Douglas v. J.C. Penney Co., Inc.

Citation474 F.3d 10
Decision Date18 January 2007
Docket NumberNo. 06-1606.,06-1606.
PartiesHoward T. DOUGLAS, Plaintiff, Appellant, v. J.C. PENNEY COMPANY, INC., Defendant, Appellee.
CourtUnited States Courts of Appeals. United States Court of Appeals (1st Circuit)

Michael O. Shea, with whom Law Office of Michael O. Shea, P.C. was on brief, for appellant.

Karla K. Longoria, for appellee.

Before TORRUELLA, Circuit Judge, STAHL, Senior Circuit Judge, and LIPEZ, Circuit Judge.

TORRUELLA, Circuit Judge.

Howard T. Douglas ("Douglas") worked for J.C. Penney Company, Inc. ("J.C. Penney") from 1993 until he was terminated in March 2002. Douglas then sued J.C. Penney for violations of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq., and Mass. Gen. Laws ch. 151B, claiming damages for (i) discrimination, harassment, and a hostile work environment because of his gender and race, and (ii) discrimination, harassment, and a hostile work environment in retaliation for filing complaints relating to race and gender discrimination. The district court granted summary judgment on all claims to J.C. Penney. Douglas v. J.C. Penney Co., 422 F.Supp.2d 260 (D.Mass.2006). Douglas appeals the grant of summary judgment. After careful consideration, we affirm.

I. Background

We review a district court's grant of summary judgment de novo, giving the non-moving party the benefit of any reasonable inferences. Cox v. Hainey, 391 F.3d 25, 27 (1st Cir.2004). The undisputed facts of this case are relatively straightforward. Douglas is an African-American male. From 1993 until 1997, Douglas worked at J.C. Penney stores in Michigan. During this time, Douglas met the sales and inventory targets set for him by J.C. Penney, and his supervisors rated him as a "high potential" employee who was "promotable."

In July 1997, Douglas was transferred to the Men's Department in the J.C. Penney store in Holyoke, Massachusetts. Douglas' first supervisor in Holyoke was Bill Lovan ("Lovan"), a Caucasian male. Lovan continued to rate Douglas as "high potential" and "promotable" in his 1997 and 1998 end-of-the-year performance evaluations. However, by this time, Douglas was not meeting his sales and inventory targets. In his 1999 performance evaluation, Lovan no longer rated Douglas as "high potential." In his 2000 end-of-the-year performance evaluation, Lovan gave Douglas a "4" rating (out of 5, with 1 being the highest), meaning that Douglas was not meeting expectations. That year, Douglas was ranked 23rd out of 23 Men's Department managers in the Northeast Region for sales. Douglas' performance evaluation for 2000 warned:

By the end of 90 days, we require that you accomplish all the objectives set forth [and] develop no new problem areas . . . . If you do not earn back a "3" rating by the time you are re-evaluated, your rating could be changed to a "5" and your employment could be terminated.

Douglas does not allege that any of the performance evaluations up to this point were influenced by race or gender bias.

In 2001, two major changes occurred at the Holyoke store. First, Serena Olsen ("Olsen") replaced Lovan as store manager and as Douglas' immediate supervisor. Olsen is a Caucasian female. Second, the Holyoke store was remodeled, resulting in construction and overall disruption to the store. During this period, the Men's Department was moved to a different floor.

Olsen's performance evaluation of Douglas at mid-year 2001 was slightly more critical than, but otherwise largely consistent with, the end-of-year performance evaluation given by Lovan for 2000. The mid-year 2001 evaluation noted, among other problems, that Douglas lacked a "sense of urgency," that he failed to meet "core standards," and that he did not adequately manage his subordinates.1 This evaluation also stated that Douglas could be terminated in 90 days if his performance did not improve. In March 2002, Olsen gave Douglas his final performance evaluation and terminated him. This performance evaluation was similar to the end-of-the-year evaluation given by Lovan for 2000 and the mid-year 2001 evaluation given by Olsen. This evaluation showed that Douglas' sales had declined 9.2% in the past year, that his department was one of the lowest-performing in the Holyoke store, and that he was ranked 23rd out of 24 Men's Department managers in sales. Douglas claims that Olsen's negative performance evaluations were the result of race and gender bias.

Douglas identifies a number of incidents which he perceived as indicating that Olsen discriminated against him on the basis of race and gender. First, Douglas points to the fact that Olsen failed to reprimand a co-worker for saying during a meeting, "I can't believe we let those people dress like that," referring to two young Hispanic female employees who had walked by the co-worker earlier. Second, Douglas states that Olsen once referred to an employee as a "young, black girl" when she usually referred to employees by name; Douglas claims that he complained to Olsen about the incident. Douglas further alleges that Olsen would often have lunch with female employees and not invite him. Douglas also contends that Olsen reprimanded him for cleanliness and absenteeism issues when she did not reprimand other Caucasian or female employees for the same problems. Lastly, Douglas points to a decision to replace an African-American model with a Caucasian model as evidence of bias. After this decision was made, Douglas complained to Olsen that he thought that the decision was discriminatory.

II. Discussion

The district court's thoughtful and thorough opinion correctly resolved Douglas' claims; thus, we need only address the main points of this case. When a plaintiff alleges discrimination resulting in a Title VII violation, the plaintiff must first prove a prima facie case by showing:

(1) [he] is a member of a protected class; (2) [his] employer took an adverse employment action against [him]; (3) [he] was qualified for the employment [he] held; and (4) [his] position remained open or was filled by a person whose qualifications were similar to [his].

Straughn v. Delta Air Lines, Inc., 250 F.3d 23, 33 (1st Cir.2001) (quoting Rodríguez-Cuervos v. Wal-Mart Stores, Inc., 181 F.3d 15, 19 (1st Cir.1999)); see also McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973). After the plaintiff establishes a prima facie case, the burden shifts to the employer to establish a legitimate, non-discriminatory reason for its adverse employment action. Straughn, 250 F.3d at 33. If the employer demonstrates such a reason, the burden returns to the employee to show that the proffered reason was mere pretext, and that the true reason was prohibited discrimination.2 Id. at 34.

The district court found that Douglas made a prima facie case. We agree; the burden for establishing a prima facie case is not onerous. Kosereis v. Rhode Island, 331 F.3d 207, 213 (1st Cir.2003).

The district court also found that J.C. Penney had identified a legitimate, non-discriminatory reason for terminating Douglas' employment. There can be no question that, after more than four years of declining sales and mediocre or poor job performance, J.C. Penney was justified in showing Douglas the door.

Thus, the burden returned to Douglas to show that J.C. Penney's identified reasons for terminating his employment were mere pretext for racial or gender bias. Douglas has not come close to satisfying this burden. Douglas largely relies on Thomas v. Eastman Kodak Co., 183 F.3d 38 (1st Cir.1999), in which we held that a plaintiff could bring a claim where "an employer evaluates employees of one race less favorably than employees of another race who have performed equivalently, and . . . race, rather than some other factor, is the basis for the difference in evaluations." Id. at 58. We explained this holding by noting that "unlawful discrimination can stem from stereotypes and other types of cognitive biases, as well as from conscious animus." Id. at 59. Douglas claims that Olsen evaluated him in a different fashion than other Caucasian or female employees at J.C. Penney, and that this...

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