U.S. v. Barrett, 73-1872

• Decision Date: 18 October 1974
• Docket Number: No. 73-1872,73-1872
• Citation: 504 F.2d 629
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. Pearl BARRETT, Defendant-Appellant.
• Court: U.S. Court of Appeals — Sixth Circuit

Page 629

504 F.2d 629

UNITED STATES of America, Plaintiff-Appellee, v. Pearl BARRETT, Defendant-Appellant.

No. 73-1872.

United States Court of Appeals, Sixth Circuit.

Oct. 18, 1974, Certiorari Granted Feb. 18, 1975, See 95

S.Ct. 1119.

Thomas A. Schaffer, Graham, Schaffer & West, Cincinnati, Ohio (Court Appointed-- CJA) for defendant-appellant; Pearl Barrett, pro se.

Eugene E. Siler, Jr., U.S. Atty., Robert M. Murphy, Lexington, Ky., for plaintiff-appellee.

Before WEICK, EDWARDS and McCREE, Circuit Judges.

WEICK, Circuit Judge.

The indictment charged that appellant Barrett, having been convicted in the state court of a felony, housebreaking, knowingly received and had in his possession a firearm, towit, a .32 caliber Smith and Wesson revolver, which had been transported in interstate commerce, 18 U.S.C. 922(h). He was tried and convicted by a jury and was sentenced to three years' imprisonment.

Barrett had purchased the revolver on April 1, 1972, in a Western Auto Store in Booneville, Kentucky. Western Auto Store had received the gun on March 5, 1972 from Gastonia, North Carolina.

About one-half hour after Barrett had purchased the revolver he was observed by two deputy sheriffs driving his automobile south of Booneville. After the officers chased his car a short distance he stopped, and they arrested him for driving while intoxicated. One of the deputies then noticed the firearm on the floor board on the driver's side of Barrett's car; it was loaded.

Barrett had been convicted previously on January 17, 1967, of the housebreaking charge, and was sentenced to two years' imprisonment. On June 20, 1969, after Barrett served his sentence, the Governor of Kentucky signed a partial pardon restoring Barrett only to his civil rights.

Barrett contended in the District Court and here that his purchase of the firearm from the dealer was an intrastate transaction, not within the scope of Section 922(h), and that, in any event the document which he received from the Governor of Kentucky constituted a full pardon and therefore his previous conviction had been wiped out.

I

THE STATUTE

Section 922(h) provides in relevant part:

(h) It shall be unlawful for any person--

(1) who is under indictment for, or who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year;

. . . .und

to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.

This section is part of Title IV of the Omnibus Crime Control and Safe Streets Act of 1968.

It would appear to us that under the Government's proof this statute has been literally complied with. The firearm indeed had been transported in interstate commerce, from North Carolina to Kentucky, less than one month before Barrett received it.

Barrett relies on dictum contained in the majority opinion in United States v. Bass, 404 U.S. 336 at 342-343, 92 S.Ct. 515, 520, 30 L.Ed.2d 488 (1971). Bass involved a prosecution under Title VII of the Omnibus Crime Control and Safe Streets Act, while the prosecution in the present case was under Title IV of the Act. The dictum is as follows:

. . . However, Title IV apparently does not reach possessions or intrastate transactions at all, even those with an interstate commerce nexus, but is limited to the sending or receiving of firearms as part of an interstate transportation. ¹⁰ Footnote 10 reads as follows:

Title IV, 18 U.S.C. 922(g) and (h), is a modified and recodified version of 15 U.S.C. 902(e) and (f) (1964 ed.), 75 Stat. 757, which in turn amended the original statute passed in 1938, 52 Stat. 1250, 1251. Each amendment enlarged the group of people coming within the Act's substantive prohibitions against transportation or receipt of firearms in interstate commerce. The wording of the substantive offense has remained identical, although the original Act had a provision that possession of a firearm 'shall be presumptive evidence that such firearm or ammunition was shipped or transported or received (in interstate or foreign commerce).' That presumption was struck down in Tot v. United States, 319 U.S. 463, 63 S.Ct. 1241, 87 L.Ed. 1519 (1943), and the Court there noted:

'The Act is confined to the receipt of firearms or ammunition as a part of interstate transportation and does not extend to the receipt, in an intrastate transaction, of such articles which, at some prior time, have been transported interstate.' Id., at 466, 63 S.Ct., at 1244. While the reach of Title IV itself is a question to be decided finally some other day, the Government has presented here no learning or other evidence indicating that the 1968 Act changed the prior approach to the 'receipt' offense. See, e.g., S.Rep. No. 1097, 90th Cong., 2d Sess., 115 (1968). (404 U.S. at 343, 92 S.Ct. at 520)

By reference to Tot, the complete sentence, of which the foregoing quotation is a part, is as follows:

Both courts below hael that the offense created by the Act is confined to the receipt of firearms or ammunition as a part of interstate transportation and does not extend to the receipt, in an intrastate transaction, of such articles which, at some prior time, have been transported interstate. (319 U.S. at 466, 63 S.Ct. at 1244). The Court in Tot further said:

The Government agrees that this construction is correct. (Id. at 466, 63 S.Ct. at 1244).

It therefore appears that the Government conceded that the construction of the statute by the lower courts was correct, and that the Supreme Court accepted the concession without discussion. In Tot all that the Court decided was that the presumptive provision in the Act was invalid.

In the present case the Government has made no such concession, and we are required to decide the issue. Footnote 10 in Bass recognized that 'the reach of Title IV itself is a question to be decided finally some other day . . ..' ¹

It is our opinion that there is no ambiguity in Section 922(h) of the Act. It means exactly what it says.

Barrett did indeed receive a firearm which had been transported in interstate commerce. Such receipt violated the plain language of the statute. It was not necessary for the Government to prove that Barrett received the firearm from the common carrier.

II THE PARDON

It will be noted that Section 922(h) contains no exemption for any one who has been pardoned.

Barrett in the District Court relied on the exemption contained in 18 U.S.C. 1203 Appendix, which appears in 18 U.S.C. 3531 to End, page 496, and reads as follows:

1203 Exemptions This title shall not apply to--

(1) any prisoner who by reason of duties connected with law enforcement has expressly been entrusted with a firearm by competent authority of the prison; and

(2) any person who has been pardoned by the President of the United States or the chief executive of a State and has expressly been authorized by the President or such chief executive, as the case may be, to receive, possess, or transport in commerce a firearm.

Section 1203 is part of Title VII of the Act and would not appear to apply to an indictment under Title IV of the Act. But if the exemption did apply, it would not help Barrett because the alleged pardon did not authorize him to receive the firearm.

The pardon reads as follows:

To all to Whom These Presents Shall Come, Greeting:

Whereas, It is represented to me that the conduct of PEARL BARRETT has been of an exemplary nature and merits the restoration of all civil rights lost by reason of conviction of a felony.

Now Know Ye, That in consideration of the premises and by virtue of the power vested in me by the Constitution, I do hereby grant unto the said PEARL BARRETT

ALL THE RIGHTS OF CITIZENSHIP

denied him in consequence of said judgment of conviction, and I direct that all officers of this State respect this restoration.

In Testimony Whereof, I have caused these letters to be made patent and the seal of the Commonwealth to be hereunto affixed. Done at Frankfort, the 20th day of June in the year of our Lord one thousand nine hundred and 69 and in the one hundred and 78th year of the Commonwealth. (SEAL) (s) Louie B. Nunn

By the Governor

All that the pardon purported to do was to restore 'all civil rights lost by reason of conviction of a felony.'

Section 77 of the Kentucky Constitution provides:

He (the Governor) shall have the power to . . . commute sentences, grant reprieves and pardons, except in case of impeachment.

In Herndon v. Commonwealth, 105 Ky. 197 at 200, 48 S.W. 989 at 990 (1899), the Court quoted the following language taken from Mount v. Conn., 2 Duv., 93, with respect to a Section 77 pardon:

The pardon relieved the convict of the entire penalty incurred by the offense pardoned, and nothing else or pardoned, and nothing else or more.

The civil rights to which Barrett was restored by the pardon were the right to suffrage provided for in Section 145 of the Kentucky Constitution, the right to hold public office as provided in Section 150 of the Constitution, and the right to serve on a jury, provided in K.R.S. 20.025. These constitutional and statutory provisions expressly state that their civil rights are restored by the pardon.

The differences between a pardon merely restoring civil rights and a pardon relieving a convict of the penalty are pointed out in Arnett v. Stumbo, 287 Ky. 433, 435-436, 153 S.W.2d 889, 890 (1941), where the Court stated:

It will be perceived that persons losing their right of citizenship whereby they become disqualified to exercise the the right of suffrage under the voters section 'may be restored to their civil rights by executive pardon'; whilst the disqualification to seek and hold office under the office holding section 'may be removed by pardon of the governor'. There is no language in either of those sections expressly, inferentially or otherwise touching or dealing with a cancellation by any chief executive of the corporal punishment inflicted upon a convict for...