Browns v. Mitchell, 10118.

Citation409 F.2d 593
Decision Date02 April 1969
Docket NumberNo. 10118.,10118.
PartiesDonald BROWNS, Ruth Buechler, Mitchell G. Crane, and others similarly situated, Appellants, v. Maurice MITCHELL, Chancellor of the University of Denver, Barbara Mertz, Dean of Students, John Evans, Jr., Chairman of the Board of Trustees, Colorado Seminary, a Colorado Corporation, and University of Denver, a Colorado Corporation, Appellees.
CourtUnited States Courts of Appeals. United States Court of Appeals (10th Circuit)

Walter C. Brauer, III, Denver, Colo. (Susan Graham Barnes, Lakewood, Colo., on brief), for appellants.

James A. Clark, Denver, Colo. (Winner, Berge, Martin & Clark, and Henry, Cockrell, Quinn & Creighton, Denver, Colo., on brief), for appellees.

Before MURRAH, Chief Judge, and HILL and SETH, Circuit Judges.

MURRAH, Chief Judge.

In April, 1968, one of the Plaintiffs (Appellant here), Ruth Buechler, and another student at the University of Denver, a private institution, met with Chancellor Mitchell to present certain demands1 on behalf of themselves and approximately 40 other students. They told the Chancellor that if these demands were not met a sit-in demonstration would be staged. They were advised by the Chancellor that the demands could not be met and that any sit-in would receive the severest discipline.

Subsequently about 45 students, including the three named plaintiffs, physically occupied a non-public area of the Registrar's Office. After reviewing the situation the Dean of Students warned the demonstrators that if they did not leave the area within five minutes they would be dismissed.2 Six students left and after ten to fifteen minutes the remaining 39 were summarily dismissed. The Director of Security of the University advised the students they were violating a city ordinance and after a period of time called the police who arrested the students.

At the time of dismissal the students were advised of their right to appeal the dismissal to the University Conduct Review Committee. All 39 initiated the appeal procedure and were specifically notified of the charges and informed that their University records would be made available to the Committee. After individual, inquisitory hearings the Committee imposed one year disciplinary probation in lieu of dismissal, and so informed the Chancellor. After reviewing the Committee's report, the individual student's record, and random samplings of the tape record, the Chancellor recommended one year suspension to the Board of Trustees. This recommendation was unanimously approved by the Board and the students were thereupon suspended.

The appellants, all suspended students, bring this class action under 42 U.S.C. § 1983 seeking injunctive relief in the nature of reinstatement. The asserted grounds for the relief sought are that the disciplinary action of the University was done under color of State law and must, therefore, conform to Fourteenth Amendment due process; and that the proceedings which ultimately resulted in the suspension were lacking in procedural due process. The trial judge deliberately avoided the "state action" issue3 and found that procedural due process had been afforded. On review we reach only the threshold issue whether the disciplinary acts of the University of Denver constitute action under color of State law. Being of the opinion that they do not we affirm the dismissal of the action.

It is axiomatic that the due process provisions of the Fourteenth Amendment proscribe state action only and do not reach acts of private persons unless they are acting "under color of state law." United States v. Guest, 383 U.S. 745, 86 S.Ct. 1170, 16 L.Ed.2d 239 (1966); United States v. Price, 383 U.S. 787, 86 S.Ct. 1152, 16 L.Ed.2d 267 (1966); Evans v. Newton, 382 U.S. 296, 86 S.Ct. 486, 15 L.Ed.2d 373 (1966); Burton v. Wilmington Parking Authority, 365 U.S. 715, 81 S.Ct. 856, 6 L.Ed.2d 45 (1961); Shelley v. Kraemer, 334 U.S. 1, 68 S.Ct. 836, 92 L.Ed. 1161, 3 A.L.R.2d 441 (1948); and the Civil Rights Cases, 109 U.S. 3, 3 S.Ct. 18, 27 L.Ed. 835 (1883). As Mr. Justice Clark put it in Burton, supra 365 U.S. at 722, 81 S.Ct. at 860:

It is clear, as it always has been since the Civil Rights Cases * * * that "Individual invasion of individual rights is not the subject-matter of the Fourteenth amendment," * * * and that private conduct abridging individual rights does no violence to the Equal Protection Clause and likewise the Due Process Clause unless to some significant extent the State in any of its manifestations has been found to have become involved in it.

Inasmuch as the Civil Rights Act of 1871, 42 U.S.C. § 1983, is concerned only with state action and does not concern itself with federal action we lay to one side as entirely irrelevant any evidence concerning the participation of the federal government in the affairs of the University. See Grossner v. Trustees of Columbia University, 287 F.Supp. 535, 547 (S.D.N.Y.1968). And so it is state action with which we are here concerned and more particularly, to paraphrase Mr. Justice Clark in Burton, supra at 725, 81 S.Ct. 856, whether the State of Colorado has "so insinuated itself" in the affairs of this private University as to be judicially "recognized as a joint participant in the challenged" disciplinary proceedings.4

The courts have judiciously avoided laying down "a precise formula for recognition of state responsibility" based upon State involvement in the affairs of an otherwise private University or enterprise preferring the inductive process of "sifting facts and weighing circumstances." Burton, supra at 722. See also Commonwealth of Penn. v. Brown, 270 F.Supp. 782, 788 (E.D.Penn. 1967). We turn, therefore, to the asserted indicia of State participation to ascertain the nature and extent of the conduct here involved. Cf. Simkins v. Moses H. Cone Memorial Hospital, 323 F.2d 959, 966 (4th Cir., 1963).

The Colorado Seminary was incorporated as a religious corporation by the Methodist Episcopal Church under the laws of the Territory of Colorado. The University of Denver was later founded and incorporated by the Colorado Seminary under the laws of the State of Colorado as a private, non-profit, tax-exempt, educational institution. The two corporations continue to exist in duality as a single, non-tax-supported university. The Board of Trustees of Colorado Seminary is appointed by the annual conference of the Methodist Episcopal Church. The original Board of Trustees of the University of Denver was elected principally by officers of the Methodist Episcopal Church and the Board of Trustees of Colorado Seminary. Since then the University Board has changed to staggered terms of self-elected members.

The University receives no State funds. Indeed, the State of Colorado is prohibited by its Constitution from making appropriations for any educational activity not under the "absolute control of the State." Article V, § 34. Like all other religious and charitable corporations the University is tax exempt and, by virtue of the original territorial charter incorporating Colorado Seminary, the University receives a special tax exemption not enjoyed by other like corporations in that the income from its non-educational, income producing property is also non-taxable. Colorado Seminary v. Board of County Commissioners, 30 Colo. 507, 71 P. 410 (1903). Counsel for the students seem to suggest that this special tax...

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