Abernathy v. Hobbs

• Decision Date: 09 April 2014
• Docket Number: No. 13–1321.,13–1321.
• Citation: 748 F.3d 813
• Parties: Routy W. ABERNATHY, Plaintiff–Appellant v. Ray HOBBS, Director, Arkansas Department of Correction, Defendant–Appellee.
• Court: U.S. Court of Appeals — Eighth Circuit

748 F.3d 813

Routy W. ABERNATHY, Plaintiff–Appellant

v.Ray HOBBS, Director, Arkansas Department of Correction, Defendant–Appellee.

No. 13–1321.

United States Court of Appeals, Eighth Circuit.

Submitted: Jan. 16, 2014.

Filed: April 9, 2014.

Garry J. Corrothers, argued, Little Rock, AR, for appellant.

Kathryn Henry, AAG, argued, Little Rock, AR, for appellee.

Before WOLLMAN, BYE, and MELLOY, Circuit Judges.

BYE, Circuit Judge.

An Arkansas jury found Routy Abernathy guilty of raping his two minor nieces in violation of Ark.Code Ann. § 5–13–103. He received a sentence of sixty years of imprisonment. After exhausting his state court remedies, Abernathy filed a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. The district court ¹ dismissed all four counts of the § 2254 petition, but granted a certificate of appealability on two counts. On appeal, Abernathy claims his counsel was ineffective by failing to object to an expert vouching for a witness and by stating, during opening statements, Abernathy would only be called to testify if the state had proven its case. We affirm the district court.

I

An Arkansas jury convicted Abernathy of raping his two minor nieces, S.D. and C.D., who were ten and eleven years old, respectively, at the time of the rapes. The girls are not Abernathy's biological nieces, but rather are the daughters of his wife's sister. Abernathy's conviction was based largely on the trial testimony of the two victims because there was no physical evidence and the victims had initially denied the rapes when interviewed by investigators.

Before trial, Abernathy filed a motion in limine asking to prohibit the admission of any testimony from police investigators, interrogators, and medical personnel expressing an opinion on the credibility of the testifying minors. The trial court ruled this type of testimony would not be allowed.

The case proceeded to trial. During his opening statement, Abernathy's counsel made the statement: “I have a duty to do my job and not allow [my client] to take the stand if I don't believe the State has proven its case beyond a reasonable doubt at the time it rests its case.” Trial Tr. 385.

The testimony at trial included testimony by both victims. C.D. testified about one incident when Abernathy digitally penetrated her vagina. S.D. testified about four incidents, where Abernathy penetrated her vagina with a dildo, Abernathy penetrated her vagina with his penis, Abernathy penetrated her anus with a dildo and then penetrated her vagina with his penis, and Abernathy penetrated her vagina with his penis. Additionally, M.S., a prior victim, also testified pursuant to the pedophile exception to Arkansas Rule of Evidence 404(b), which allows the state to present evidence of prior similar acts of pedophilia. M.S. testified Abernathy digitally penetrated her anus at a time Abernathy had a romantic relationship with her mother in Oklahoma.

Abernathy's counsel called into question the reliability and truthfulness of the victims' testimony through medical personnel and investigators. As part of this defense strategy, Abernathy called Cheryl Green, a physician assistant, who had seen and examined M.S. Green testified about the examination and the lack of physical evidence. During cross-examination, the state had the following exchange with Green.

Q: Ms. Green, when you talked to this girl, as a matter of fact, you believed her, did you not?

A: Yes sir.

Q: Even though you found no evidence of physical injury?

A: Yes sir.

Abernathy's counsel did not object to the questions or answers.

Abernathy testified in his own defense and denied the accusations in total.

The jury convicted Abernathy of rape as to C.D. and S.D. Abernathy timely appealed his convictions, which the Arkansas Court of Appeals affirmed. Abernathy v. State, 2009 Ark. App. 702, 2009 WL 3460705 (Ark.Ct.App.2009). Abernathy then filed a state habeas petition with the Arkansas trial court under Arkansas Rule of Criminal Procedure 37, claiming ineffective assistance of counsel on thirteen grounds. The court conducted an evidentiary hearing and denied the petition in full. Abernathy appealed to the Supreme Court of Arkansas, which affirmed the denialof postconviction relief. Abernathy v. State, 2012 Ark. 59, 386 S.W.3d 477 (2012).

Abernathy filed a timely habeas petition in federal district court, raising four claims of ineffective assistance of counsel. The case was referred to Magistrate Judge Beth Deere, who recommended the petition be denied and dismissed. The district court adopted the magistrate's recommendation and also granted a certificate of appealability on two grounds. This appeal followed, in which Abernathy raises two grounds for relief: (1) a claim Abernathy suffered ineffective assistance of counsel when trial counsel failed to object to vouching of a minor witness by an expert witness, and (2) a claim Abernathy suffered ineffective assistance of counsel when trial counsel told the jury during opening statements he would not call Abernathy to the stand unless the state had proven its case and Abernathy subsequently took the stand.

II

In a habeas proceeding under 28 U.S.C. § 2254, this Court reviews the district court's conclusions of law de novo and its factual findings for clear error. Bobadilla v. Carlson, 575 F.3d 785, 790 (8th Cir.2009).

The Antiterrorism and Effective Death Penalty Act (AEDPA), 28 U.S.C. § 2254, limits the power of federal courts to grant habeas relief for any claim “adjudicated on the merits in State court proceedings” unless the adjudication:

(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or

(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.

28 U.S.C. § 2254(d). AEDPA modified a federal habeas court's role in reviewing state prisoner applications in order to prevent federal habeas retrials and to ensure state-court convictions are given effect to the extent possible under law. Colvin v. Taylor, 324 F.3d 583, 586 (8th Cir.2003).

Abernathy seeks relief based on two claims of ineffective assistance of counsel. The Sixth Amendment to the United States Constitution guarantees the right to effective assistance of counsel in criminal prosecutions. U.S. Const. Amend. VI; see also Powell v. Alabama, 287 U.S. 45, 53 S.Ct. 55, 77 L.Ed. 158 (1932); Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938); Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963). A defendant who claims to have been deprived of effective assistance of counsel must show: (1) that his lawyer's representation fell below an objective standard of reasonableness; and (2) that the lawyer's deficient performance prejudiced the defendant. Strickland v. Washington, 466 U.S. 668, 688, 694, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); Morelos v. United States, 709 F.3d 1246, 1249–50 (8th Cir.2013).

For the first requirement of the Strickland test, “the court must apply an objective standard and ‘determine whether, in light of all the circumstances, the identified acts or omissions were outside the wide range of professionally competent assistance,’ Strickland, 466 U.S. at 690, 104 S.Ct. 2052, while at the same time refraining from engaging in hindsight or second-guessing of trial counsel's strategic decisions.” Nave v. Delo, 62 F.3d 1024, 1035 (8th Cir.1995).

To establish the prejudice of the second prong of the Strickland test, the petitioner must show “there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different.” Strickland, 466 U.S. at 694, 104 S.Ct. 2052. Because hindsight analysis is problematic, courts “indulge a strong presumption that counsel's conduct falls within the wide range of professional assistance.” United States v. Staples, 410 F.3d 484, 488 (8th Cir.2005).

Taking AEDPA and Strickland together establishes a “doubly deferential” standard of review in § 2254 cases. Williams v. Roper, 695 F.3d 825, 831 (8th Cir.2012) (quoting Cullen v. Pinholster, ––– U.S. ––––, 131 S.Ct. 1388, 1410, 179 L.Ed.2d 557 (2011)).

A

Abernathy claims counsel was ineffective in failing to object to a defense expert vouching for the credibility of M.S. Green testified in Abernathy's defense regarding the lack of physical evidence of any rape of M.S., who provided testimony of a prior rape which had not been separately charged. The state, in contravention of a prior trial court order, solicited a vouching statement from Green regarding the truthfulness of M.S. The Supreme Court of Arkansas held Abernathy did not demonstrate he was sufficiently prejudiced by counsel's failure to object to Green's testimony to meet his burden of proof, the trial court had instructed the jury concerning its obligation to assess the credibility of witnesses, and counsel had effectively challenged M.S.'s credibility during his closing argument. Abernathy, 386 S.W.3d at 483.

The decision of the Supreme Court of Arkansas was not contrary to clearly established federal law, as determined by the Supreme Court, or an unreasonable application of federal law, because the Supreme Court of Arkansas properly applied the governing legal rule from Strickland. See Williams v. Taylor, 529 U.S. 362, 413, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000).

The Supreme Court of Arkansas also did not render a decision “based on an unreasonable determination of the facts.” 28 U.S.C. § 2254(d). The Supreme Court of Arkansas examined the facts of the case and held Abernathy failed to demonstrate prejudice...