Hill v. Curtin

Decision Date09 July 2015
Docket NumberNo. 12–2528.,12–2528.
Citation792 F.3d 670
PartiesThomas HILL, Petitioner–Appellant, v. Cindi S. CURTIN, Warden, Respondent–Appellee.
CourtU.S. Court of Appeals — Sixth Circuit

ARGUED:Daniel S. Volchok, Wilmer Cutler Pickering Hale and Dorr LLP, Washington, D.C., for Appellant. Aaron D. Lindstrom, Office of the Michigan Attorney General, Lansing, Michigan, for Appellee. ON BRIEF:Daniel S. Volchok, Wilmer Cutler Pickering Hale and Dorr LLP, Washington, D.C., for Appellant.Aaron D. Lindstrom, John S. Pallas, Office of the Michigan Attorney General, Lansing, Michigan, for Appellee. Naveen Ramachandrappa, Bondurant, Mixson & Elmore LLP, Atlanta, Georgia, Benjamin W. Snyder, Latham & Watkins LLP, Washington, D.C., for Amici Curiae.

Before: COLE, Chief Judge; BOGGS, BATCHELDER, MOORE, CLAY, GIBBONS, ROGERS, SUTTON, COOK, McKEAGUE, GRIFFIN, KETHLEDGE, WHITE, STRANCH, and DONALD, Circuit Judges.

GRIFFIN, J., delivered the opinion of the court in which BOGGS, BATCHELDER, GIBBONS, ROGERS, SUTTON, COOK, McKEAGUE, and KETHLEDGE, JJ., joined. DONALD, J. (pp. 681–700), delivered a separate dissenting opinion in which COLE, C.J., MOORE, CLAY, WHITE, and STRANCH, JJ., joined.

OPINION

GRIFFIN, Circuit Judge.

Congress passed and President Clinton signed the Antiterrorism and Effective Death Penalty Act (“AEDPA”), Pub.L. No. 104–132, 110 Stat. 1214, effective April 24, 1996. All habeas corpus actions filed thereafter, such as the present petition, are governed by AEDPA's considerable restrictions on federal court review of state court judgments. In this case, the district court ruled that the limitations of AEDPA compelled the denial of the habeas petition. We agree and therefore affirm.

I.

On the first day of Thomas Hill's criminal trial, as potential jurors were “on their way up to the courtroom,” Hill informed the Wayne County (Michigan) Circuit Court that he wanted to represent himself. The state trial judge denied the request as follows:

No. The court is not going to allow that, especially at the last minute. Also, it's not going to be helpful. There is no early indication of this. We are ready to proceed with the trial at this time. To be prepared for that, and to inform the defendant and have him prepared for following the rules of asking questions and rules of evidence, the court is going to have to do that during the trial. So at this point it's not going to work.
You may consult with your attorney. We are going to have you sitting right next to him. If you would like paper and pen to tell him what you would like, how you would like things, you can do that.
We expect and want you to have all the participation you want. We also want you to have a legal representative to follow the rules of the courtroom. So at this time it is denied.

On September 11, 2007, a jury convicted Hill of armed robbery, Mich. Comp. Laws § 750.529, and carjacking, Mich. Comp. Laws § 750.529a(1). People v. Hill, 282 Mich.App. 538, 766 N.W.2d 17, 21 (2009). As a third-felony habitual offender, Mich. Comp. Laws § 769.11, the trial court sentenced him to concurrent prison terms of twenty to forty years for each conviction. See Hill, 766 N.W.2d at 21.

On direct appeal, the Michigan Court of Appeals affirmed Hill's convictions and sentences. Id. at 27. Regarding self-representation, it held that although the lower court failed to comply with People v. Anderson, 398 Mich. 361, 247 N.W.2d 857 (1976) (setting forth self-representation inquiry standards under state law), the record did not support that Hill's request was knowingly and intelligently made. Hill, 766 N.W.2d at 27. In the last reasoned state court decision on the issue, the Michigan Supreme Court affirmed on different grounds. It held that Hill's right to self-representation was not violated because his request was untimely and disruptive. People v. Hill, 485 Mich. 912, 773 N.W.2d 257, 257 (2009). Specifically, it stated:

[T]he ruling of the Wayne Circuit Court denying the request for self-representation “at this time” did not deny the defendant his constitutional right to self-representation where the defendant's request was not timely and granting the request at that moment would have disrupted, unduly inconvenienced, and burdened the administration of the court's business. The trial court also did not foreclose the defendant's opportunity to raise the self-representation issue again after jury selection. The record reflects, however, that the defendant never renewed his untimely request. For this reason, we agree with the Court of Appeals that the defendant's constitutional right to self-representation was not violated.

Id. (citation omitted). The U.S. Supreme Court denied Hill's petition for certiorari. Hill v. Michigan, 559 U.S. 1014, 130 S.Ct. 1899, 176 L.Ed.2d 378 (2010).

Shortly thereafter, Hill filed a timely habeas corpus petition. The magistrate judge issued a report recommending that the district court deny the petition because [n]o United States Supreme Court case has directly addressed the timing of a request for self representation,” and, in light of clearly established law, the Michigan Supreme Court's application was not unreasonable. The district court adopted the report over Hill's objection, denied the petition, and declined to issue a certificate of appealability.

On appeal, we granted Hill a certificate of appealability on the sole issue of whether his right to self-representation had been violated. A panel of this court subsequently issued an unpublished order reversing the district court and granting the writ. Hill v. Curtin, No. 12–2528, 2013 WL 8446602 (6th Cir. Dec. 23, 2013). Thereafter, we granted Curtin's petition for rehearing en banc and vacated our order. Hill v. Curtin, No. 12–2528, 2014 WL 1923210, at *1 (6th Cir. May 13, 2014).

II.

Congress enacted AEDPA to “reduce delays in the execution of state and federal criminal sentences, particularly in capital cases,” and “to further the principles of comity, finality, and federalism.” Woodford v. Garceau, 538 U.S. 202, 206, 123 S.Ct. 1398, 155 L.Ed.2d 363 (2003). “AEDPA recognizes a foundational principle of our federal system: State courts are adequate forums for the vindication of federal rights.” Burt v. Titlow, ––– U.S. ––––, 134 S.Ct. 10, 15, 187 L.Ed.2d 348 (2013). [T]he States possess sovereignty concurrent with that of the Federal Government, subject only to limitations imposed by the Supremacy Clause. Under this system of dual sovereignty, [the Supreme Court has] consistently held that state courts have inherent authority, and are thus presumptively competent, to adjudicate claims arising under the laws of the United States.’ Id. (quoting Tafflin v. Levitt, 493 U.S. 455, 458, 110 S.Ct. 792, 107 L.Ed.2d 887 (1990) ). “This principle applies to claimed violations of constitutional, as well as statutory, rights.” Id. “Recognizing the duty and ability of our state-court colleagues to adjudicate claims of constitutional wrong, AEDPA erects a formidable barrier to federal habeas relief for prisoners whose claims have been adjudicated in state court.” Id. at 15–16, 134 S.Ct. 10. It provides:

An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.

28 U.S.C. § 2254(d).

A state court adjudication is “contrary to” Supreme Court precedent under § 2254(d)(1) “if the state court applies a rule that contradicts the governing law set forth in [Supreme Court] cases or “if the state court confronts a set of facts that are materially indistinguishable from a decision [of the Supreme Court] and nevertheless arrives at a [different result].” Lockyer v. Andrade, 538 U.S. 63, 73, 123 S.Ct. 1166, 155 L.Ed.2d 144 (2003) (internal quotation marks omitted). Under the “unreasonable application” clause of § 2254(d)(1), habeas relief is available if “the state court identifies the correct governing legal principle from [the Supreme Court's] decisions but unreasonably applies that principle to the facts of the prisoner's case.” Harris v. Haeberlin, 526 F.3d 903, 909 (6th Cir.2008) (internal quotation marks omitted). “In order for a federal court to find a state court's application of [Supreme Court] precedent ‘unreasonable,’ the state court's decision must have been more than incorrect or erroneous,” but rather “must have been ‘objectively unreasonable.’ Wiggins v. Smith, 539 U.S. 510, 520–21, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003) (citations omitted). Indeed, under the “unreasonable application” clause of § 2254(d)(1),

even clear error will not suffice. Rather, as a condition for obtaining habeas corpus from a federal court, a state prisoner must show that the state court's ruling on the claim being presented in federal court was so lacking in justification that there was an error well understood and comprehended in existing law beyond any possibility for fairminded disagreement.

White v. Woodall, ––– U.S. ––––, 134 S.Ct. 1697, 1702, 188 L.Ed.2d 698 (2014) (citations, quotation marks, and alterations omitted). “When reviewing state criminal convictions on collateral review, federal judges are required to afford state courts due respect by overturning their decisions only when there could be no reasonable dispute that they were wrong.” Woods v. Donald, –––U.S. ––––, 135 S.Ct. 1372, 1376, 191 L.Ed.2d 464 (2015). “Federal habeas review thus exists as ‘a guard against extreme malfunctions in the state criminal justice systems, not a substitute for ordinary error correction through...

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