G. E. Smith & Associates, Inc. v. Otis Elevator Co., 77-2387

Decision Date10 December 1979
Docket NumberNo. 77-2387,77-2387
Citation608 F.2d 126
PartiesG. E. SMITH & ASSOCIATES, INC., a corporation, Plaintiff-Appellant, Centennial Associates, Ltd., etc., Plaintiff, v. OTIS ELEVATOR COMPANY, a corporation, Defendant-Appellee.
CourtU.S. Court of Appeals — Fifth Circuit

Clarence L. McDorman, Jr., Birmingham, Ala., for plaintiff-appellant.

Douglas T. Arendall, Crawford S. McGivaren, Jr., Birmingham, Ala., for defendant-appellee.

Appeal from the United States District Court for the Northern District of Alabama.

Before GODBOLD, HILL and POLITZ, Circuit Judges.

PER CURIAM:

Gary Smith is a general partner in Centennial Associates and president and principal stockholder of Smith Associates. Centennial entered into a contract to have work done by Smith Associates on an apartment building owned by Centennial. Smith Associates entered into a contract with Otis Elevator for installation of an elevator. This case arose from differences over the elevator job. Otis was successful below.

The jury on adequate evidence and proper instructions found against Smith Associates on its breach of contract claim.

Centennial asserted claims based upon breach of contract and trespass. Otis's motion to dismiss the appeal of Centennial must be granted. Centennial did not substantially comply with the rule requiring filing notice of appeal, Parrish v. Board of Commissioners, 505 F.2d 12, 16 (CA5, 1974), Opinion withdrawn on other grounds, 509 F.2d 540 (1975), En banc opinion substituted, 524 F.2d 98 (1975); See also, Cobb v. Lewis, 488 F.2d 41 (CA5, 1974), nor is this a case of a mere minor irregularity. Only Smith Associates appealed; Centennial's name did not appear on the notice of appeal at all, and no other notice of any kind was ever given that it intended to appeal. Centennial and Smith Associates are not one and the same but are different entities in contract with one another, one as owner and the other as party to do construction work. The notice of appeal should have contained the names of both parties in order to perfect both parties' appeals. Life Time Doors, Inc. v. Walled Lake Door Co., 505 F.2d 1165, 1166 (CA6, 1974). Also, Centennial did not file a cost bond, which itself may justify dismissal. MacNeil Bros. v. State Realty Co. of Boston, 262 F.2d 364, 366 (CA1, 1959). 1

The motion to dismiss Centennial's appeal is GRANTED. Judgment in favor of Otis on the claim of Smith Associates is AFFIRMED.

1 Centennial would fare no better if its appeal were not...

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6 cases
  • Bunch v. Bullard
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • July 21, 1986
    ...we will not suffer an appeal which does not at least "substantially comply" with its requirements. See G.E. Smith & Associates, Inc. v. Otis Elevator Co., 608 F.2d 126, 127 (5th Cir.1979). The error here was no minor irregularity or inadvertent drafting mistake; the plaintiffs' brief carefu......
  • Hays v. Sony Corp. of America
    • United States
    • U.S. Court of Appeals — Seventh Circuit
    • June 22, 1988
    ...appeal, and this is the appropriate course where the appellee might be misled by the omission. In G.E. Smith & Associates, Inc. v. Otis Elevator Co., 608 F.2d 126 (5th Cir.1979) (per curiam), for example, there were two plaintiffs, they had separate claims, both plaintiffs lost in the distr......
  • Ayres v. Sears, Roebuck & Co.
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • May 19, 1986
    ...denied, 425 U.S. 944, 96 S.Ct. 1685, 48 L.Ed.2d 188 (1976), appeal after remand, 533 F.2d 942 (5th Cir.1976); G.E. Smith & Assoc. v. Otis Elevator Co., 608 F.2d 126 (5th Cir.1979) (citing Parrish Those circuits giving a broader application to Rule 3(c) have done so when satisfied that there......
  • Corporation of the Presiding Bishop of the Church of Jesus Christ of Latter-Day Saints v. Associated Contractors, Inc.
    • United States
    • U.S. Court of Appeals — Eleventh Circuit
    • July 20, 1989
    ...it would be unjust to refuse to hear counsel's appeal; we therefore excuse any omission. Cf. G.E. Smith & Associates, Inc. v. Otis Elevator Company, 608 F.2d 126, 127 (5th Cir.1979) (only one co-plaintiff filed appeal; co-plaintiffs were not "one and the same but [were] different entities i......
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