U.S. v. Willings

• Decision Date: 01 December 2009
• Docket Number: No. 09-1334.,09-1334.
• Citation: 588 F.3d 56
• Parties: UNITED STATES of America, Appellee, v. Michael David WILLINGS, Defendant, Appellant.
• Court: U.S. Court of Appeals — First Circuit

588 F.3d 56

UNITED STATES of America, Appellee, v. Michael David WILLINGS, Defendant, Appellant.

No. 09-1334.

United States Court of Appeals, First Circuit.

Submitted October 29, 2009.

Decided December 1, 2009.

Charles K. Stephenson on brief for appellant.

Paula D. Silsby, United States Attorney, and Margaret D. McGaughey, Appellate Chief, on brief for appellee.

Before BOUDIN and SELYA, Circuit Judges, and LAPLANTE,^* District Judge.

SELYA, Circuit Judge.

Defendant-appellant Michael David Willings challenges his sentence on the ground that the court below incorrectly designated him as a career offender under USSG § 4B1.1(a). Concluding, as we do, that escape from secure custody is a crime of violence within the purview of the career offender guideline, we affirm.

The facts are straightforward. On June 20, 2008, a man armed with an air pistol held up the Biddeford Savings Bank in Biddeford, Maine. After threatening the teller, he left with over $6,000 in cash. Images from the bank's surveillance cameras were published in local newspapers and aired on television broadcasts. In due course, the authorities identified and apprehended the appellant, who confessed.

We fast-forward to August 17, 2008, when the appellant pleaded guilty to a single-count indictment that charged him with robbery of a federally insured bank through the use of a dangerous weapon. See 18 U.S.C. § 2113(a), (d).

At sentencing, the district court made a series of findings, adumbrated in a presentence investigation report (PSI Report). Pertinently, the court found the appellant to be a career offender. Because the offense of conviction carries a 25-year statutory maximum, 18 U.S.C. § 2113(d), the court set the base offense level at 34. USSG § 4B1.1(b). The court then granted a three-level reduction for acceptance of responsibility. Id. § 3E1.1. The total offense level (31), in combination with the applicable criminal history category (VI),¹ yielded a guideline sentencing range (GSR) of 188-235 months. Id. ch. 5, pt. A (sentencing table). The court then sentenced the appellant to a 188-month incarcerative term. This timely appeal ensued.

The appeal has a laser-like quality. It requires us to examine only the career offender designation. That designation matters; in the absence of career offender status, the appellant's GSR would be 84-105 months, and his sentence likely would have been less onerous.

The relevant sentencing guideline instructs that a defendant qualifies as a career offender if (i) he is 18 years old or older at the time he commits the offense of conviction; (ii) that offense is a crime of violence or a controlled substance offense; and (iii) he has at least two prior felony convictions for crimes of violence or controlled substance offenses. Id. § 4B1.1(a). The first two conditions are not in dispute; the appellant's challenge focuses single-mindedly on the third condition.

We turn, then, to the appellant's criminal record. The following Maine felonies are germane. First, in September 1993 the appellant burglarized two dwellings in Cape Elizabeth. He subsequently pleaded guilty to both burglaries and, on March 15, 1995, received concurrent sentences. Second, in May 1994 the appellant robbed a gasoline station in Portland and, two days later, robbed a woman in the same vicinity. He subsequently pleaded guilty to both robberies and, on March 15, 1995—the same day that he was sentenced for the earlier burglaries—received concurrent sentences. Third, in September 1994 the authorities charged the appellant with both the crime of escape from the Cumberland County Jail and the crime of aiding an escape from that facility. Me.Rev.Stat. Ann. tit. 17-A, §§ 755, 756. The appellant again pleaded guilty and sentence was again imposed on March 15, 1995.

For sentencing in the instant case, the district court grouped the 1993 burglaries and treated them as one predicate offense and grouped the 1994 robberies and treated them as a second (and separate) predicate offense. Even though sentences had been imposed for these four crimes on the same day (March 15, 1995), the court treated the two sets of crimes as separate predicates based on a finding that an arrest had intervened after the burglaries but before the robberies. See USSG § 4A1.2(a)(2) (providing that sentences imposed on the same day cannot be considered as separate predicate offenses unless the offender is arrested for the first offense prior to commission of the second offense).

The court did not stop there. It found, in the alternative, that even if the burglaries and robberies were treated as a unit, the career offender designation would still apply because the escape crime was sufficient to serve as a second predicate.

In attacking his sentence, the appellant advances two arguments. First, he says that his escape crime is not a crime of violence. Second, he says that because the sentencing court used an unreliable police report as evidence that an arrest intervened between the 1993 burglaries and the 1994 robberies, it erred in not grouping the burglaries and the robberies as a single predicate offense.

We begin our analysis with the appellant's asseveration that escape is not a crime of violence. This asseveration draws its essence from two Supreme Court opinions, namely, Chambers v. United States, ___ U.S. ___, 129 S.Ct. 687, 172 L.Ed.2d 484 (2009), and United States v. Begay, 553 U.S. 137, 128 S.Ct. 1581, 170 L.Ed.2d 490 (2008).² We review a court's determination of whether an offense qualifies as a crime of violence de novo. United States v. Williams, 529 F.3d 1, 3 (1st Cir.2008).

A crime of violence within the purview of the career offender guideline is any offense punishable by more than one year in prison that either "(1) has as an element the use, attempted use, or threatened use of physical force against the person of another, or (2) is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another." USSG § 4B1.2(a). Under Maine law, the escape crime at issue here (Class C escape) is punishable by a sentence of more than one year in prison. See Me.Rev.Stat. Ann. tit. 17-A, § 1252. But that crime does not fall within the first specification set out in the definition, nor is it listed among the exemplar crimes enumerated in the second specification. This means that we must determine whether that crime falls under the umbrella of the definition's "otherwise" clause. The required approach is categorical in nature. See Begay, 128 S.Ct. at 1584; United States v. Pratt (Pratt II), 568 F.3d 11, 19 (1st Cir.2009). This approach entails consideration of whether the elements of the offense "are of the type that would justify its inclusion within the residual provision, without inquiring into the specific conduct of the particular offender." James v. United States, 550 U.S. 192, 202, 127 S.Ct. 1586, 167 L.Ed.2d 532 (2007). The end game is to determine whether the particular category of crime is "roughly similar, in kind as well as in degree of risk posed," to the enumerated exemplar crimes. Begay, 128 S.Ct. at 1585. Those exemplar crimes include burglary of a dwelling, arson, extortion, and use of explosives. See USSG § 4B1.2(a).

Until recently, courts considered both escape and failure to report to be crimes of violence. See, e.g., United States v. Winn, 364 F.3d 7, 12 (1st Cir.2004); United States v. Gosling, 39 F.3d 1140, 1142 (10th Cir.1994). In Chambers, however, the Supreme Court held that an Illinois failure to report conviction did not qualify as a violent felony under the ACCA. 129 S.Ct. at 691. In doing so, the Court drew a line between failure to report offenses and escape offenses, concluding that "[t]he behavior that likely underlies a failure to report would seem less likely to involve a risk of physical harm than the less passive, more aggressive behavior underlying an escape from custody." Id.

This brings us to United States v. Pratt (Pratt I), 496 F.3d 124 (1st Cir.2007). Relying on Winn, we held there that a conviction under a statute that criminalized both escapes from custody and failures to report qualified as a violent felony under the ACCA without regard to which of those crimes the defendant had committed. Id. at 130. On an ensuing certiorari petition, the Supreme Court vacated this decision and remanded the case for reconsideration in light of Chambers. Pratt v. United States, ___ U.S. ___, 129 S.Ct. 991, 173 L.Ed.2d 284 (2009) (mem.).

Given the lessons of Chambers, we recognized on remand that we had to distinguish between escapes and failure to report. Carrying out this undertaking, we affirmed our earlier decision on the basis that Pratt's conviction was for escape from secure custody—an offense that constitutes a violent felony within the meaning of the ACCA. Pratt II, 568 F.3d at 22. Such an offense, like the exemplar crimes enumerated in the career offender guideline, "is likely to cause an eruption of violence if and when it is detected." Id. Put another way, the offense is "roughly similar, in kind as well as in degree of risk posed," to those enumerated crimes. Id. (quoting Begay, 128 S.Ct. at 1585). As a result, convictions for escape from secure custody are categorically included as violent felonies without regard to whether the embedded conduct included actual or threatened physical force. See id.

This decision foreshadows the proper resolution of the appellant's claim. Given the parity that exists between the ACCA and the career offender guideline, see supra note 2, it is clear that the crime of escape from secure custody is, similarly, a crime of violence under the career offender guideline. See United States v. Pearson, 553 F.3d 1183, 1186 (8th Cir. 2009) (noting that Chambers leaves intact circuit precedent holding that...