United States v. Susany

• Decision Date: 22 June 2018
• Docket Number: No. 17-4093,17-4093
• Citation: 893 F.3d 364
• Parties: UNITED STATES of America, Plaintiff–Appellee, v. Frank Michael SUSANY, Jr., Defendant–Appellant.
• Court: U.S. Court of Appeals — Sixth Circuit

893 F.3d 364

UNITED STATES of America, Plaintiff–Appellee,

v.Frank Michael SUSANY, Jr., Defendant–Appellant.

No. 17-4093

United States Court of Appeals, Sixth Circuit.

Decided and Filed: June 22, 2018

ON BRIEF: Russell S. Bensing, Cleveland, Ohio, for Appellant. Matthew B. Kall, UNITED STATES ATTORNEY’S OFFICE, Cleveland, Ohio, for Appellee.

Before: MOORE, KETHLEDGE, and STRANCH, Circuit Judges.

JANE B. STRANCH, Circuit Judge.

Frank Susany, Jr. pled guilty to one count of conspiracy to knowingly receive and transport explosive materials, in violation of 18 U.S.C. §§ 371, 842(a)(3)(A), and 844(a). The district court granted a three-level downward variance from Susany’s advisory Guidelines range and imposed a sentence of 21 months of imprisonment, followed by a two year period of supervised release. Susany appeals that sentence, arguing that the district court imposed a sentence that was procedurally unreasonable because it failed to reduce Susany’s base offense level by three points, pursuant to the United States Sentencing Guidelines (USSG) § 2X1.1(b)(2). Although the district court erred by not reducing Susany’s offense level under § 2X1.1(b)(2), we find the error to be harmless, and therefore AFFIRM .

I. BACKGROUND

Between February and April 2013, Susany entered into a conspiracy with Robert Courtney and James Quinn to obtain explosives that would be used to crack safes at jewelry stores and coin shops. The trio planned to obtain funds to finance their initial purchase of explosives by breaking into jewelry stores and coin shops to steal valuable items. On February 13, 2013, Susany and Quinn met with a confidential informant, who was working with the FBI. During the meeting, Susany and the confidential informant discussed procuring explosives for use in burglaries that Susany planned to commit. Susany and Quinn met with the confidential informant again the next month and this time talked about the confidential informant participating the in break-ins. On April 1, Susany met with the confidential informant and told him to plan for a "job."

On the evening of April 18, Susany, Courtney, and the informant met to plan the details of a break-in at Westlake Coins and Collectibles. Quinn was not present. In the early hours of April 19, Susany, Courtney, and the informant arrived at the store, and Courtney was selected to serve as a lookout. Susany cut the phone line to the store and activated a jamming device to block the cellular backup to the store’s alarm system. Officers arrived and arrested the three individuals shortly after the alarm was cut.

Susany, Courtney, and Quinn were indicted on September 28, 2016. In addition to the charges for conspiracy to receive and transport explosives, Susany was also indicted on one count related his use of the jamming device, a violation of 47 U.S.C. §§ 301(d) and 501. Susany pled guilty; in exchange for his plea, the government agreed to drop the charges related to his use of the jamming device. The probation officer prepared a Presentence Investigative Report (PSR) that calculated Susany’s base offense level to be 16, which was reduced to 13 as a result of Susany’s timely acceptance of responsibility, pursuant to USSG § 3E1.1. Counsel for Susany filed a sentencing memorandum arguing that Susany should receive a three-level decrease in his base offense level pursuant to USSG § 2X1.1(b)(2), which mandates a decrease when the defendant and the co-conspirators have not completed all the acts necessary for the substantive offense. USSG § 2X1.1(b)(1)–(2). Defense counsel raised the § 2X1.1 issue again at Susany’s sentencing hearing. The district court rejected Susany’s argument stating, "I’m not comfortable under the 2X1.1(b)(2) to grant the three-level reduction because I’m not quite sure that would be right." The district court instead decided to grant a three-level downward variance based on the nature and circumstances of the offense and reduced Susany’s base offense level to ten, yielding a Guidelines range of 21 to 27 months of imprisonment. The district court imposed a sentence of 21 months. Susany filed a timely notice of appeal.

II. ANALYSIS

A. Standard of Review

We review the "sentencing court’s factual findings for clear error."

United States v. Ramer , 883 F.3d 659, 684 (6th Cir. 2018) (citing United States v. Kennedy , 714 F.3d 951, 957 (6th Cir. 2013) ) petition for cert. filed , No. 17–9085 (U.S. May 23, 2018). "But ‘whether those facts as determined by the district court warrant the application of a particular guideline provision is purely a legal question and is reviewed de novo by this court.’ " Id. (quoting United States v. Triana , 468 F.3d 308, 321 (6th Cir. 2006) ). We review a district court’s sentencing determination " ‘under a deferential abuse-of-discretion standard,’ for reasonableness." United States v. Albaadani , 863 F.3d 496, 504 (6th Cir. 2017) (quoting United States v. Solano–Rosales , 781 F.3d 345, 351 (6th Cir. 2015) ). "Reasonableness is comprised of both procedural and substantive reasonableness." United States v. Adams , 873 F.3d 512, 516 (6th Cir. 2017).

The sole issue on appeal is whether the district court erred when it determined that Susany was not entitled to a three-level reduction in his base offense level pursuant to § 2X1.1(b)(2), rendering Susany’s sentence procedurally unreasonable. Because Susany has sufficiently preserved this issue for appeal and expressly reserved the right to appeal this issue, we review the district court’s factual findings for clear error but review the application of § 2X1.1(b)(2) de novo.

B. USSG § 2X1.1(b)(2)

Section 2X1.1(b)(2) provides for a three-level reduction to a defendant’s base offense level for most incomplete conspiracies:

If a conspiracy, decrease by 3 levels, unless the defendant or a co-conspirator completed all the acts the conspirators believed necessary on their part for the successful completion of the substantive offense or the circumstances demonstrate that the conspirators were about to complete all such acts but for apprehension or interruption by some similar event beyond their control.

USSG § 2X1.1(b)(2). We must therefore determine whether Susany and his fellow co-conspirators completed all the acts necessary for the substantive offense or were about to do so but for their apprehension. USSG § 2X1.1(b)(2). Our focus is limited to the "substantive offense and the defendant’s conduct in relation to that specific offense." United States v. Soto , 819 F.3d 213, 217 (5th Cir. 2016).

Although Susany was arrested during the course of a burglary, the substantive offense underlying his conspiracy conviction was conspiracy to knowingly receive and transport explosive materials, in violation of § 842(a)(3)(A). The statute specifies that it is unlawful for anyone other than a federally authorized licensee or permittee to knowingly "transport, ship, cause to be transported, or receive any explosive materials." 18 U.S.C. § 842(a)(3)(A). Accordingly, our inquiry focuses on whether Susany and his co-conspirators had either completed all of the acts necessary to receive and transport explosives or were about to complete those acts but for their apprehension.

In analyzing a § 2X1.1 reduction, we begin with what it means to be "about to complete" all acts necessary to the substantive offense. "[U]nless the remaining steps to be taken in the commission of a crime are so insubstantial that the commission of the substantive offense is inevitable, barring an unforeseen occurrence that frustrates its completion, the conspirators are not about to complete the requisite acts and the defendant must be granted the three point reduction." United States v. Martinez–Martinez , 156 F.3d 936, 939 (9th Cir. 1998). A court should also consider the "temporal frame of the scheme and the amount of time the defendant would have needed to finish his plan, had he not been interrupted." Soto , 819 F.3d at 218. A reduction pursuant to § 2X1.1 may be denied only if all crucial steps for committing the substantive offense either have already been completed or the co-conspirators would have been capable of the commission of the substantive offense within a negligible intervening time.

At the time of their arrest, Susany and his co-conspirators had not secured a source of explosives nor had they discussed the details of purchasing the explosives with the confidential informant. The co-conspirators had not determined the type or amount of explosives to be purchased, much less attempted to actually procure explosives for purchase. Even if Susany and his co-conspirators had succeeded in stealing items from Westlake Coins and Collectibles, there is no indication that they could have simply traded those items for explosives or had a plan to do so. Rare coins are the type of contraband that likely must be "fenced"¹ in order to convert the coins into currency that could be used to purchase explosives. No evidence suggests that Susany and his co-conspirators had even identified a fence.

Here, the Defendants needed to execute multiple intervening steps to commit the substantive offense. Before they could accomplish the early steps of undertaking the...