U.S. v. Ferro, 82-3758

• Decision Date: 27 June 1983
• Docket Number: No. 82-3758,82-3758
• Citation: 709 F.2d 294
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. Einar J. FERRO, Jr., Defendant-Appellant.
• Court: U.S. Court of Appeals — Fifth Circuit

Page 294

709 F.2d 294

UNITED STATES of America, Plaintiff-Appellee, v. Einar J. FERRO, Jr., Defendant-Appellant.

No. 82-3758.

United States Court of Appeals, Fifth Circuit.

June 27, 1983.

Bernard E. Burk, Jacob Taranto, III, New Orleans, La., for defendant-appellant.

John P. Volz, U.S. Atty., Robert T. Myers, Harry W. McSherry, Asst. U.S. Attys., New Orleans, La., for plaintiff-appellee.

Appeal from the United States District Court for the Eastern District of Louisiana.

Before INGRAHAM, WILLIAMS and HIGGINBOTHAM, Circuit Judges.

INGRAHAM, Circuit Judge:

In September 1982, Einar J. Ferro, Jr., was convicted by a jury of a three-count indictment for his role in the theft of two Zim Line containers. All but six months of defendant's three concurrent five-year sentences were suspended and defendant was placed on probation for three years. On appeal Ferro primarily attacks the submission of an inference instruction, the failure to submit a "possession" definition, and the admission of coconspirators' statements. Concluding that the district court correctly presented the law in the instructions and properly admitted the coconspirators' statements, we affirm the conviction.

Appellant complains of the inference instruction, its wording, and the failure to provide other requested instructions. To determine whether the jury instructions adequately stated the law, we review the instructions as a whole in the context of the entire trial. See United States v. Park, 421 U.S. 658, 674-75, 95 S.Ct. 1903, 1912-13, 44 L.Ed.2d 489 (1975); United States v. Graves, 669 F.2d 964, 970-71 (5th Cir.1982). If the charge is accurate and correct, we leave to the district court's discretion the amplification necessary for that particular jury in light of the whole trial. United States v. Bayer, 331 U.S. 532, 536, 67 S.Ct. 1394, 1396, 91 L.Ed. 1654 (1947). Consequently, we recount the evidence as a backdrop for the court's charge and admission of coconspirators' statements.

Ferro was working as clerk on the New Orleans riverfront when another clerk, Ernest Schmolke, contacted him about the possibility of stealing merchandise from the Erato Street Wharf. As clerks, their primary duties and responsibilities involved handling cargo that arrived at the New Orleans port of entry. Unknown to Ferro, Schmolke had also been in contact with Robert Guy, a wholesale rental dealer in Picayune, Mississippi, about the same theft. To obtain information about incoming shipments, Schmolke and Ferro contacted Dale Luke, a clerk at the Erato Street Wharf. When two Zim Line containers arrived at the wharf, Luke informed Schmolke of the container numbers and their contents, 1,344 cases of wine and 62 road equipment tires. Schmolke relayed this information to Guy and Ferro and the group decided to steal those containers. Schmolke then arranged for two drivers to load the containers on trucks at the Erato Street Wharf.

On the morning of August 12, 1981, Schmolke met the drivers outside the wharf and gave them three bills of lading. The extra bill of lading was to be used if one of the containers was inaccessible. The containers were loaded onto the trucks and Schmolke instructed the drivers to meet him at Irish Bayou. He then telephoned Guy and Ferro about the rendezvous point. After the truck drivers arrived at Irish Bayou, where Schmolke, Guy, and Ferro were already waiting, the five began the trip to Picayune, where the containers would be stored and the goods sold. To avoid weigh stations and enforcement officials, the group traveled back roads in a caravan, with Guy and Schmolke leading and Ferro trailing the trucks. Once the containers were in Guy's warehouse, the three opened them and examined their contents. Although Guy had primary responsibility for selling the stolen merchandise, all three agreed to find buyers for it. Because of the poor quality of the wine and the unusual size of the tires, Guy was unable to sell the goods. Consequently, Ferro and Schmolke went to the warehouse a few months later to check on the wine and determine the size of the tires. Eventually, Customs discovered the containers and arrested the three.

On June 4, 1982, Ferro, Schmolke, and Guy were indicted by a grand jury of theft from the Erato Street Wharf, 18 U.S.C. Sec. 659, ¹ unlawful removal of goods from Custom's custody, 18 U.S.C. Sec. 549, ² and interstate transportation of stolen goods, 18 U.S.C. Sec. 2314. ³ Each was also charged under 18 U.S.C. Sec. 2 on all counts. ⁴ On July 16, 1982, a superseding indictment was filed against Ferro that added a conspiracy count, 18 U.S.C. Sec. 371, ⁵ to the other three counts. The count against Ferro pertaining to unlawful removal of goods from Custom's custody was dropped prior to trial. Although Guy plead guilty to a superseding conspiracy count and Schmolke plead guilty to the theft from foreign shipment count, Ferro plead not guilty to all charges. After a jury trial in which both Guy and Schmolke testified against Ferro, the jury returned a guilty verdict on all three counts. Ferro was sentenced to five years imprisonment on each count. The court ordered the sentences to run concurrently and suspended all but six months of the sentences. Ferro was placed on probation for a period of three years and now appeals.

Appellant argues that the district court erred in submitting an inference instruction ⁶ that permitted the jury to infer both that he knew the property was stolen and that he participated in the theft of the property, which are elements of counts III and II, respectively. First, Ferro complains that the use of the inference instruction was inappropriate. As the Supreme Court noted in Barnes v. United States, 412 U.S. 837, 93 S.Ct. 2357, 37 L.Ed.2d 380 (1972), however, "[f]or centuries courts have instructed juries that an inference of guilty knowledge may be drawn from the fact of unexplained possession of stolen goods." Id. at 843, 93 S.Ct. at 2362. Similarly, this circuit has "held in numerous cases that unexplained possession of stolen property may be shown to permit an inference by the finder of fact that the possessor participated in the theft of the property." United States v. Marchbanks, 469 F.2d 72, 74 (5th Cir.1972) (citations omitted). Second, Ferro asserts that the district court erred by not explicitly instructing the jury that while they may draw the inference, they are not compelled to do so. Appellant's suggestion that the "inference" was in fact a "presumption" is unfounded. In addition to instructing the jury that they may, rather than shall draw the inference, ⁷ the district court instructed them that while the law permits them to draw the inference, they must acquit the accused, if any possession is consistent with innocence or if any juror entertains reasonable doubt of guilt. ⁸ The district court therefore appropriately and correctly gave the jury a permissive inference instruction.

Next, Ferro complains of the court's failure to submit a definition of possession. ⁹ He argues that since there was no evidence of sole actual possession, Barfield v. United States, 229 F.2d 936 (5th Cir.1956), requires a legal definition of possession for the jury to make that finding. In Barfield, the jury was given a presumption instruction. ¹⁰ The defendant admitted a type of possession (driving the car) and the fact that the car had been recently stolen was undisputed. Consequently, the submission of the presumption instruction "practically amounted to an instruction that on the facts the accused was presumed to be guilty, because the element of knowledge was the only unproved element of the offense." Bernstein v. United States, 234 F.2d 475, 486 (5th Cir.1956). Although Ferro admitted a type of possession (his "playing along" with the scheme and his agreement to "move" the merchandise) and the fact that the containers had recently been stolen was undisputed, the present case differs significantly from Barfield. First, the district court gave a permissive inference instruction rather than a presumption instruction. Thus, there was no prejudicially erroneous presumption of guilt. Second, the district court instructed the jury that appellant must be acquitted if his possession was satisfactorily explained. The jury, therefore, was required to evaluate the credibility of Ferro's explanation to determine if the inference of guilty knowledge and participation could be rationally drawn from his possession. Ferro was neither the incredible nonpossessor of Fitzpatrick v. United States, 410 F.2d 513 (5th...