Alioto v. City of Shively, Ky., 86-6099

• Court: United States Courts of Appeals. United States Court of Appeals (6th Circuit)
• Citation: 835 F.2d 1173
• Docket Number: No. 86-6099,86-6099
• Parties: Neil J. ALIOTO, Plaintiff-Appellant, v. CITY OF SHIVELY, KENTUCKY, John Burks, Michael J. Donio, John Patterson, and Edward Neuner, Defendants-Appellees.
• Decision Date: 29 December 1987

Page 1173

835 F.2d 1173

Neil J. ALIOTO, Plaintiff-Appellant, v. CITY OF SHIVELY, KENTUCKY, John Burks, Michael J. Donio, John Patterson, and Edward Neuner, Defendants-Appellees.

No. 86-6099.

United States Court of Appeals,

Sixth Circuit.

Argued Sept. 22, 1987.

Decided Dec. 29, 1987.

George S. Schuhmann, Kenneth Sales (argued), Louisville, Ky., for defendants-appellees.

G. William Bailey, Jr. (argued), Pate, Bailey and Rigney, Elizabethtown, Ky., for plaintiff-appellant.

Before KENNEDY and KRUPANSKY, Circuit Judges; and BROWN, Senior Circuit Judge.

KRUPANSKY, Circuit Judge.

Plaintiff-appellant Neil J. Alioto (Alioto) appealed from the district court's order granting summary judgment in favor of the defendants-appellees in this Sec. 1983 action in which Alioto charged that the defendants had conspired to give and did give false testimony to the grand jury resulting in his subsequent indictment. The defendants-appellees are the City of Shively, Kentucky (City), John Burks (Burks), the Mayor of Shively, Michael J. Donio (Donio), former Chief of the Shively Police Department, and John Patterson and Edward Neuner, members of the Shively Police Department. The record disclosed the following facts.

Alioto served as an auxiliary (part-time) police officer for the Shively Police Department from 1974 to 1979, and again from May to December, 1980. In June, 1980, in his capacity as a Shively Police Officer, Alioto investigated a rape and, as part of his investigation, gathered tissue samples such as semen and hair which were collectively referred to as a "rape kit." Under normal procedure, the "rape kit" was sent to the Kentucky State Crime Laboratory in Frankfort, Kentucky for scientific analysis. In this case, however, the rape kit "disappeared." Subsequently, the Jefferson County, Kentucky Grand Jury commenced an investigation of the rape kit's disappearance and indicted Alioto on charges of false swearing and tampering with evidence. Donio, Patterson, and Neuner appeared as witnesses before the grand jury. Following a jury trial, Alioto was found not guilty of the charges against him.

Alioto commenced the present Sec. 1983 action in the United States District Court for the Western District of Kentucky on December 21, 1981 alleging that the defendants conspired to "have Plaintiff charged with the commission of a crime, unlawfully, illegally, and without cause or justification." In particular, Alioto claimed that the defendants "did in furtherance of such conspiracy, cause perjurious testimony to be given before the Grand Jury of Jefferson County, Kentucky, knowing such testimony to be false." The district court concluded that the defendants were entitled to absolute witness immunity and granted summary judgment in their favor.

On appeal, Alioto argued that the district court incorrectly concluded that the defendants in this case were immune from damages. In particular, he asserted that the doctrine of witness immunity was inapplicable in this case because he alleged that the defendants conspired to give incomplete and false testimony to the grand jury, and that this conspiracy took place well before they actually gave their testimony, i.e., during the investigative stage of the criminal charges against him.

In Briscoe v. Lahue, 460 U.S. 325, 103 S.Ct. 1108, 75 L.Ed.2d 96 (1983), the Supreme Court concluded that "all witnesses--police officers as well as lay witnesses--are absolutely immune from liability based upon their testimony in judicial proceedings." Id. at 328, 103 S.Ct. at 1111-12 (citation and footnote omitted). Although the Court declined to address whether witness immunity applies to pretrial proceedings, id. at 328 n. 5, 103 S.Ct. at 1112 n. 5, absolute witness immunity also bars actions for damages against individuals who testify in grand jury proceedings. Macko v. Byron, 760 F.2d 95, 97 (6th Cir.1985) (per curiam); Kincaid v. Eberle, 712 F.2d 1023 (7th Cir.), cert. denied, 464 U.S. 1018, 104 S.Ct. 551, 78 L.Ed.2d 725 (1983); Briggs v. Goodwin, 712 F.2d 1444 (D.C.Cir.1983), cert. denied, 464 U.S. 1040, 104 S.Ct. 704, 79 L.Ed.2d 169 (1984); San Filippo v. U.S. Trust Co. of N.Y., 737 F.2d 246 (2d Cir.1984), cert. denied, 470 U.S. 1035, 105 S.Ct. 1408, 84 L.Ed.2d 797 (1985). The doctrine enunciated in Briscoe v. Lahue also shields from liability alleged conspiracies to give false and incomplete testimony in judicial proceedings. Macko v. Byron, 760 F.2d at 97. Accordingly, Alioto's argument that absolute witness immunity did not apply in this case is without merit, and defendants Donio, Patterson, and Neuner, all witnesses before the grand jury, were properly granted summary judgment in their favor. ¹

The district court also dismissed the City of Shively and Mayor Burks under the doctrine of absolute witness immunity. This doctrine, however, shields from liability only those defendants who gave testimony in a judicial proceeding. Kompare v. Stein, 801 F.2d 883, 887 n. 3 (7th Cir.1986). Accordingly, summary judgment in favor of the City of Shively and Burks, who did not testify, based upon the doctrine of witness immunity was improper.

Summary judgment in favor of these two defendants was, however, appropriate. A review of the record indicated that Alioto nowhere, in his complaint or otherwise, charged that conspiring to give false testimony was an official city policy or custom.

[T]he language of Sec. 1983, read against the background of the ... legislative history, compels the conclusion...