Clanton v. Muncy

• Decision Date: 14 April 1988
• Docket Number: No. 88-4002,88-4002
• Citation: 845 F.2d 1238
• Parties: Earl CLANTON, Jr., Petitioner-Appellee, v. Raymond MUNCY, Warden; Edward Murray, Director, Department of Corrections; Attorney General of the State of Virginia, Respondents-Appellants.
• Court: U.S. Court of Appeals — Fourth Circuit

Page 1238

845 F.2d 1238

Earl CLANTON, Jr., Petitioner-Appellee, v. Raymond MUNCY, Warden; Edward Murray, Director, Department

of Corrections; Attorney General of the State of

Virginia, Respondents-Appellants.

No. 88-4002.

United States Court of Appeals, Fourth Circuit.

Argued April 14, 1988.

Decided April 14, 1988.

Robert S. Smith (Clyde Allison, Maxine S. Pfeffer, Paul, Weiss, Rifkind, Wharton & Garrison, New York City, William B. Moffitt, Lisa Bondareff Kemler, William B. Moffitt & Associates, Alexandria, Va., for petitioner-appellee.

Thomas Drummond Bagwell, Asst. Atty. Gen., Jerry Paul Slonaker, Sr. Asst. Atty. Gen., Richmond, Va., for respondents-appellants.

Before WIDENER, HALL, and WILKINSON, Circuit Judges.

PER CURIAM:

Before the Court is the Commonwealth of Virginia's motion to vacate a stay of execution entered by the United States District Court for the Eastern District of Virginia. The stay was entered on the basis of a petition for writ of habeas corpus filed by Earl Clanton, Jr., who challenges a death sentence scheduled to be carried out in his case. Having reviewed the record in this expedited appeal and heard oral argument, we now grant the Commonwealth's motion and vacate the stay.

I.

In the seven years that have elapsed since a jury convicted Earl Clanton, Jr. of the capital murder of Wilhelmina Smith, his sentence for that crime has been reviewed by both state and federal courts on no less than ten occasions. Those courts have addressed numerous questions in a sober and measured fashion, and determined that Clanton's trial and sentencing satisfied constitutional requirements. The Supreme Court of Virginia affirmed Clanton's conviction on direct review. Clanton v. Commonwealth, 223 Va. 41, 286 S.E.2d 172 (1982). Clanton then sought a state writ of habeas corpus, the denial of which was affirmed by the Supreme Court of Virginia. Clanton then filed a federal petition for habeas corpus, which included the same factual elements on which the stay now before us is largely based. This court reversed the district court's grant of the writ. Clanton v. Bair, 826 F.2d 1354 (4th Cir.1987). The United States Supreme Court denied certiorari. --- U.S. ----, 108 S.Ct. 762, 98 L.Ed.2d 779 (1988).

Clanton began the latest series of collateral proceedings in state court on April 4, 1988, ten days before his sentence was scheduled to be carried out. The Virginia Circuit Court for the City of Petersburg denied his state habeas corpus petition, holding, inter alia, that Clanton's claims were procedurally defaulted. The Supreme Court of Virginia affirmed. Clanton then filed a federal habeas corpus petition in the Eastern District, seeking a stay of execution pending the district court's review of the petition. The district court granted the stay.

The situation we face here is similar to that in Alabama v. Evans, 461 U.S. 230, 103 S.Ct. 1736, 75 L.Ed.2d 806 (1983), where the Supreme Court vacated a stay that had been entered by a district court for the purpose of considering a last-minute habeas petition from a condemned inmate. What the Court said there is applicable here: "respondent's 'constitutional challenges ... have been reviewed exhaustively and repetitively by several courts in both the state and federal systems.' " Id at 231, 103 S.Ct. at 1738. Review of the Supreme Court's many opinions dealing with eleventh hour stay motions reveals a clear message: constitutional litigation is not to be conducted piecemeal, claims should be raised earlier rather than later, and considered resolution by state courts is far preferable to a last minute dash to federal habeas corpus. The claims presented in the habeas corpus petition underlying the stay before us violates each of these directives.

The stay granted by the district court is grounded upon a successive petition for habeas corpus. Such a petition may be the basis for a stay of execution only in the "presence of substantial grounds upon which relief might be granted." Barefoot v. Estelle, 463 U.S. 880, 895, 103 S.Ct. 3383, 3396, 77 L.Ed.2d 1090 (1983). Our review of this case makes plain that no such substantial grounds are presented by Clanton's petition for habeas corpus, and that the stay entered on the basis of the petition must be vacated.

II.

The district court's grant of the stay focused on Clanton's claim that he was incompetent at the sentencing phase of his trial. Clanton contends on the basis of affidavits from several health care professionals that a psychological disability prevented him from advising his counsel of facts concerning his abused childhood. This disability is alleged to have rendered Clanton incompetent to assist his trial counsel in preparation for his sentencing proceeding. Although Clanton's previous habeas petition was based on the lack of child abuse evidence in the sentencing phase of his trial, see Clanton v. Bair, 826 F.2d 1354 (4th Cir.1987), he now asserts that the incompetency claim was unavailable at the time of the previous proceedings, repeating that a "psychological disability ... rendered him unable to reveal it."

This eleventh hour attempt to repackage issues presented by Clanton at the time of his initial federal petition constitutes an abuse of the writ. 28 U.S.C. Sec. 2244(b). It is undisputed that Clanton revealed facts about his abused childhood to counsel prior to the hearing on the previous federal petition, and that counsel knew that those revelations were inconsistent with his earlier statements. At this point Clanton's counsel had the opportunity to determine what legal grounds for relief might be available on the basis of those facts. There is no apparent reason why the possibility that there might be a psychological condition underlying this inconsistency was not pursued and presented at that time. Indeed, counsel's failure to retain a psychiatrist to explore Clanton's childhood even earlier in the proceedings was the basis of his first federal petition. See Clanton v. Bair, 638 F.Supp. 1090, 1094 (E.D.Va.1986). ^*

This case presents the situation addressed by the Supreme Court in Woodard v. Hutchins, 464 U.S. 377, 104 S.Ct. 752, 78 L.Ed.2d 541 (1984): "a last minute application for a stay of execution and a new petition for habeas corpus relief have been filed with no explanation as to why the claims were not raised earlier or why they were not all raised in one petition. It is another example of abuse of the writ." Id. at 377-78, 104 S.Ct. at 752 (Powell, J., concurring). The great similarity of the factual basis underlying both the first petition and this successive one underscores our conclusion that the petition underlying this stay is an example of the type of claim that Sec. 2244(b) was intended to eliminate. Clanton "may not be permitted to raise and re-raise the non-presentation of evidence of his deprived background merely by developing 'different arguments and conclusions.' " In re Shriner, 735 F.2d 1236, 1240 (11th Cir.1984).

In addition to the infirmity of Clanton's incompetency claim under Sec. 2244(b), it is also barred by reason of the procedural default found by the state habeas court. The state court found that the incompetency claim was defaulted because Clanton knew of the facts underlying the claim at the time of his prior state petition. See Va.Code Ann. Sec. 8.01-654 B 2 (1984). This is a factual finding with regard to prior knowledge, and it was entitled to a presumption of correctness from the federal district court. 28 U.S.C. Sec. 2254(d). State courts as well as federal are equally charged with protecting constitutional rights, and the "interest in federalism recognized by Congress in enacting Sec. 2254(d) requires deference by federal courts to factual determinations of all state courts." Sumner v. Mata, 449 U.S. 539, 547, 101 S.Ct. 764, 769, 66 L.Ed.2d 722 (1981).

The district court did not make the statement of reasons required where a district court declines to follow state factual findings, see id. at 551, 101 S.Ct. at 77, and indeed we can find no basis in this record on which it could have done so. The district court in the initial federal petition found that the clues of Clanton's failure to reveal his abused childhood were so strong even at the time of the trial that failure to retain a psychiatrist to pursue them amounted to ineffective assistance. See 638 F.Supp. at 1096. In light of this fact, the state habeas court's factual finding simply cannot be disregarded under the deferential "not fairly supported by the record" standard of Sec. 2254(d).

The nature of the procedural default found by the state court removes the possibility that Clanton could establish the "cause" required to raise a defaulted claim. Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977). Cause may be established for a procedural default where an objective impediment made compliance with a procedural rule impossible, as where the factual basis for a claim was not reasonably available to counsel. Murray v. Carrier, 477 U.S. 478, 106 S.Ct. 2639, 2646, 91 L.Ed.2d 397 (1986). The state factual finding here, however, was that the factual basis for Clanton's claim was earlier available. However the reason for the failure to bring the claim might be characterized, whether as deliberate withholding or as inadvertence, Carrier makes clear that the reason will not constitute cause. See id. 106 S.Ct. at 2645-46.

III.

We next address the four other claims included in the petition on which the stay depends. None of them reveals the "substantial grounds on which relief might be granted" that could have made entry of the stay a proper exercise of the district court's discretion.

A.

The first of these claims is a contention that Clanton's sentence must be set aside because the jury was not properly instructed on the effect of mitigating evidence. It is uncontested that Clanton did not present this claim at trial, on appeal, or in his first state habeas corpus...