee v. Wiman, 1960, 5 Cir., 280 F.2d 257; Lee v. Alabama, 1967, 5 Cir., 373 F.2d 82; on rehearing en banc, 1967, 5 Cir., 386 F.2d 97. 4 Lee sought an en banc hearing for this appeal pursuant to Local Rule 25 (......
  • Sharp v. Beto
    • United States
    • U.S. District Court — Northern District of Texas
    • November 27, 1967
    ...and state prisoners when habeas corpus relief is sought on the ground of mental incompetency at the time of trial. Lee v. State of Alabama, 5 Cir. 1967, 373 F.2d 82, vacated on other grounds, 386 F.2d 97 (5 Cir. June 27, 1967, slip opinion No. 22994). Clark v. Beto, 5 Cir. 1966, 359 F.2d 55......
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