940 F.3d 119 (1st Cir. 2019), 17-1952, United States v. Chisholm
|Citation:||940 F.3d 119|
|Opinion Judge:||THOMPSON, Circuit Judge.|
|Party Name:||UNITED STATES of America, Appellee, v. Denzel CHISHOLM, a/k/a Den, a/k/a Din, Defendant, Appellant.|
|Attorney:||Jin-Ho King, with whom Leonard E. Milligan III, Boston, MA, and Milligan Rona Duran & King LLC were on brief, for appellant. Alexia R. De Vincentis, Assistant Attorney General, with whom Andrew E. Lelling, United States Attorney, was on brief, for appellee.|
|Judge Panel:||Before Thompson, Kayatta, and Barron, Circuit Judges.|
|Case Date:||October 08, 2019|
|Court:||United States Courts of Appeals, Court of Appeals for the First Circuit|
[Copyrighted Material Omitted]
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS [Hon. Patti B. Saris, U.S. District Judge ]
Jin-Ho King, with whom Leonard E. Milligan III, Boston, MA, and Milligan Rona Duran & King LLC were on brief, for appellant.
Alexia R. De Vincentis, Assistant Attorney General, with whom Andrew E. Lelling, United States Attorney, was on brief, for appellee.
Before Thompson, Kayatta, and Barron, Circuit Judges.
THOMPSON, Circuit Judge.
Of the seventeen people indicted in this drug case, fifteen pled guilty and two stood trial together — the two being Denzel Chisholm and Molly London. At the trials end, the jury convicted Chisholm of a variety of offenses, including conspiring to possess heroin with intent to distribute, plus possessing and distributing heroin (these counts of conviction also charged aiding-and-abetting liability) — though the jury acquitted him of being a felon in possession of a firearm. The jury also found that prosecutors proved beyond a reasonable doubt that the conspiracy involved 1 kilogram or more of heroin and that this amount "was attributable to and reasonably foreseeable" to him — to establish that number, prosecutors relied on evidence from controlled buys,1 non-controlled seizures, intercepted communications, surveillance, and cooperating witnesses. As for London, the jury convicted her of maintaining an apartment for storing and distributing heroin, plus possessing and distributing heroin (the last count of conviction charged aiding-and-abetting liability as well). And the district judge later handed out prison sentences of 342 months to Chisholm, and 20 months to London.
Only Chisholms appeal is before us.2 And he challenges both his convictions and sentence. On the convictions front, he contends that the judge slipped by denying two mistrial motions — the first based on the judges allowing a government witness to retake the stand and recant some trial testimony, and the second based on Londons supposedly offering a defense prejudicially antagonistic to his own. On the sentencing front, he claims that the judge substantively erred by imposing a sentence beyond what Congress intended for the type of drug transactions that went down. The government thinks that nothing here rises to the level of reversible error. We do too and affirm.
The salient events are not disputed (buckle in, because we have a lot of ground to cover — even though we recount only what is needed to understand the issues on appeal).
During pretrial discussions about evidentiary issues that might arise if London chose to testify, Londons lawyer told the judge that her defense would be that "she was unaware of [Chisholms] activity in [her] house." Asked by the judge if she planned on "pointing [her] finger ... at Chisholm as [a] bad guy," Londons lawyer replied that her "defense is that she was being taken advantage of; she was betrayed by her best friend who used her." That is an "issue," the judge said. And then the judge asked how things could be "fix[ed] ... if she takes the stand and points a finger at Chisholm." Londons counsel clarified that London "cant say that she knew" the heroin "was Chisholms because she didnt know it existed there." And given how counsel "rephrased it," the judge saw no need to sever Chisholm from London for trial. Neither did Chisholms lawyer.
Jumping to opening statements at trial, we see that the prosecutor told the jury that "Chisholm was the leader of the largest heroin-trafficking organization on Cape Cod." He and "his childhood friends, Christopher Wilkins and Christian Chapman[,] ... pooled money to buy large quantities of pure heroin, which they divided among themselves and sold to their respective customers" — all while "stor[ing] their heroin and their drug-trafficking tools at various residences," including Londons. The prosecutor then explained that four categories of evidence would seal Chisholms and Londons fate: drug-dealer testimony, like from "Ricky Serriello"; law-enforcement testimony "describing their investigation"; recorded calls and videos made by another cooperating dealer; and "physical evidence" seized from Chisholms and Londons homes.
Chisholms lawyer told the jury in his opening that "[i]ts true that [Chisholm] and friends and people he grew up with were drug dealers." So, he added, "what this trial is really about is the weight and scope of the conspiracy." Counsel then painted a picture of "a group of childhood friends who ... became small street-level drug dealers" — apparently in an attempt to cast doubt on the amount of heroin properly attributed to him.
In her opening, Londons lawyer told the jury that "Molly London had no idea that Denzel Chisholm was selling drugs," because "[h]e took pains to hide his conduct from Molly." London had no clue that Chisholm hid heroin in her house, counsel later stressed, "because [he] took advantage and betrayed her trust over and over again." Chisholms attorney did not object to Londons lawyers opening statement.
The government then called its first witness, Serriello. Asked "[w]ho supplied you with the heroin you were caught with," he responded, "I dont really remember." He also claimed that he did not remember testifying before the grand jury, speaking with law-enforcement agents, or giving a proffer outlining his anticipated testimony. Confronted with a copy of his grand-jury testimony, Serriello said that "[m]aybe [he] was high or something," because he "d[idnt] remember saying any of this." Asked specifically about his grand-jury statement that Chisholm had supplied the heroin, he stated, "The Denzel Chisholm I know isnt in this courtroom right now."
Chisholms lawyer requested a sidebar conference. Talking with counsel, the judge told them that Serriello and Chisholm "nodded to each other" as they (counsel) were heading toward the bench. "Its clear," the judge added, "that either someone got to [Serriello] or hes terrified." After excusing the jury, the judge asked Serriello — in Chisholms presence — if anyone had threatened him. "No," he replied. Chisholms lawyer then questioned Serriello and confirmed that
Chisholm had not threatened him. And the judge confirmed that his testimony was that "there is a human being named Denzel Chisholm who sold [Serriello] drugs, but it isnt the guy here." Weighing in, the prosecutor said that Serriello was "clearly perjuring himself," because "[h]e spoke with us yesterday" and had identified Chisholm by photograph. And "[h]ell probably be indicted for perjury."
The next morning, the judge revealed at sidebar that Serriellos lawyer had said that "there was a threat to kill Mr. Serriellos child." Over Chisholms counsels objection, the judge said that she would conduct an ex parte hearing with Serriello and his attorney during a break in the trial.
The government then put Stephanie Davis on the stand. A onetime conspiracy member turned government cooperator, Davis called Chisholm "the biggest drug dealer" she knew. For a time, Chisholm and Wilkins came to her apartment once a week with 10 to 30 grams of raw heroin, which they would "cut" (i.e., make less pure) and press into "bricks" containing "a couple of hundred grams" of finished product. Davis also testified that Chisholm sold heroin knowing that it caused people to overdose.
Chisholms counsel attacked Daviss credibility on cross-examination — focusing, for example, on how she "was a drug dealer in this group of drug dealers" and had failed a drug test just a few months earlier. As for Londons lawyer, she got Davis to agree that a "core" group of drug dealers, a "triad," had worked together here — Chisholm, Chapman, and Wilkins. "[T]hey were the big players[,] ... the ones that you regularly interacted with," Londons attorney said, to which Davis responded, "Yes." And when Londons counsel asked if "within that circle, there were other people [— ] either individuals that ran stash houses, addicts who would use and then sell to use, or sell to use and profit [— ] underneath them," Davis answered, "Uh-huh."
After Davis left the stand, Chisholms lawyer objected, saying that "in a pretrial hearing, we were very clear about evidentiary limits on Ms. Londons eventual defense" and that "were treading awfully close to the issues we ... discussed." The judge opted to defer ruling on that issue, however. And then she held the ex parte...
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