Rogero v. Noone, 81-5576

Citation704 F.2d 518
Decision Date02 May 1983
Docket NumberNo. 81-5576,81-5576
Parties31 Fair Empl.Prac.Cas. 969, 31 Empl. Prac. Dec. P 33,574 Patricia H. ROGERO, Plaintiff-Appellant, v. B.M. NOONE, Individually and as Putnam County Tax Collector, Defendant-Appellee.
CourtUnited States Courts of Appeals. United States Court of Appeals (11th Circuit)

Rodney W. Smith, Smith & Johnson, Alachua, Fla., for plaintiff-appellant.

Kate L. Walton, William L. Townsend, Jr., Palatka, Fla., for defendant-appellee.

Appeal from the United States District Court for the Middle District of Florida.

Before GODBOLD, Chief Judge, HENDERSON and CLARK, Circuit Judges.

ALBERT J. HENDERSON, Circuit Judge:

The appellant, Patricia Rogero, sued her former employer, B.M. Noone, individually and as Putnam County Tax Collector, alleging that because of her pregnancy, she was wrongfully discharged in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. Sec. 2000e et seq. (1976) (the Act) and 42 U.S.C. Sec. 1983 (1976). The district court granted summary judgment for the defendant, concluding that Noone was exempt from liability because he was not an "employer" within the meaning of the Act. For reasons stated below, we affirm.

B.M. Noone was elected as Putnam County Tax Collector in January, 1972. Six months later, Patricia Rogero was hired as a clerk in his office. She learned in May, 1975 that she was pregnant and, although she suffered mild nausea and leg cramps, she continued to work until discharged by Noone in August, 1975. In her suit, she claims that her pregnancy was the reason for the termination. Noone does not recall the exact reason for her dismissal, but admitted that it was his predecessor's policy to fire pregnant women.

On September 30, 1975, Rogero filed a grievance with the Equal Employment Opportunity Commission (EEOC) and, upon receipt of a right to sue letter, she commenced this action pursuant to the provisions of 42 U.S.C. Sec. 1983 (1976) and Title VII of the Civil Rights Act of 1964, 42 U.S.C. Sec. 2000e et seq. (1976). The complaint named only B.M. Noone, individually and as Putnam County Tax Collector, as defendant. As a defense Noone asserted that he was exempt from liability because he did not employ more than fifteen persons and was thus not an "employer" within the meaning of 42 U.S.C. Sec. 2000e (1976). Rogero then amended her complaint to allege that the Tax Collector was a component of Putnam County which employed in excess of fifteen workers, but failed to add the county as a defendant. She subsequently filed another amendment expanding her complaint to include a new count for a violation of the fourteenth amendment, directly actionable under 28 U.S.C. Sec. 1343 (1976). In granting Noone's motion for summary judgment on the Title VII claim, the district court reasoned that "Putnam County is not a party before this Court and cannot be considered for jurisdictional purposes." The court also held that Rogero's Sec. 1983 action was barred by the statute of limitations, but did not address the separate fourteenth amendment cause of action raised in Count III of the amended complaint.

The sole issue on appeal 1 is whether a suit can stand against the Tax Collector as an agent of Putnam County or as a part of that political subdivision without making the county a party to the action. The district court held that because Noone had fewer than fifteen employees, he was "not an employer within the definition of 42 U.S.C. Sec. 2000e, either individually or as Tax Collector, and thus, the plaintiff's Title VII action against Defendant Noone [could not] be maintained." Record at 44. 2 The parties agree that Noone, in his individual capacity, did not employ a sufficient number of workers to qualify as an "employer" for Title VII purposes. Nonetheless, the appellant argues vigorously that Noone's status should not be so narrowly construed, but that the Tax Collector should be characterized as an agent of Putnam County. Additionally, Rogero urges that she should be permitted to aggregate the total number of Putnam County workers in order to meet the requirement of fifteen or more employees. Logic would dictate, then, that Putnam County is the actual employer and hence, the real party in interest in this case. For whatever reason, however, the county was not made party to this action and that is the omission critical to our decision. 3 We agree with the district court that it is not appropriate to take a headcount of all county employees--strangers to this law suit--in determining whether the sole named defendant meets the jurisdictional requirement of numerosity.

In any event, the appellant insists that Noone, as an agent, is a proper defendant, thereby precluding the necessity of suing the county as well. 4 To support this contention, Rogero relies heavily on Owens v. Rush, 636 F.2d 283 (10th Cir.1980). In Owens, the court held that a sheriff who employed fewer than fifteen persons was an agent for the county and therefore an employer for Title VII purposes. 5 The critical distinction between that case and one before us is that in Owens, the plaintiff named not only the sheriff, but also the Board of County Commissioners and other political bodies as codefendants. Likewise, in Vulcan Society v. Fire Department of White Plains, 82 F.R.D. 379 (S.D.N.Y.1979), which held a district fire commission an agent of the city for Title VII purposes, both entities were parties to the suit. By contrast, in Aguilera v. Cook County Merit Board, 21 F.E.P. 731 (N.D.Ill.1979), the court did permit a Title VII suit against the county Police and Corrections Merit Board even though the county itself was not named in the complaint. That decision appears to be a minority view. The appellant has cited no binding precedent to support her position.

Taken as a whole, Rogero's argument is logically inconsistent. She relies on the agency relationship for purposes of numerosity but denies it, in essence, with respect to liability. Despite the fact that jurisdiction rests on the "borrowed" manpower strength of the county, the appellant has failed to join it as a party and has thus deprived Putnam County of a chance to defend against potential liability. Either the county has a stake in the outcome of this law suit, or it does not. The appellant cannot have it both ways by insisting that Putnam County is indispensible for jurisdictional purposes, but unnecessary for a resolution of the merits.

Although the scope of Title VII should be liberally construed, Congress did place certain limits on the broad sweep of the Act. Had Congress meant to remove all restrictions, the statutory definition of "employer" would not have been limited to legal entities employing fifteen or more persons. 6 We conclude that because the Tax Collector was not an employer within the meaning of the statute, the district court lacked jurisdiction to entertain the appellant's action.

Therefore, the district court did not err in granting summary judgment to the defendant.

The judgment of the district court is

AFFIRMED.

CLARK, Circuit Judge, specially concurring:

While I would affirm the district court's grant of summary judgment in favor of appellee, I do so for reasons other than those stated in the majority opinion.

The majority implicitly holds that if appellant had joined Putnam County as a defendant, plaintiff's complaint would have stated a cause of action. In my view, non-joinder of Putnam County does not determine whether Noone is or is not an agent of Putnam County. While courts in other jurisdictions have held a county liable for a political subdivision's breach of the statutory requirements of Title VII, 1 this must be determined by the law of the state in which the county lies. While 42 U.S.C. sec. 2000e(b) (1981) defines an employer to include the responsible person and "any agent of such a person," the section gives no guidelines for determining the agency relationship. It seems logical that a person should not be liable for Title VII derelictions of another as agent unless the person has some supervisory control over the "agent." Such control would be indicated if the terms of employment such as pay, hours, and benefits are fixed by the "employer" rather than by the "agent." Other facts that assist in making a judgment would be the source of funds for salaries and wages, whether the employees of the two parties have a common pension fund, and whether the employees are subject to a common civil service employment and grievance policy. In a case such as this, inquiry must be made into the constitution and laws of the state to determine the relationship between the county and the political subdivision of the county.

I conclude from the Florida constitutional and statutory scheme and the facts in this case that Noone was not an agent of the county within the terms of the federal statute. The office of tax collector in Florida is created by the constitution of that state, Fla. Const. art. 7, sec. 1(d). The tax collector receives his commission from the governor of Florida, and in the case of the death of a tax collector a vacancy in the office is filled by the governor and not by the county commissioners. See In re Advisory Opinion to the Governor, 313 So.2d 717 (Fla.1975). The law of Florida makes the tax collector of each county an arm of the state Department of Revenue. See Title XIII, Taxation and Finance, commencing at chapter 192 of the Florida Statutes, 1975. See also Fla.Stat. 195.002, et seq., 1975, for the description of the supervisory powers by the Department of Revenue of tax collectors. The amount of money necessary for operating a tax collector's office and the amount and type of expenditures are prescribed in the budget submitted by the tax collector to the Department of Revenue, over which the county has no authority. See Fla.Stat. 195.087. The lack of authority of a board of county commissioners over the operation of a tax collector's office is described in Advisory Opinion 076-173 (...

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