Farmer v. Mabus

Citation940 F.2d 921
Decision Date20 August 1991
Docket NumberNo. 91-1274,91-1274
PartiesArthur J. FARMER, Plaintiff-Appellee, v. Ray MABUS, as Governor of the State of Mississippi, Defendant-Appellant.
CourtUnited States Courts of Appeals. United States Court of Appeals (5th Circuit)

Stephen J. Kirchmayr, Jr., Robert E. Sanders, Asst. Attys. Gen. and Mike Moore, Atty. Gen., Jackson, Miss., for defendant-appellant.

Shirley Payne and Dennis L. Horn, Horn & Payne, Jackson, Miss., for plaintiff-appellee.

Appeal from the United States District Court for the Southern District of Mississippi.

Before REYNALDO G. GARZA, POLITZ, and JONES, Circuit Judges.

POLITZ, Circuit Judge:

Ray Mabus, the governor of Mississippi, appeals an adverse grant of declaratory and injunctive relief in favor of Major General Arthur J. Farmer, 1 the Adjutant General of the Mississippi National Guard, enjoining the governor from continuing to deny General Farmer the exercise of executive authority over the state National Guard. Concluding that the issue is not justiciable in a federal forum and that the matter was thus improvidently considered by the district court, we vacate its judgment and dismiss the complaint.

Background

In January of 1990, Governor Mabus became aware through local press reports that General Farmer had purchased interests in land adjacent to the National Guard training center at Camp Shelby, Mississippi, during a time when expansion of Camp Shelby was under consideration. As Commander-in-Chief of the Mississippi National Guard, 2 the governor reprimanded the general, directed that he divest himself of the property, and referred the matter to the State Ethics Commission.

A few weeks later the governor took additional action, assuming "direct control over the day-to-day operations" of the state Military Department and appointing Brigadier General Charlie Denver Brackeen as his Special Advisor for Military Affairs. The governor ordered General Farmer to coordinate with General Brackeen on a daily basis respecting all aspects of his duties as adjutant general, and to make weekly reports on his duty-related plans for the next week. Lieutenant General John B. Conaway, who as Chief of the National Guard Bureau heads the joint entity of the Departments of the Army and the Air Force charged with administration of the National Guard system nationwide, wrote General Farmer advising that the Bureau was aware of the governor's actions and was working directly with him.

On March 5, 1990 the governor ordered General Farmer to delegate all of his "authority under 32 U.S.C. 708 with respect to technician matters and authority to sign documents concerning such 'FOR THE ADJUTANT GENERAL' to Brigadier General Charlie D. Brackeen...." One week later, the governor directed the general to vacate his Military Department office and report for duty with the Emergency Management Agency, relieved him of all duties pursuant to Army Regulation 570-4, 3 forbade him from performing flight duties, and directed that he return the state vehicle and credit cards he had been issued as Adjutant General.

In a March 13 letter to General Brackeen, General Farmer "reluctantly" delegated all of his authority as per instructions from the governor. A typographical error was corrected in a subsequent letter dated April 6. General Farmer's letters both closed with a notation that "This delegation of authority shall remain in effect until specifically revoked in writing by me."

On April 18, 1990 General Farmer wrote a letter informing "all whom it may concern" that as of the following day he was "reasserting [his] authority as The Adjutant General, Mississippi National Guard." His six-paragraph letter stated that his 40 years in service to his state and country had trained him to obey the orders of his superiors without hesitation, but that the research of "independent legal counsel" suggested that he "should either reassert [his] authority or resign." Contending that his love for the Guard and respect for the Mississippi Senate precluded the latter, he chose the former.

Explaining his legal theory, the general's letter continued:

To allow someone else to perform my duties while I remain legally responsible for their actions under both State and Federal law jeopardizes both the integrity of Federal funding for the Mississippi National Guard and my position as Adjutant General.

I am revoking any prior delegations of authority made by me, and I will perform the duties and obligations imposed upon me by State and Federal law. Not to reassert my authority as Adjutant General would be in dereliction of these duties.

On April 19 the general attempted to return to his former office but was ordered to vacate same by Lieutenant Governor Brad Dye, acting in the stead of the absent governor. When the general refused he was removed by officers of the state highway patrol acting on orders of Governor Dye.

The general brought the instant action in the Southern District of Mississippi seeking a judgment declaring that until properly removed he possessed the federal and state authority to oversee the day-to-day operations of the Mississippi National Guard. He further sought a preliminary and permanent injunction restraining the governor from impeding his performance of duties. Both parties agreed that there were no material issues of fact and each sought summary judgment.

Shortly thereafter, charges were brought against the general in a pretrial general court-martial proceeding held pursuant to the Mississippi Code of Military Justice, Miss.Code Ann. Sec. 33-13-1 et seq. The general was formally suspended with pay from his position as adjutant general. Following the formal investigation the governor ordered that a court-martial be convened. 4 The general moved the district court to enjoin the court-martial proceedings; the court denied that motion.

After the district court declined to intervene, the military judge dismissed the charges against the general, essentially finding that the governor had exerted undue command influence in that the court-martial appeared to be in retaliation for the filing of the instant complaint. That ruling was on appeal to the Mississippi Court of Military Appeals when the case at bar was submitted on appeal to this court. 5

In issuing its memorandum opinion on summary judgment the district court considered several issues, including justiciability, standing, availability of due process claims, the degree of deference due the National Guard Bureau's approval of the governor's actions, and the extent to which an adjutant general is granted federal powers. The district court reached the merits of the dispute and resolved same by rendering a declaratory judgment and ordering injunctive relief in favor of General Farmer. 757 F.Supp. 1462. The governor timely appealed. The district court denied the governor's request for a stay of its judgment; a panel of this court granted that stay pending the governor's appeal. The matter was presented on briefs and oral argument and submitted for decision.

Analysis

The foregoing factual scenario might appear to be more at home in the plot of a class B movie about a fictional coup d'etat in a third world country than to present-day happenings in a sovereign state, but the jurisprudential issues raised are of constitutional proportions. We are keenly aware that judicial intrusion into military matters is to be most cautiously and charily approached. This perception is the product of the profound realization that the judicial process is manifestly ill-suited for resolution of most of the myriad disputes which arise in that field. Gilligan v. Morgan, 413 U.S. 1, 10, 93 S.Ct. 2440, 2446, 37 L.Ed.2d 407, 415 (1973) ("It would be difficult to think of a clearer example of the type of governmental action that was intended by the Constitution to be left to the political branches directly responsible--as the Judicial branch is not--to the electoral process. Moreover, it is difficult to conceive of an area of governmental activity in which the courts have less competence."). 6

Whereas the present appeal poses, inter alia, inquiries into whether: (1) the general has standing; (2) the eleventh amendment bars the result reached by the trial court; and (3) a suspension with pay constitutes a constitutional deprivation of a property right, we need reach and decide only the threshold inquiry of justiciability. If the dispute presented is not justiciable in a federal court we may proceed no further.

Our relatively recent holding on the justiciability of National Guard-related disputes, ...

To continue reading

Request your trial
5 cases
  • Spectrum Stores Inc. v. Citgo Petroleum Corp..
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • February 8, 2011
    ...are generally beyond the authority or competency of a court's adjudicative powers.” Lane, 529 F.3d at 559 (citing Farmer v. Mabus, 940 F.2d 921, 923 (5th Cir.1991); Occidental of Umm al Qaywayn, Inc. v. A Certain Cargo of Petroleum, 577 F.2d 1196, 1203 (5th Cir.1978)). However, “it cannot o......
  • Lane v. Halliburton
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • May 28, 2008
    ...relations and military affairs are generally beyond the authority or competency of a court's adjudicative powers. E.g., Farmer v. Mabus, 940 F.2d 921, 923 (5th Cir.1991); Occidental, 577 F.2d at On the other hand, not all questions "touching foreign relations" are nonjusticiable. Baker, 369......
  • Kise v. DEPARTMENT OF MILITARY
    • United States
    • Pennsylvania Supreme Court
    • September 25, 2003
    ...lawsuits by present or former servicemen against their superior officers is, at the very least, narrowly circumscribed. Farmer v. Mabus, 940 F.2d 921, 924 (5th Cir.1991), cert. denied, 502 U.S. 1058, 112 S.Ct. 935, 117 L.Ed.2d 107 (1992) (internal citations omitted). Although Farmer held th......
  • Kuwait Pearls Catering Co. v. Kellogg Brown & Root Servs., Inc.
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • March 27, 2017
    ...generally beyond the authority or competency of a court's adjudicative powers". Lane , 529 F.3d at 559 (citing, e.g. , Farmer v. Mabus , 940 F.2d 921, 923 (5th Cir. 1991) ; Occidental , 577 F.2d at 1203 ). Along that line, there have been "sweeping statements to the effect that all question......
  • Request a trial to view additional results

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT