Aleman v. Sternes

• Decision Date: 19 February 2003
• Docket Number: No. 02-2874.,02-2874.
• Citation: 320 F.3d 687
• Parties: Harry ALEMAN, Petitioner-Appellant, v. Jerry L. STERNES, Warden, Dixon Correctional Center, Respondent-Appellee.
• Court: U.S. Court of Appeals — Seventh Circuit

320 F.3d 687

Harry ALEMAN, Petitioner-Appellant, v. Jerry L. STERNES, Warden, Dixon Correctional Center, Respondent-Appellee.

No. 02-2874.

United States Court of Appeals, Seventh Circuit.

Argued January 29, 2003.

Decided February 19, 2003.

Marc W. Martin, Chicago, IL, Alexander M. Salerno (argued), Berwyn, IL, for Petitioner-Appellant.

Domenica Osterberger (argued), Office of the Atty. Gen., Chicago, IL, for Respondent-Appellee.

Before COFFEY, EASTERBROOK, and KANNE, Circuit Judges.

EASTERBROOK, Circuit Judge.

Charged with murder, Harry Aleman bribed Judge Frank Wilson (of the Circuit Court of Cook County) to secure an acquittal. Wilson committed suicide in 1990 on learning that news of this and other corruption had reached federal investigators. Already in prison on unrelated federal convictions, see United States v. DiDomenico, 78 F.3d 294 (7th Cir.1996); Aleman v. United States, 878 F.2d 1009 (7th Cir. 1989); United States v. Aleman, 609 F.2d 298 (7th Cir.1979), Aleman was tried again for the murder, after we held that his trial before Judge Wilson had been a sham that did not place him in jeopardy of conviction, so that a new trial would not be a second jeopardy. Aleman v. Circuit Court of Cook County, 138 F.3d 302 (7th Cir.1998). This time he was convicted. His sentence is 100 to 300 years' imprisonment. After the state judiciary rejected his constitutional objections, People v. Aleman, 313 Ill.App.3d 51, 246 Ill.Dec. 20, 729 N.E.2d 20 (2000), he sought collateral relief under 28 U.S.C. § 2254 and lost again. Aleman v. Sternes, 205 F.Supp.2d 906 (N.D.Ill. 2002). The district judge issued a certificate of appealability limited to a single issue: whether the prosecutor's reference to Aleman's failure to take the stand violated his right to due process of law.

During closing argument, the prosecutor twice alluded to the fact that Aleman had not testified. According to the prosecutor, Aleman was "the only one in this room who didn't come on this witness stand and talk about accepting responsibility" as others involved in the shooting had done. Aleman's lawyer objected, and the judge sustained the objection. Later, when discussing evidence that three shots had been heard (though only two bullets struck Billy Logan, the victim), the prosecutor asked the jury to infer that Aleman had fired three times: "either he shot at the dog or he shot at Bobby Lowe, or even perhaps ... [he shot] again at Billy Logan and missed. We don't know. Harry Aleman knows. We don't know." Aleman's lawyer did not object to this statement. The court instructed the jury that Aleman was not required to testify and that his decision not to do so "must not be considered by you in any way in arriving at your verdict." This instruction shows the gap between what happened in Aleman's trial and what happened in Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965), where the jury was told that it could draw an adverse inference from the accused's failure to testify. What Griffin condemns is equating silence with evidence of guilt, which undermines the privilege against compulsory self-incrimination. Reminding jurors of something they already know — that the defendant did not testify — could be a back-door invitation to draw the forbidden inference, but when it is not there is no constitutional problem. See United States v. Robinson, 485 U.S. 25, 108 S.Ct. 864, 99 L.Ed.2d 23 (1988) (recognizing a distinction between an adverse inference and a simple reference to silence); Portuondo v. Agard, 529 U.S. 61, 69, 120 S.Ct. 1119, 146 L.Ed.2d 47 (2000) ("Griffin prohibited comments that suggest a defendant's silence is `evidence of guilt'" (emphasis in original)). Cf. Greer v. Miller, 483 U.S. 756, 107 S.Ct. 3102, 97 L.Ed.2d 618 (1987) (instruction to jury not to draw any inference from silence means that prosecutor's quest for such an inference has been thwarted, and no constitutional error has occurred).

Without citing Griffin, Robinson, Miller, or Portuondo, or discussing the significance of defense counsel's decision not to object to the prosecutor's second statement, the state's appellate court condemned the prosecutor's argument as misconduct. 313 Ill.App.3d at 66-69, 246 Ill. Dec. 20, 729 N.E.2d at 34-35, relying on People v. Blue, 189 Ill.2d 99, 244 Ill.Dec. 32, 724 N.E.2d 920 (2000). The appellate court may have thought that the remarks violated the Constitution of the United States as well as norms of state law, though it did not say. It went on to conclude that any error was harmless because the presiding judge repeatedly instructed the jury that a defendant need not testify and that no inference could be drawn from Aleman's exercise of his privilege to remain silent. See also Lakeside v. Oregon, 435 U.S. 333, 98 S.Ct. 1091, 55 L.Ed.2d 319 (1978).

What Aleman now argues is that, because the state appellate court did not explicitly hold that the prosecutor's comments were harmless beyond a reasonable doubt — the right standard for evaluating on direct appeal claims of constitutional errors, see Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967) — the state judiciary has rendered "a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States". 28 U.S.C. § 2254(d)(1). Illinois contends that any error by the state court in applying the Chapman standard is irrelevant, because the harmless-error question on collateral review is whether a constitutional error had a "substantial and injurious effect or influence in determining the jury's verdict." Brecht v. Abrahamson, 507 U.S. 619, 623, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993). See also O'Neal v. McAninch, 513 U.S. 432, 115 S.Ct. 992, 130 L.Ed.2d 947 (1995). Aleman replies that § 2254(d), as amended in 1996 by the Anti-terrorism and Effective Death Penalty Act, jettisons Brecht and replaces it with the question whether the state judiciary unreasonably applied the Chapman standard. If yes, Aleman contends, he is entitled to collateral relief; the state does not get a second try under the more lenient approach of Brecht. Aleman's argument has some support in Whitmore v. Kemna, 213 F.3d 431, 433 (8th Cir.2000) (dictum), but has been rejected by every appellate decision that has tackled the subject head-on. See Herrera v. Lemaster, 301 F.3d 1192, 1199-1200 (10th Cir.2002) (en banc); Bulls v. Jones, 274 F.3d 329, 335 (6th Cir.2001); Sanna v. Dipaolo, 265 F.3d 1, 14-15 (1st Cir.2001). We reserved the question in Harding v. Walls, 300 F.3d 824, 828 n. 2 (7th Cir.2002), but the time to choose has arrived: we agree with these decisions.

Aleman's premise is that if a state court renders a decision contrary to, or unreasonably applying, federal law, then the prisoner is entitled to a writ of habeas corpus. This is not, however, what § 2254(d) says. It begins: "An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless" certain things are true. (The emphasis in this quotation is ours.) Unless the adjudication "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law", collateral relief "shall not be granted". If the state court's opinion was unreasonable — or if the state judiciary did not address the constitutional claim, despite an opportunity to do so — then § 2254(d) no longer applies. A prisoner still must establish an entitlement to the relief he seeks, and it is § 2254(a), not § 2254(d), that sets the standard: the court issues "a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court only on the ground that he is in custody in violation of the Constitution or laws or treaties of the United States." Whether a given prisoner's custody violates the Constitution, laws, or treaties of the United States depends, first, on whether all substantive rules have been respected (the merit of the claim) and, second, on whether any error caused the custody. That is where Brecht's harmless-error doctrine enters; a harmless error did not play a causal role and thus does not justify collateral relief. Nothing in the AEDPA suggests that it is appropriate to issue writs of habeas corpus even though any error of federal law that may have occurred did...