United States v. Garber
Decision Date | 11 July 1969 |
Docket Number | Docket 33042.,No. 412,412 |
Citation | 413 F.2d 284 |
Parties | UNITED STATES of America, Appellee, v. Irving GARBER, Defendant-Appellant. |
Court | U.S. Court of Appeals — Second Circuit |
Irving Garber, pro se.
Daniel J. Sullivan, Asst. U. S. Atty. New York City (Robert M. Morgenthau, U. S. Atty., for the Southern District of New York, New York City, and Lawrence W. Newman, Asst. U. S. Atty., New York City, on the brief), for appellee.
Before MOORE, FRIENDLY and HAYS, Circuit Judges.
Irving Garber appeals pro se from an order of the United States District Court denying his motion to dismiss an indictment and another motion for change in venue and severance. In Count One of the seventeen-count indictment, Garber is charged, along with nine other co-defendants and several persons named as co-conspirators but not as defendants, with a conspiracy to commit fraud in the sale and purchase of stock, in violation of the Securities Act of 1933, 15 U.S.C. §§ 77q(a) and 77x. Specifically, Count One charges that as part of the conspiracy, appellant would buy and sell Donbar Development Corporation (Donbar) stock through nominee accounts for the purpose of rigging their market price. Additionally, in the same count it is charged that Garber sold Donbar stock through his brokerage firm, Nassau Securities Service, without revealing that the stock was being manipulated and that secret compensation was being paid to securities salesmen. Appellant was not named in the other sixteen counts which charged five defendants with substantive violations of 15 U.S.C. §§ 77q (a) and 77x.
Appellant contends that the indictment should have been dismissed (1) because his privilege against self-incrimination was violated by an order of the District Court which required him to turn over to the Grand Jury records of his former brokerage firm, (2) because the indictment was unconstitutionally vague, and (3) because the Grand Jury was not properly selected in that it did not represent a cross-section of the community.
The denial of a motion to dismiss an indictment is not appealable under 28 U.S.C. § 1291 and § 1292, because such a denial is not a final "decision" or "judgment." See Snodgrass v. United States, 326 F.2d 409 (8th Cir. 1964); Yeloushan v. United States, 313 F.2d 303 (5th Cir.), cert. denied, 373 U.S. 912, 83 S.Ct. 1301, 10 L.Ed.2d 413 (1963); United States v. Foster, 278 F.2d 567 (2d Cir. 1960); United States v. Golden, 239 F.2d 877 (2d Cir. 1956); Chereton v. United States, 256 F.2d 576 (6th Cir. 1958); Atlantic Fishermen's Union v. United States, 197 F.2d 519 (1st Cir. 1952).
As the Supreme Court stated in Parr v. United States, 351 U.S. 513, 518, 76 S.Ct. 912, 916, 100 L.Ed. 1377 (1956):
Thus, the appeal of the denial of this motion must be dismissed.
Garber also seeks to have this court review the denial of his motion for severance and change in venue. An order denying motions for severance and change in venue is also not appealable before trial. See United States v. Brown, 301 F.2d 664 (4th Cir. 1962); Holdsworth v. United States, 179 F.2d 933 (1st Cir. 1950). Although it may be reviewable by way of writ of mandamus, a strong showing of prejudice must be made since motions for severance and change in venue are addressed to the discretion of the trial judge. Application of Gottesman, 332 F.2d 975, 976 (2d Cir. 1964). Even treating appella...
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