Schaefer v. Leone
| Decision Date | 24 May 1971 |
| Docket Number | No. 311,Docket 34493.,311 |
| Citation | 443 F.2d 182 |
| Parties | Jacob SCHAEFER, Appellee, v. Daniel LEONE, Warden, Hartford Correction Center, Appellant. |
| Court | U.S. Court of Appeals — Second Circuit |
John F. Mulcahy, Jr., Deputy Chief Prosecutor, New Haven, Conn., for appellant.
John P. McKeon, Hartford, Conn., for appellee.
Before WATERMAN, MOORE and FEINBERG, Circuit Judges.
Daniel Leone, Warden of the Hartford Correctional Center, appeals from the granting of appellee Jacob Schaefer's petition for a writ of habeas corpus. The sole issue presented for review is whether a misstatement of Connecticut law by a Connecticut trial court to a jury regarding provable elements of the crime charged, held by the Connecticut appellate courts to constitute nonreversible error, is a question of constitutional dimension thereby creating a substantial federal question cognizable by the federal courts under their habeas corpus jurisdiction. We reverse.
Appellee Schaefer sought release from imprisonment following his conviction by a jury on March 18, 1968,1 on a single count of "pool selling" in violation of the Connecticut anti-pool selling statute, Conn.Gen.Stat. § 53-295, the text of which is reproduced in the margin.2 Evidence seized from Schaefer's possession which was introduced at trial included two pieces of paper identified at trial as bookmakers' "tally sheets," a National Armstrong Daily (a publication containing current racing information and betting odds), several football schedules containing handwritten numbers identified at trial as "lines" or "point spreads" and the charred remains of other papers retrieved from Schaefer's fireplace identified at trial as bookmakers' "worksheets" containing notations of names, initials and dollar amounts.
Schaefer appealed his conviction to the Appellate Division of the Connecticut Circuit Court, claiming, in part, error in the charge to the jury. The conviction was affirmed,3 the court finding that "reading this portion of the charge as well as the charge as a whole, it meets the test of correctness and adequacy and should be sustained."4 On September 24, 1969, the Connecticut Supreme Court refused to certify the jury charge issue for appeal.5 Having exhausted his State remedies, Shaefer petitioned the United States District Court for a writ of habeas corpus on October 6, 1969, pursuant to 28 U.S.C. § 2254.
The thrust of Schaefer's petition is that the trial court's assumed misinterpretation of the requirements of the applicable Connecticut statute in his charge to the jury (which is set forth in the margin),6 in failing to include reference to criminal intent,7 resulted in Shaefer's allegedly unconstitutional conviction of a nonexistent crime, in violation of his rights under the First, Fifth and Fourteenth Amendments. Although the challenged instruction concededly was objected to specifically and in timely fashion, and although "mere possession" is not one of the five sets of circumstances under which one can be found guilty of "pool selling" in Connecticut, we reverse because the District Court did not properly have jurisdiction over Shaefer's habeas corpus petition, as it had not raised any question of substantial constitutional significance.
In justifying the existence of a fundamental question of constitutional significance, Schaefer and the District Court have relied on the authority of Cole v. Arkansas.8 In Cole, the Supreme Court reversed convictions which had previously been affirmed by State appellate courts on the basis of a substantive statutory section completely different from that for the violation of which the defendants were charged, tried and convicted in the first instance. As this precis and the language of Cole itself indicate the issue there was one of reasonable notice to a defendant of the charge brought and a fair opportunity to prepare and present a defense thereto. No allegation of constitutionally inadequate notice is made here. Rather, Schaefer strongly urges us to uphold the District Court's reliance on Cole and asks us to disregard the facts (1) that he had fair notice of the substantive charge against him, and (2) that he was afforded a full and fair trial thereon, followed by appellate review of the jury instruction question through Connecticut's highest court.
Morissette v. United States,9 also relied upon by Schaefer and the District Court in attempting to demonstrate the "fundamental unfairness" of the State trial court's error of omission, is clearly distinguishable from the case at bar. Morissette was concerned not at all with any constitutional question, but solely with determining the import of Congressional omission of the requirement of guilty intent in a statutory offense. The Supreme Court in Morissette granted certiorari for the narrow purpose of reviewing a federal trial court's instruction with respect to the elements of a federal offense in its supervisory capacity over the federal courts.
Upon the facts here presented, we hold that the legality of Schaefer's conviction was properly the exclusive province of the Connecticut courts.10 Were we to hold otherwise, the District Court's rationale would turn every disagreement by a federal district judge with a State court's interpretation of a State statute and their appraisal of a State trial court's instructions thereunder potentially into a question of "fundamental due process." This result would impose an additional burden on our already overburdened federal courts and pose an unnecessary and undesirable threat of greatly increased federal intervention in cases involving the sufficiency of jury instruction and the construction of State law. Any such interpretation would be contrary to the proper role of historic federal habeas corpus jurisdiction, namely, not to serve as the basis for merely an additional appeal.11 As the Supreme Court has stated:
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McSherry v. Block
...L.Ed.2d 147 (1976); United States ex rel. Horelick v. Criminal Court of the City of N.Y., 507 F.2d 37, 42 (2d Cir.1974); Schaefer v. Leone, 443 F.2d 182, 185 (2d Cir.), cert. denied, 404 U.S. 939, 92 S.Ct. 277, 30 L.Ed.2d 251 (1971). 3 While the interpretive gloss on the statute may bind th......
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United States ex rel. Carbone v. Manson, H-77-310 and H-77-311.
...the trial error violated some right which was guaranteed to the defendant by the Fourteenth Amendment." Ibid. See also Schaefer v. Leone, 443 F.2d 182, 184 (2d Cir. 1971), cert. den. 404 U.S. 939, 92 S.Ct. 277, 30 L.Ed.2d 251 (1972); United States ex rel. Epton v. Nenna, 446 F.2d 363, 369 (......
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Glucksman v. Birns
...admissibility of evidence under state law, and, as such, is not cognizable in a federal habeas corpus proceeding. See Schaefer v. Leone, 443 F.2d 182, 185 (2d Cir. 1971); Buchannon v. Wainwright, 474 F.2d 1006, 1007 (5th Cir. 1973) (citing cases); Hughes v. Swenson, 452 F.2d 866, 868 (8th C......
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Gillette v. Greiner
...Blazic v. Henderson, 900 F.2d at 541 ("A mere error of state law does not deny a defendant his right to due process."); Schaefer v. Leone, 443 F.2d 182, 185 (2d Cir.), cert. denied, 404 U.S. 939, 92 S.Ct. 277, 30 L.Ed.2d 251 (1971). "For an erroneous state jury charge to result in a federal......