495 U.S. 508 (1990), 89-474, Grady v. Corbin
|Docket Nº:||No. 89-474|
|Citation:||495 U.S. 508, 110 S.Ct. 2084, 109 L.Ed.2d 548, 58 U.S.L.W. 4599|
|Party Name:||Grady v. Corbin|
|Case Date:||May 29, 1990|
|Court:||United States Supreme Court|
Argued March 21, 1990
CERTIORARI TO THE
COURT OF APPEALS OF NEW YORK
After respondent Corbin's automobile struck oncoming vehicles on a New York highway, causing the death of one person and injury to another, he was served with two uniform traffic tickets directing him to appear at a Town Justice Court. One ticket charged him with the misdemeanor of driving while intoxicated and the other charged him with failing to keep to the right of the median. When Corbin pleaded guilty to the traffic tickets in the town court, the presiding judge was not informed of the fatality or of a pending homicide investigation. Subsequently, a grand jury indicted Corbin, [110 S.Ct. 2086] charging him with, among other things, reckless manslaughter, criminally negligent homicide, and third-degree reckless assault. A bill of particulars identified the three reckless or negligent acts on which the prosecution would rely to prove the charges: (1) operating a motor vehicle on a public highway in an intoxicated condition; (2) failing to keep right of the median; and (3) driving at a speed too fast for the weather and road conditions. Corbin's motion to dismiss the indictment on, inter alia, constitutional double jeopardy grounds was denied by the county court. He then sought a writ of prohibition barring prosecution, which was denied by the Appellate Division. However, the State Court of Appeals reversed, finding that the State's intention to "rely on the prior traffic offenses as the acts necessary to prove the homicide and assault charges" violated this Court's "pointed" dictum in Illinois v. Vitale, 447 U.S. 410, that if two successive prosecutions were not barred by the test of Blockburger v. United States, 284 U.S. 299, 304, the second prosecution would be barred if the prosecution sought to establish an essential element of the second crime by proving the conduct for which the defendant was convicted in the first prosecution.
Held: The Double Jeopardy Clause bars a subsequent prosecution if, to establish an essential element of an offense charged in that prosecution, the government will prove conduct that constitutes an offense for which the defendant has already been prosecuted. Pp. 515-524.
(a) To determine whether a subsequent prosecution is barred, a court must first apply the traditional Blockburger test. If the test's application reveals that the offenses have identical statutory elements or that one is a lesser included offense of the other, then the inquiry must cease, and the subsequent prosecution is barred. However, a technical comparison
of the elements of the two offenses as required by the Blockburger test -- which was developed in the context of multiple punishments imposed in a single prosecution -- does not protect defendants sufficiently from the burdens of multiple trials, see, e.g., Brown v. Ohio, 432 U.S. 161, and, thus, is not the exclusive means of determining whether a subsequent prosecution violates the Double Jeopardy Clause. See, e.g., Harris v. Oklahoma, 433 U.S. 682. Successive prosecutions, whether following acquittals or convictions, raise concerns that extend beyond merely the possibility of an enhanced sentence. They allow the State to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense, and ordeal, and compelling him to live in a continuing state of anxiety and insecurity. They also give the State an opportunity to rehearse its presentation of proof, thus increasing the risk of an erroneous conviction for one or more of the offenses charged. Were Blockburger the exclusive test in the context of successive prosecutions, the State could try Corbin in four consecutive trials: for failure to keep right of the median, for driving while intoxicated, for assault, and for homicide. Pp. 515-521.
(b) The critical inquiry in determining whether the government will prove conduct in the subsequent prosecution that constitutes an offense for which the defendant has already been prosecuted is what conduct the State will prove, not the evidence the State will use to prove it. Thus, the test is not an "actual evidence" or "same evidence" test. While the presentation of specific evidence in one trial does not forever prevent the government from introducing the same evidence in a subsequent proceeding, see Dowling v. United States, 493 U.S. 342, a State cannot avoid the Clause merely by altering in successive prosecutions the evidence offered to prove the same conduct. Pp. 521-522.
[110 S.Ct. 2087] (c) Applying this analysis to the instant facts is straightforward. While Blockburger does not bar prosecution of the reckless manslaughter, criminally negligent homicide, and third-degree reckless assault charges against Corbin, the State, in its bill of particulars, has admitted that it will prove the entirety of the conduct for which Corbin was convicted to establish essential elements of these offenses. Thus, the Double Jeopardy Clause bars the prosecution. However, this holding would not bar a subsequent prosecution if the bill of particulars revealed that the State would rely solely on Corbin's driving too fast in heavy rain to establish recklessness or negligence. Pp. 522-523.
(d) That drunk driving is a national tragedy and that prosecutors are overworked and may not always have the time to monitor seemingly minor cases as they wind through the judicial system do not excuse the need for scrupulous adherence to constitutional principles. With adequate preparation and foresight, the State could have prosecuted Corbin
for the offenses charged in the traffic tickets and the subsequent indictment in a single proceeding. P. 524.
BRENNAN, J., delivered the opinion of the Court, in which WHITE, MARSHALL, BLACKMUN, and STEVENS, JJ., joined. O'CONNOR, J., filed a dissenting opinion, post, p. 524. SCALIA, J., filed a dissenting opinion, in which REHNQUIST, C.J., and KENNEDY, J., joined, post, p. 526.
BRENNAN, J., lead opinion
Justice BRENNAN delivered the opinion of the Court.
We have long held, see Blockburger v. United States, 284 U.S. 299 (1932), that the Double Jeopardy Clause of the Fifth Amendment1 prohibits successive prosecutions for the same criminal act or transaction under two criminal statutes whenever each statute does not "requir[e] proof of a fact which the other does not." In Illinois v. Vitale, 447 U.S. 410 (1980), we suggested that, even if two successive prosecutions were not barred by the Blockburger test, the second prosecution would be barred if the prosecution sought to establish an essential element of the second crime by proving the conduct for which the defendant was convicted in the first prosecution. Today we adopt the suggestion set forth in Vitale. We hold that the Double Jeopardy Clause bars a subsequent prosecution if, to establish an essential element of an offense charged in that prosecution, the government will prove conduct that constitutes an offense for which the defendant has already been prosecuted.2
For purposes of this proceeding, we take the following facts as true. At approximately 6:35 p.m. on October 3, 1987, respondent Thomas Corbin drove his automobile across the double yellow line of Route 55 in LaGrange, New York, striking two oncoming vehicles. Assistant District Attorney (ADA) Thomas Dolan was called to the scene, where [110 S.Ct. 2088] he learned that both Brenda Dirago, who had been driving the second vehicle to be struck, and her husband Daniel had been seriously injured. Later that evening, ADA Dolan was informed that Brenda Dirago had died from injuries sustained in the accident. That same evening, while at the hospital being treated for his own injuries, respondent was served with two uniform traffic tickets directing him to appear at the LaGrange Town Justice Court on October 29, 1987. One ticket charged him with the misdemeanor of driving while intoxicated in violation of N.Y. Veh. & Traf. Law § 1192(3) (McKinney 1986); the other charged him with failing to keep right of the median in violation of § 1120(a). A blood test taken at the hospital that evening indicated a blood alcohol level of 0.19%, nearly twice the level at which it is per se illegal to operate a motor vehicle in New York. § 1192(2).
Three days later, Assistant District Attorney Frank Chase began gathering evidence for a homicide prosecution in connection with the accident.
Despite his active involvement in building a homicide case against [Corbin], however, Chase did not attempt to ascertain the date [Corbin] was scheduled to appear in Town Justice Court on the traffic tickets, nor did he inform either the Town Justice Court or the Assistant District Attorney covering that court about his pending investigation.
Dirago's death in the statement of readiness for trial and other pretrial pleadings he submitted to respondent and the LaGrange Town Justice Court on October 14, 1987. App. 5-10.
Accordingly, when respondent pleaded guilty to the two traffic tickets on October 27, 1987, a date on which no member of the District Attorney's office was present in court,3 the presiding judge was unaware of the fatality stemming from the accident. Corbin was never asked if any others had been injured on the night in question, and did not voluntarily incriminate himself by providing such information.4 The
presiding judge accepted his guilty plea, but because the District Attorney's office had not submitted a sentencing recommendation, the judge postponed sentencing...
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