Professional Staff Congress v. City University

Decision Date02 February 1981
Docket Number80 Civ. 4194.
Citation507 F. Supp. 637
PartiesPROFESSIONAL STAFF CONGRESS/CUNY, Luis Rodriguez-Abad, Irwin Blatt, Rosalind Barnes, Robert Slotnick and Samuel Margulies, Plaintiffs, v. The CITY UNIVERSITY OF NEW YORK and Harold M. Jacobs, Paul P. Baard, Herman Badillo, Blanche Bernstein, Ann M. Burton, James A. Cavanagh, Loretta A. Conway, Walter H. Crowley, Armand D'Angelo, Edith B. Everett, Gurston D. Goldin, Judah Gribetz, Albert V. Maniscalco, Joan B. Maynard, James P. Murphy, Emanuel R. Piore, Robert Z. Robinson, Leonard J. Shine, Margaret A. Titone, Stuart Scheftel and Patricia Carry Stewart, individually and as present and/or former Trustees of the City University of New York, Defendants.
CourtU.S. District Court — Southern District of New York

Vladeck, Elias, Vladeck & Engelhard, P. C., New York City, for plaintiffs; Irwin Bluestein, New York City, of counsel.

Robert Abrams, Atty. Gen. of the State of New York, New York City, for defendants; Stephen M. Jacoby, Asst. Atty. Gen., New York City, of counsel.

OPINION

EDWARD WEINFELD, District Judge.

Five former or current nontenured members of the instructional staffs at various Colleges of the City University of New York ("CUNY") and their certified bargaining agent, Professional Staff Congress/CUNY ("PSC"), commenced this action under 28 U.S.C. § 1343 to obtain injunctive relief, damages, costs and attorney's fees for alleged violations of the Fourteenth Amendment of the United States Constitution and 42 U.S.C. §§ 1983 and 1985. CUNY is a public institution of higher education in New York City established under New York State law.1 Plaintiffs allege that CUNY and former and current members of what was its Board of Higher Education and now is its Board of Trustees (the "Board") acted under color of state law in violation of their constitutional and contractual rights to deny them either reappointment or promotion with tenure.2 Defendants move to dismiss the action pursuant to Rule 12(b)(1) and (6) of the Federal Rules of Civil Procedure for lack of subject matter jurisdiction and failure to state a claim upon which relief can be granted. For the purposes of this motion, the allegations of the complaint are accepted as true.3 During the relevant years (from 1972 through 1977), the collective bargaining agreements in effect between PSC and CUNY contained a grievance procedure for complaints arising under the agreements with final determination to be made by designated arbitrators. The powers of the arbitrators were limited with respect to matters of academic judgment, such as is involved in appointments, reappointments, tenure and promotion; specifically, the agreements provided that an arbitrator was not permitted to review the merits of academic judgment or substitute his own judgment therefor. However, he was empowered to decide whether the evaluative procedures with respect to these matters as provided for in the agreements had been complied with. If he found there was non-compliance and a likelihood that a fair judgment would not be made on remand if normal academic procedures were followed, he was to remand the matter to a select faculty committee composed of three tenured CUNY professors, one each to be designated by the President of the grievant's College and by PSC, with those two choosing the third from a panel of professors designated jointly by the Chancellor of CUNY and the President of PSC.

Each of the individual plaintiffs was denied reappointment or promotion as a result of the evaluation process at his or her College.4 The grievance procedure was invoked and eventually each dispute was submitted to an arbitrator who, for various reasons, found inadequacies in the procedures leading to the adverse actions5 and, after the requisite finding of a likelihood that a fair academic judgment would not be made on remand if normal academic procedures were followed, remanded the matter to a select faculty committee. In each case at least a majority of the select faculty committee recommended some action favorable to the grievant, though not always the precise remedy the grievant had sought.6 In each instance, the Chancellor of CUNY,7 Robert J. Kibbee, notified the grievant that he had decided not to recommend the grievant's reappointment or promotion to the Board. The Chancellor stated no reason for his decisions.

Thereafter plaintiffs Luis Rodriguez-Abad and Irwin Blatt joined by Irwin Polishook, President of PSC, brought an action against the Chancellor and the Board under Article 78 of the New York Civil Practice Law seeking implementation of the select faculty committees' decisions as to them. The actions were consolidated before Justice Tierney of the Supreme Court of the State of New York who ruled that, under the arbitration agreement, the Board had agreed to delegate its "academic judgment" to the select committee in those instances where upon a remand the arbitrator found that normal procedures would not result in a fair decision; that the decisions of the select faculty committees were final and binding on the union, the employees and the Board; and, accordingly, that the action of the Chancellor in overturning the select faculty committees' determinations was unfair, arbitrary and capricious.8

On appeal the Appellate Division modified the lower court's ruling. The court held that because the Board has the nondelegable duty to decide matters of appointment, promotion and tenure, the select faculty committees' decisions could not bind the Board. The court further found that the public policy requiring the Board to make such determinations was so firmly entrenched that the delegation of this power even to its own chief administrative officer was improper, impermissible and void as against public policy. Thus the Appellate Division ruled that while the Special Term properly had annulled the Chancellor's determinations, the matter should have been remanded for review by the Board itself.9

Following the Appellate Division remand, the Board considered the select faculty committees' decisions regarding Rodriguez-Abad and Blatt, as well as those of plaintiffs Rosalind Barnes, Robert Slotnick and Samuel Margulies. Initially, the Board's Academic Affairs Committee held a meeting attended by all plaintiffs. PSC's Director of Legal Affairs made presentations on behalf of four of the five individual plaintiffs and Rodriguez-Abad and Margulies spoke on their own behalf. Following this meeting, the President of PSC addressed the full Board urging implementation of the select faculty committees' decisions. At a subsequent meeting, the Board resolved not to approve the recommendations of the select faculty committees. No reasons were given for this resolution. Plaintiffs thereupon brought this action.10

The individual plaintiffs challenge the proceedings before the Board that resulted in denying their reappointments or promotions as violative of their right to due process of law. They recognize as nontenured teachers that under New York State Law the Board had the right to deny them tenure without giving reasons therefor11 unless the action was for constitutionally impermissible reasons or in violation of statutory proscriptions.12 They contend, however, that since the evaluative processes preliminary to tenure or promotion were found to have been violated and thus pursuant to the collective bargaining agreement, the select faculty committees were designated, plaintiffs are entitled to have the committees' favorable decisions implemented. In sum, they contend that they have acquired a protectible property interest in the favorable recommendations of the select faculty committees that entitles them to the guarantees of procedural due process and that the failure of the Board to give adequate explanations for not accepting the committees' decisions amounts to a denial of their right to due process of law.

Property interests are created by existing rules or understandings that stem from an independent source such as state law.13 Such interests may flow from mutually explicit understandings or derive from the existence of policies and practices promulgated by state officials and recognized by state law.14 Thus, plaintiffs argue they acquired a property right to the enforcement of the select faculty committees' recommendations by virtue of the collective bargaining agreement; that the agreement vested in them a specific benefit; and that having prevailed on the arbitration they had a right to reappointment or promotion based upon the decisions of the select faculty committees that they had the required academic qualifications, unless the Board, after a review consistent with due process, set forth good and sufficient reasons for not accepting these decisions. In short, they urge that even though upon remand they were heard by the Board's committee and the Board itself, the Board's failure to explicate the reasons for not accepting the select faculty committees' recommendations constituted a denial of due process.

Plaintiffs, however, overlook the separate and distinct nature of the evaluative process, which was a valid subject of arbitration, and the academic judgment of the Board, which was not.15 That the collective bargaining agreement provided a procedure in the event of failure to adhere to the evaluative process preceding tenure or promotions, namely, that an arbitrator was empowered to refer the matter to a select faculty committee for its recommendation, did not give rise to a property right to enforce the recommendation of the committee which involved matters of academic judgment. A violation of the evaluative process did not displace the Board's exclusive responsibility for making determinations involving academic judgment. The New York State Court of Appeals has repeatedly indicated in no uncertain terms that the State's public policy forecloses delegation of the Board's ultimate authority to make all academic decisions.16 Thus, in language...

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3 cases
  • Pauk v. Board of Trustees of City University of New York
    • United States
    • U.S. Court of Appeals — Second Circuit
    • September 11, 1981
    ...330 N.Y.S.2d 688 (1st Dep't), aff'd, 31 N.Y.2d 926, 340 N.Y.S.2d 924, 293 N.E.2d 92 (1972); see Professional Staff Congress/CUNY v. City University of New York, 507 F.Supp. 637 (S.D.N.Y.1981). But the context of these rulings is quite distinct: at issue was the Board's ability to reject a f......
  • Templeton v. Veterans Admin.
    • United States
    • U.S. District Court — Southern District of New York
    • June 9, 1982
    ...(1972); Board of Regents v. Roth, 408 U.S. 564, 577-78, 92 S.Ct. 2701, 2709-10, 33 L.Ed.2d 548 (1972); Professional Staff Cong./CUNY v. City Univ., 507 F.Supp. 637, 640 (S.D.N.Y.1981); cf. Baden v. Koch, 638 F.2d 486, 492-93 (2d Cir. 1980) (mutual understanding and agency policy and practic......
  • Foreman v. Ambach
    • United States
    • U.S. District Court — Southern District of New York
    • October 29, 1981
    ...the findings of fact of the Hearing Panel which were detailed in seven separate findings. 10 See Professional Staff Congress v. City University, 507 F.Supp. 637, 641-42 (S.D.N.Y. 1981); Di Marsico v. Ambach, 48 N.Y.2d 576, 424 N.Y.S.2d 107, 110, 399 N.E.2d 1129 (1979); Stolz v. Board of Reg......

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