In re Russo

• Decision Date: 17 August 1971
• Docket Number: No. 71-2046.,71-2046.
• Citation: 448 F.2d 369
• Parties: In the Matter of Grand Jury Witness, Anthony RUSSO, Jr. Anthony RUSSO, Jr., Appellant, v. UNITED STATES of America, Appellee.
• Court: U.S. Court of Appeals — Ninth Circuit

448 F.2d 369 (1971)

In the Matter of Grand Jury Witness, Anthony RUSSO, Jr.

Anthony RUSSO, Jr., Appellant, v. UNITED STATES of America, Appellee.

No. 71-2046.

United States Court of Appeals, Ninth Circuit.

August 17, 1971.

Joseph A. Ball (argued), of Ball, Hunt, Hart, Brown & Baerwitz, Long Beach, Cal., for appellant.

Robert L. Keuch (argued), Garvin Lee Oliver, Dept. of Justice, Robert C. Mardian, Asst. Atty. Gen., Washington, D. C., Robert L. Meyer, U. S. Atty., Los Angeles, Cal., for appellee.

Before KOELSCH and CARTER, Circuit Judges, and BEEKS,^* District Judge.

JAMES M. CARTER, Circuit Judge.

This is an appeal from an order of the district court holding Russo, a witness before the grand jury, in civil contempt for failure to answer questions, 28 U.S. C. § 1826, after being granted immunity under 18 U.S.C. § 2514.

Russo raises procedural questions allegedly invalidating the judgment, and also contends that subsequent to the refusal to answer, the grand jury has indicted one Ellsberg, who was the subject of most of the questions, and that the proceeding is now moot. We affirm.

We note preliminarily that notice of appeal was filed on July 2, 1971. 28 U. S.C. § 1826(b) requires the appeal to be determined within 30 days, i. e. by August 1, a Sunday. Appellant's brief was filed July 27, 1971 and appellee's brief was handed to members of the panel on August 2, 1971, the day argument was scheduled and heard. On August 2, we entered our order affirming the judgment with a statement that an opinion would be filed. Appellant has raised no question as to the 30 day period.

I.

The Claimed Procedural Defects

Appellant claims he received inadequate notice of both the immunity application, and the contempt proceedings. Appellant had been subpoenaed to appear and appeared before the Grand Jury on June 23, 1971. He then refused to testify, claiming his privilege against self incrimination. The same day the United States Attorney filed an application to grant appellant immunity pursuant to 18 U.S.C. § 2514 and the district court so ordered.

Appellant was present with his counsel at the time the order was made. Counsel stated he had no objection to the grant of immunity; but that if appellant, the witness, claimed his privilege and refused to testify, counsel stated he wished an opportunity to be heard, and asked for at least 24 hours continuance before he made his argument. Accordingly, and with the apparent approval of counsel, appellant was ordered to appear before the grand jury at 2 P.M. of that day, June 23, 1971 and the time for hearing counsel's contentions and argument was set for June 25, 1971 at 2 P.M.

The arguments were heard on June 25, 1971 and appellant's contentions overruled. The United States Attorney reported that appellant had refused to answer questions and with the approval of appellant's counsel a contempt hearing was set for one week later, July 2, 1971 at 2 P.M.

At the hearing on July 2, 1971 appellant contended he was entitled to a jury trial and that since the grand jury had returned an indictment against Ellsberg, subsequent to appellant's appearance before the grand jury on June 23, 1971, the grand jury had no further right to question appellant.

The trial court ordered appellant to answer the specific questions he had been asked and, when he refused, sentenced him in civil contempt and committed him to the custody of the Attorney General until such time as he purged himself of contempt, by answering the questions or until the current term and any extended terms of the grand jury shall have expired, whichever shall first occur.

A. Notice

(1) The Grant of Immunity

Appellant contends that under the Fed.Rules of Civil Procedure he was entitled to five days notice of the application for the grant of immunity. Although Rule 6(d), Fed.Rules of Civil Procedure, provides for five days notice, the Rule also provides that a different period may be fixed by the court. United States v. Weinberg (9 Cir. 1971) 439 F.2d 743. This court has upheld the holding of an immunity hearing immediately after a witness has refused to answer a question. Licata v. United States (9 Cir. 1970) 429 F.2d 1177, judgment vacated as moot, 400 U.S. 938, 91 S.Ct. 239, 27 L.Ed.2d 243; United States v. Weinberg, supra. See In Re Lazarus (D.C.Cal.1967) 276 F.Supp. 434.

Licata held that "Section 2514 suggests, and we conclude, that issuance of such an order is a ministerial act requiring neither notice nor a hearing." 429 F.2d at 1179.

In any event, the trial court granted appellant's counsel two day's time to attack the immunity order and continued the matter to June 25, 1971. Appellant's counsel agreed to the procedure and considered the time allowed as sufficient.

(2) The Contempt Proceedings

Appellant complains of lack of written notice of the contempt hearing. On June 25, 1971 appellant and his counsel were advised by the court that appellant had refused to answer questions on June 23, 1971, despite the grant of immunity. Oral application was made by the government for an order to show cause why appellant should not be held in contempt. The court fixed a date for such a hearing for July 2, 1971 after considerable discussion and an attempt to fix a time which would not interfere with a proposed trip by appellant's counsel to the annual meeting of the American Bar Association. There is no merit to the contention.

B. Sufficiency of the Application for Immunity.

Appellant contends the application was deficient because it did not allege the precise offense which the grand jury was investigating.

Licata, supra, disposes of the contention and requires no more than a representation by the United States Attorney that "the proceedings before the grand jury involve the violation of an offense enumerated in 2516." Id. p. 1180 Although it is suggested that the vacation of the judgment in Licata as moot (400 U.S. 938, 91 S.Ct. 239, 27 L.Ed.2d 243) affects the authority of the case, we here reaffirm the principles and holdings of Licata.

Licata, supra, further held,

"The U.S. Attorney\'s assertion that the testimony of a witness is `necessary to the public interest\' must be accepted by the court to which the application is presented; Ullman v. United States, 350 U.S. 422, 76 S.Ct. 497, 100 L.Ed. 511 (1956); his representations concerning the offenses being investigated by the grand jury must likewise be accepted. Furthermore, no opportunity to exercise judicial discretion arises with respect to the Attorney General\'s approval of the application; he either assents or he doesn\'t assent. Thus the application tenders no issue, either factual or legal, for judicial decision."

In Re Bart (1962) 113 U.S.App. D.C. 54, 304 F.2d 631 states that an application for immunity is "by its nature preliminary and summary" Id. p. 636 and "the full panoply of trial is not appropriate." Id. p. 637. Nevertheless, appellant relies on In Re Bart to support his contention. The case is not controlling and was analysed and distinguished in Licata. The proceeding in Bart involved a different immunity statute, to-wit, 18 U.S.C. § 3486, which the D.C. Court read as requiring that the court play a judicial role in determining whether the offense under investigation involved "interference with or endangering the national security." As held in Licata and In Re Shead, 302 F.Supp. 569, 570 (N.D.Cal.1969) affirmed sub nom. Carter v. United States, 417 F.2d 384 (9 Cir. 1969), cert. denied 399 U.S. 935, 90 S.Ct. 2253, 26 L.Ed.2d 807 (1970), courts do not have the power or function under 18 U.S.C. § 2514 to inquire into the merits of the United States Attorney's determination, with approval of the Attorney General, that testimony is "necessary to the public interest."

We have read In Re Vericker, 446 F. 2d 244 (2 Cir. 1971). It does not change our views. There the court states that "In any event the decisions are virtually unanimous in holding or assuming that the witness may challenge whether the subject matter of a grand jury investigation is consonant with the statutory authorization for the grant of immunity and that upon such a challenge, the Government must make at least a modest showing that it is." Emphasis supplied In support thereof the court cites Carter v. United States, supra. Carter stated that each application for immunity alleged that the grand jury was inquiring into matters involving interstate travel to organize, promote and encourage riots and teaching and demonstrating the use and making of firearms and explosives. No contention concerning the sufficiency of the application was made in Carter and the decision does not turn in any way upon such a matter.

Nor does Ullman v. United States, 350 U.S. 422, 76 S.Ct. 497, 100 L.Ed. 511 (1956) cited in Vericker, support the court's statement. Ullman stated: "A fair reading of § (c) 18 U.S.C. § 3486(c), the section under which immunity was granted does not indicate that the district judge has any discretion to deny the order on the ground that public interest does not warrant it. * * * p. 432, 76 S.Ct. p. 503 * * *. The Court's duty under § (c) is only to ascertain whether the statutory requirements are complied with by the grand jury, the United States Attorney, and the Attorney General. * * *" p. 434, 76 S.Ct. p. 504 We find no reference in Ullman at p. 431, 76 S.Ct. 497, cited in Vericker, to support the court's reference.

In United States v. Harris (2 Cir. 1964) 334 F.2d 460, reversed on other grounds, 382 U.S. 162, 86 S.Ct. 352, 15 L.Ed.2d 240 (1965), relied on in Vericker, the appellant who had been granted immunity under Sec. 409(1), Title 47 U.S.C., contended he should have been granted the right to summon witnesses to establish that the grand jury's investigation did not pertain to alleged violations of the Communications Act. The Second Circuit stated:

"We do not agree. The extent in general to which a witness may inquire into the subject matter of a grand jury

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