U.S. v. Albertini, 82-1090

Citation710 F.2d 1410
Decision Date22 July 1983
Docket NumberNo. 82-1090,82-1090
PartiesUNITED STATES of America, Appellee, v. James Vincent ALBERTINI, Appellant.
CourtUnited States Courts of Appeals. United States Court of Appeals (9th Circuit)

William A. Harrison, Yvonne E. Chotzen, American Civil Liberties Union of Hawaii, Honolulu, Hawaii, for appellant.

H. Ray Starling, U.S. Atty., Hickman AFB, Hawaii, for appellee.

Appeal from the United States District Court for the District of Hawaii.

Before CANBY, NORRIS and REINHARDT, Circuit Judges.

CANBY, Circuit Judge:

Defendant James Vincent Albertini appeals from his conviction under 18 U.S.C. Sec. 1382 (1976) for illegal reentry onto a military base. Albertini reentered Hickam Air Force Base during an "open house" to distribute anti-war pamphlets. He contends that this activity was protected by the first amendment. We agree, and we reverse the conviction.

FACTS

On May 16, 1981, Hickam Air Force Base held its annual "Armed Forces Day Joint Service Open House." The official theme of the open house was "U.S. Armed Forces--Strong and Ready." The Air Force promoted the event for several weeks with radio and newspaper advertisements. One news release described the occasion:

HICKAM HOSTS JOINT SERVICE OPEN HOUSE

Hickam Air Force Base, Hawaii (April 16, 1981)--The 32nd Annual Armed Forces Day Open House will be held here Saturday May 16 from 9 a.m. to 4 p.m. The theme this year is the "U.S. Armed Forces--Strong and Ready."

Top local, country and western, and military entertainment--provided by the Royal Hawaiian Band, the Aloha Airlines Musical/Hula Troupe, J.T. and the Rowdy Band, Dave West and the Chaingang, Chris Cassidy and the Rainbow Connection, the Skylarks and the Fleet Marine Force Pacific Band--will perform during the open house.

More than 30 aircraft from the U.S. Army, Navy, Air Force, Marine Corps, Coast Guard, Hawaii Army and Air National Guard, Civil Air Patrol and the Wheeler Aero Club will be on display throughout the day.

Parachute jumps by the Navy and the Marine Corps, Marine troops rappelling from helicopters, aircraft flyovers by the Hawaii Air National Guard, Air Force and the Navy are also scheduled.

Additionally, a crash/rescue demonstration by the Hickam Fire Department, a helicopter rescue demonstration by the Coast Guard and several police dog demonstrations by the Hickam Security Police will be conducted that day.

Also open that day is the annual Air Force Hawaii Youth Festival. Carnival rides, games and a midway packed with food and drinks will be the main attractions. Air Force nominees, representing the various commands at Hickam, will compete for the crown of Youth Festival Queen. The crowning ceremony will take place Friday evening at 6 p.m.

Hickam, normally a closed base, will be open to the public for the Armed Forces Day Open House.

A radio "beeper" added: "Hickam's Main Gate opens at 9:00, the public is invited and it's all free!" During the open house, some parts of the base, where the normal military activities of the installation were carried on, remained closed, fenced off, and guarded.

Thousands of people entered the base on May 16 to see the displays and partake of the festivities. Included among them were James Albertini and four companions who came to protest the arms race. They gathered in the shadow of the B-52 bomber display, and unfurled a banner: "Carnival Military Police rounded the protestors up and escorted them off the base. Albertini had previously received a "bar letter" forbidding him to reenter Hickam without the express permission of the commander. 1 He was charged therefore under 18 U.S.C. Sec. 1382 with reentering a military installation after having been ordered not to reenter. 2 He was convicted in United States District Court.

                of Death."    Albertini walked about, taking pictures and passing out leaflets protesting nuclear war and the proliferation of nuclear weapons.  At all times, these activities were peaceful, and were confined to the area set aside for the open house
                
DISCUSSION

Albertini contends: 1) that the open house advertisements constituted written permission for him to reenter, 2) that his actions were a constitutionally protected exercise of free speech, and 3) that the conviction on the basis of a nine year old bar letter violated due process. We reject the contention that newspaper advertisements inviting the general public fulfilled the "written permission" requirement of the bar letter. We do, however, uphold Albertini's first amendment defense. Because of our resolution of the free speech issue, we need not consider Albertini's due process contentions.

Albertini's first amendment argument rests upon the assertion that on Armed Forces Day Hickam was a "public forum" where the right to leaflet could not be unreasonably circumscribed. We face a two part inquiry here: first, whether Hickam constituted a public forum; second, whether the military could exclude him from a public forum located on a military base.

I. The Public Forum

Certain public places, appropriate for assembly and communication, enjoy special constitutional status as "public forums." See generally, L. Tribe, American Constitutional Law, 688-93 (1978). In a public forum, the first amendment narrowly circumscribes the government's power to exclude or regulate speech. As public places differ, however, so does the expression appropriate to them, and hence the scope of protection provided by the first amendment. Traditional settings for civic debate--streets, parks, sidewalks--always constitute public forums and receive the greatest protection. Cary v. Brown, 447 U.S. 455, 461, 100 S.Ct. 2286, 2290, 65 L.Ed.2d 263 (1980). Public property may also become a public forum if the state opens it for public use as a place for expressive activity. Expression then receives the same protection as in traditional forums. Widmar v. Vincent, 454 U.S. 263, 272-74, 102 S.Ct. 269, 275-276, 70 L.Ed.2d 440 (1981). Finally, the state may establish a "limited public forum" in which public expression is limited to certain groups or confined to particular subject matter. Perry Education Ass'n v. Perry Local Educators' Ass'n, --- U.S. ----, ----, 103 S.Ct. 948, 955 n. 7, 74 L.Ed.2d 794 (1983).

A military base, even one open to the public, is not a traditional public forum. Greer v. Spock, 424 U.S. 828, 838, 96 S.Ct 1211, 1217, 47 L.Ed.2d 505 (1976); United States v. Douglass, 579 F.2d 545, 549 (9th Cir.1978). Albertini contends, however, that Hickam on Armed Forces Day constituted a public forum, either one where all expression was permitted, or at least one where Albertini was permitted to counter the Air Force's own implicit message on defense policy.

We first consider whether the Air Force created a public forum by opening Hickam to the public for purposes related to expression. If the government creates such a forum, even though under no duty to do so, its power to exclude expression is severely limited. "Reasonable time, place and manner regulations are permissible, and a content-based prohibition must be narrowly drawn to effectuate a compelling state interest." Perry Education Ass'n v. Perry Local Educators' Ass'n, 103 S.Ct. at 955. Although the government is not required to maintain indefinitely the open character of the facility, "as long as it does so it is bound by the same standards as apply in a traditional public forum." Id.

Merely permitting public access to property other than streets or parks, however, does not open the facility for use as a public forum. Greer v. Spock, 424 U.S. at 836, 96 S.Ct. at 1216. The place or its intended use must somehow render the facility appropriate for expression. For example, a public meeting for discussion of a pending teachers' contract clearly created a public forum (albeit a limited one) in the school property where it was held. City of Madison Joint School District v. Wisconsin Public Employment Relations Commission, 429 U.S. 167, 174-76, 97 S.Ct. 421, 425-426, 50 L.Ed.2d 376 (1976). A public forum may also be created when the use is less directly related to public debate. In Southeastern Promotions, Ltd. v. Conrad, 420 U.S. 546, 95 S.Ct. 1239, 43 L.Ed.2d 448 (1975), a theater under lease to the City of Chattanooga was found to be a public forum. Presenting plays and shows was sufficiently related to public expression that the city could not arbitrarily exclude the musical "Hair." Id. at 555, 95 S.Ct. at 1245. In Heffron v. International Society for Krishna Consciousness, 452 U.S. 640, 101 S.Ct. 2559, 69 L.Ed.2d 298 (1981), the Supreme Court assumed without discussion that the Minnesota State Fair constituted a public forum. Id. at 651, 655, 101 S.Ct. at 2565-2566, 2567. The fair was intended to showcase "the agricultural, stock-breeding, horticultural, mining, mechanical, industrial, and other products and resources of the state, including proper exhibits and expositions of the arts, human skills and sciences." Id. at 643, 101 S.Ct. at 2561. Although the fair was not literally set aside for debate of public issues, it still was an appropriate place for expression and constituted a public forum. The state could not ban all expressive activity, although it could impose reasonable time, place and manner restrictions--such as restricting solicitation to booths. Id. at 655 n. 16, 101 S.Ct. at 2568 n. 16.

While these analogies are instructive, they do not deal with military bases. The government contends that the controlling decision in that regard is Greer v. Spock, 424 U.S. 828, 96 S.Ct. 1211, 47 L.Ed.2d 505 (1976), which established that a military base is not ordinarily a public forum and held that partisan political expression could be excluded from it. Several factors distinguish Greer from this case, however. In Greer, the military facility in question was Fort Dix, which was located in a rural area and was devoted primarily to basic training. The proposed expression was face-to-face...

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