Crawford v. U.S. Steel Corp., AFL-CIO

Citation660 F.2d 663
Decision Date06 November 1981
Docket NumberAFL-CIO,No. 79-2045,79-2045
Parties27 Fair Empl.Prac.Cas. 1084, 27 Empl. Prac. Dec. P 32,208 George CRAWFORD, and Charlie Brewer, et al., Plaintiffs-Appellants, v. UNITED STATES STEEL CORPORATION, and United Steelworkers of America,, et al., Defendants-Appellees. . Unit B *
CourtUnited States Courts of Appeals. United States Court of Appeals (5th Circuit)

Barry L. Goldstein, Washington, D. C., for plaintiffs-appellants.

D. Frank Davis, Cooper, Mitch & Crawford, Jerome A. Cooper, Birmingham, Ala., for defendants-appellees.

Appeals from the United States District Court For the Northern District of Alabama.

Before GODBOLD, Chief Judge, TJOFLAT and VANCE, ** Circuit Judges.

GODBOLD, Chief Judge:

This is another in a long line of cases concerning the employment practices of United States Steel Corporation at its Fairfield, Alabama, Works during the late 1960's and early 1970's. Before us are various Title VII claims of 21 black employees who not only were eligible for backpay tenders under the nationwide steel industry consent decree approved in U.S. v. Allegheny-Ludlum Industries, Inc., 517 F.2d 826 (5th Cir. 1975), but also were members of the erstwhile "new Ford class" that was first before this court in U.S. v. United States Steel, 520 F.2d 1043 (5th Cir. 1976) and was recently revived in Ford v. United States Steel, 638 F.2d 753 (5th Cir. 1981).

Dissatisfied with the relief afforded them in the consent decree in Allegheny-Ludlum, plaintiffs rejected the backpay tenders, received right-to-sue letters from the EEOC, and sued United States Steel (the company) and several locals of the United Steelworkers of America (the union). On January 27, 1978, nearly 16 months after the suit was filed but before discovery had commenced, plaintiffs moved to amend their complaint to allege a class action. Twenty-eight black employees of the company simultaneously moved to intervene. 1

Before trial the district court denied the motions to amend and to intervene and granted summary judgment for the defendants on various claims of eight appellants. 2 At the close of plaintiffs' case the district court dismissed most of the remaining claims except those of four plaintiffs. 3 After defendants presented evidence to rebut those claims, the district court entered judgment in favor of defendants on those claims as well. 4 Plaintiffs appeal each of these rulings by the district court.

I. Class Amendment and Intervention

At oral argument plaintiffs' counsel conceded that, since both the motion to amend to allege a class and the motion to intervene were prompted by the decertification of the "new" Ford class and the denial of intervention in that case, there would be no need to decide these issues if the district court's order in Ford were vacated and remanded by this court. Since oral argument in this case another panel of this court has done so. Ford v. United States Steel, 638 F.2d 753 (5th Cir. 1981). Our reading of the opinion in Ford indicates that the parties and interests before the district court on remand in that case are identical to those presented in plaintiffs' motions to amend and to intervene. The lengthy and convoluted history of litigation over employment practices at Fairfield Works demands prompt and uniform resolution. See Ford, 638 F.2d at 762. Further litigation over the class and intervention issues present in this case would thwart this objective and serve the interests of none of the parties. We therefore affirm the district court's order denying amendment to allege a class and denying the motion to intervene but direct that these issues merge with those before the district court on remand in Ford. See Blair v. City of Greenville, 649 F.2d 365, 368 (5th Cir. 1981).

II. Summary Judgment

Before trial the district court granted summary judgment for the union with respect to the claims of seven plaintiffs 5 because they had never filed EEOC charges against the union. It also granted summary judgment for U. S. Steel with respect to the claims of plaintiff Eugene Speed because he had never filed an EEOC charge against the company.

Timely filing of EEOC charges is a prerequisite to a Title VII suit. Wheeler v. American Home Products Corp., 582 F.2d 891, 897 (5th Cir. 1977); Beverly v. Lone Star Construction Corp., 437 F.2d 1136, 1139-40 (5th Cir. 1971); Miller v. International Paper Co., 408 F.2d 283 (5th Cir. 1969). However, we have held that in an action involving claims of several persons arising out of similar discriminatory treatment, not all of them need to have filed EEOC charges as long as one or more of the plaintiffs had satisfied the requirement. Wheeler, 582 F.2d at 897; Oatis v. Crown Zellerbach Corp., 398 F.2d 496 (5th Cir. 1968).

An examination of precedent coupled with the unique procedural history of this litigation leads us to conclude that the district court erred in granting summary judgment against these eight plaintiffs when several of their co-plaintiffs had filed EEOC charges against the company and the union. 6 In Oatis we held that each member of a class need not file an EEOC charge as a prerequisite to join a Title VII suit as long as at least one named plaintiff had filed such charges, 398 F.2d at 499. We extended Oatis to non-class suits in Wheeler, where we held that similarly situated intervenors who had not filed EEOC charges nevertheless could assert backpay claims if one or more of the original plaintiffs had filed timely charges. 582 F.2d at 897. 7

While this circuit has not addressed the precise issue presented in this case whether every original plaintiff in a multiple-plaintiff, non-class action suit must file charges with the EEOC at least one circuit has held that the Oatis rationale applies. Allen v. Amalgamated Transit Union Local 788, 554 F.2d 876 (8th Cir.), cert. denied, 434 U.S. 891, 98 S.Ct. 266, 54 L.Ed.2d 176 (1977). In Allen, only two of 15 plaintiffs had filed EEOC charges yet the court concluded that all 15 were entitled to assert their claims for backpay and seniority. 554 F.2d at 882-83.

We are persuaded that the result reached in Allen is required by our holdings in Oatis and Wheeler. Under Wheeler, if only those plaintiffs in this case who had filed timely charges sued and those plaintiffs who had failed to file intervened, the latter group of plaintiffs would not have been barred by the filing requirement. Defendants would have us hold that the claims of these latter plaintiffs are barred because they were co-plaintiffs instead of intervenors. The argument exalts form over substance, and we decline to accept it.

The union also argues that Oatis and Allen are inapplicable because the plaintiffs who failed to file charges are not "similarly situated" with those who did. While it is true that the plaintiffs worked in different departments at Fairfield Works the gravamen of their complaints is the same: they allege that they were given improper seniority dates and passed over for promotion because of their race and that the union failed to represent them adequately. Moreover, the fact that the plaintiffs worked in different departments does not mean they are not similarly situated. In Oatis the three named plaintiffs worked in different departments, and only one of the three had filed EEOC charges. 398 F.2d at 499. We nevertheless held that the claims of the other two named plaintiffs and those of the classes they represented were sufficiently similar to allow them to proceed based upon the EEOC charge that was filed.

Analysis of the purpose behind the EEOC filing requirement and of the unique history of the litigation out of which this case arises also favors our conclusion. The purpose of the filing requirement is to insure "that the settlement of grievances be first attempted through the office of the EEOC." Oatis, 398 F.2d at 498. This purpose is not served in the present case by requiring each of the several plaintiffs to file essentially identical charges. Id. The settlement channels furnished by the filing requirement have been thoroughly exhausted with respect to these plaintiffs. In addition to any settlement efforts triggered by the timely charges filed against the company and the union by some of the plaintiffs in this case, 8 the company and the union have already engaged in extensive settlement efforts with the EEOC over alleged discriminatory practices at the Fairfield plant during the time period involved in this case. See U. S. v. United States Steel; U. S. v. Allegheny-Ludlum Industries, supra. To dismiss the claims of one-third of the plaintiffs in this case because they failed to file EEOC charges is thus not only inconsistent with Wheeler and Oatis but also an unnecessarily harsh penalty for their failure to resort to settlement channels that were already filled with claims substantially similar to their own.

III. Rule 41(b) Dismissals

At the close of plaintiffs' case the district court granted Rule 41(b) motions to dismiss by the company and the union with respect to all claims of 17 plaintiffs and some of the claims of the remaining four plaintiffs. 9 Although the defendants' briefs offer a myriad of grounds for these dismissals, the order of the district court is bereft of findings of fact and conclusions of law required by F.R.C.P. 52 and 41(b).

While the failure to make findings of fact and conclusions of law does not always necessitate a remand, see, e. g., Armstrong v. Collier, 536 F.2d 72 (5th Cir. 1976), we feel that a remand is appropriate here. The record before us is voluminous and the legal issues are complex. Indeed, in its motion to dismiss, the company alleged nine arguments ranging from subject matter jurisdiction to whether the plaintiffs had established a prima facie case.

Without findings and conclusions we are left adrift in a sea of conflicting factual allegations and alternative legal grounds for the dismissals of the claims of 21 persons. We therefore vacate that portion of the judgment based upon the Rule 41(b)...

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