Allaben v. State

Decision Date24 May 1967
Docket NumberNo. 40363,40363
CourtTexas Court of Criminal Appeals
PartiesJohn Edwin ALLABEN, Appellant, v. The STATE of Texas, Appellee.

Ray Stevens, Houston, for appellant.

Carol S. Vance, Dist. Atty., James C. Brough and F. M. Stover, Asst. Dist. Attys., Houston, and Leon B. Douglas, State's Atty., Austin, for the State.

OPINION

ONION, Judge.

The offense is Sodomy; the punishment, two (2) years confinement in the Texas Department of Corrections.

Appellant does not challenge the sufficiency of the evidence and a recitation of the facts is unnecessary for a proper disposition of the case.

In his first ground of error, appellant contends the Court erred in refusing to allow him to testify before the jury at the separate hearing on punishment that he had been receiving psychiatric care and treatment since the occurrence of the offense.

Testifying in his own behalf at the hearing on punishment, the thirty-three year old appellant related that he had graduated in the upper ten per cent of his college class with a degree in science and mathematics, had been in the military service for three years, and had been employed in the field of electronics by General Electric. He further offered proof in support of his application for probation that he had never been convicted of a felony. Upon objection by the State, the Court refused to permit appellant to testify before the jury to the fact that he had been receiving psychiatric care for his sexual problems. The testimony sought to be offered was not for the purpose of raising a defensive issue or to question the appellant's competence to stand trial.

Out of the jury's presence, appellant perfected his bill of exception which showed that twice a week since the offense he had visited a psychiatrist in his home town in connection with his psychological problem, and that he hoped to continue such treatment.

Evidence to be offered at the hearing on punishment pursuant to the provisions of Article 37.07, Section 2(b), Vernon's Ann.C.C.P. is by no means limited to the defendant's prior criminal record, his general reputation and his character. Evidence legally admissible to mitigate punishment or evidence that is relevant to the application for probation, if any, is also admissible.

It appears that the Court should have admitted the testimony excluded, but we cannot conclude, in light of the entire record, that trial court's action constitutes such error as to call for reversal.

Appellant cites no authority to support his contention and we know of none. The first ground of error is overruled.

Following the retirement of the jury to deliberate upon the issue of punishment, the following note was submitted to the Court by the foreman:

'This jury would like a specific explanation of the restraints, contacts and checks which are imposed upon a defendant if he is given probation. What does the defendant have to do and what does the 'Justice Dept.' per se do to insure his good behavior?'

It appears from the record that after submission of the note to appellant's counsel, the trial judge in open court in the presence of appellant and his counsel, with the proceedings being recorded by the court reporter, stated to the jury orally:

'Ladies and Gentlemen, I am sorry that I am unable to answer your question. I will just have to refer you back to the Court's charge. Please retire for further deliberations.'

Prior to the above quoted oral answer to the jury's question, the appellant took the following exception:

'I except to the Court's decision in not giving them, the jury, the statutory requirements as to probation.'

In his second ground of error, appellant contends the trial court erred in failing to answer the jury's communication in writing.

Article 36.27, V.A.C.C.P., provides as follows:

'When the jury wishes to communicate with the court, it shall so notify the sheriff, who shall inform the court thereof. Any communication relative to the cause must be written, prepared by the foreman and shall be submitted to the court through the bailiff. The court shall answer any such communication in writing and before giving such answer to the jury shall use reasonable diligence to secure the presence of the defendant and his counsel, and shall first submit the question and also submit his answer to the same to the defendant or his counsel or objections and exceptions, in the same manner as any other written instructions are submitted to such counsel, before the court gives such answer to the jury, but if he is unable to secure the presence of the defendant and his counsel, then he shall proceed to answer the same as he deems proper. The written instruction or answer to the communication shall be read in open court unless expressly waived by the defendant.

'All such proceedings in felony cases, shall be a part of the record and recorded by the court reporter.'

It is noted that the foregoing is a re-draft of old Articles 676 and 677, C.C.P., 1925. Old Article 676 permitted the jury to communicate with the Court, either verbally or in writing. Old Article 677 required that additional instructions given after the jury's retirement be in writing.

It has long been the holding of this Court that the giving of additional instructions to a jury by the trial court without complying with the provisions of these Articles that such communication be in open court and in the presence of the defendant constitutes reversible error. Myles v. State, 170 Tex.Cr.R. 479, 341 S.W.2d 913.

It has been held though that a refusal to answer the jury question does not constitute additional instructions. Torres v. State, 169 Tex.Cr.R. 113, 331 S.W.2d 929; Davis v. State, 168 Tex.Cr.R. 399, 328 S.W.2d 765; Gibson v. State, 153 Tex.Cr.R. 582, 223 S.W.2d 625; Prater v. State, 131 Tex.Cr.R. 35, 95 S.W.2d 971; Heald v. State, 130 Tex.Cr.R. 178, 92 S.W.2d 1042, nor is a referral to the original charge considered an additional instruction. Pigg v. State, 162 Tex.Cr.R. 521, 287 S.W.2d 673; Gilderbloom v. State, 160 Tex.Cr.R. 471, 272 S.W.2d 106; Guajardo v. State, 139 Tex.Cr.R. 201, 139 S.W.2d 85.

Therefore, it has been the uniform holding of this Court that a communication between the Court and the jury, although not in compliance with the above mentioned statutes which does not amount to additional instructions by the Court, does not constitute reversible error. Franklin v. State, Tex.Cr.App., 363 S.W.2d 137. Attention is called to the fact that most of the cases cited above dealt with situations where the Court's answer to the jury was given in the absence of the defendant and not necessarily as in the case at bar with the failure alone to reduce it to writing.

If the jury after retirement request additional instructions upon a question of law and the subject matter of the request is proper there can be no question but what the Court should give such instructions in writing. If the request is improper, the Court should so inform the jury in writing. Conn v. State, 11 Tex.App. 390. See Osborne v. State, 93 Tex.Cr.R. 54,...

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  • Ex parte Bower
    • United States
    • Texas Court of Criminal Appeals
    • 4 Diciembre 1991
    ...of punishment," avoiding possibility of prejudice on issue of guilt); Murphy v. State, supra, at 61.Furthermore, in Allaben v. State, 418 S.W.2d 517 (Tex.Cr.App.1967), the Court recognized the more comprehensive nature and wider dimensions of a punishment hearing when it held that in additi......
  • Grunsfeld v. State
    • United States
    • Texas Court of Criminal Appeals
    • 28 Octubre 1992
    ...Historical Note to Article 37.07. Construing the initial provision in the 1965 version, however, the Court opined: Allaben v. State, 418 S.W.2d 517, at 519 (Tex.Cr.App.1967) (on trial for committing sodomy, testimony of defendant himself that he had since been under care of psychiatrist for......
  • Murphy v. State
    • United States
    • Texas Court of Criminal Appeals
    • 6 Abril 1988
    ...because they are relevant to show probable future conduct of the appellant, and that Art. 37.07 as interpreted by Allaben v. State, 418 S.W.2d 517 (Tex.Cr.App.1967), allows such punishment evidence on the issue of Taking the second attack first: Allaben, supra, dealt with the admissibility ......
  • Rose v. State
    • United States
    • Texas Court of Criminal Appeals
    • 12 Noviembre 1987
    ... ...         Elsewhere, at time of trial in this cause, Article 37.07 contemplated that an assessment of punishment be based on evidence "as to the prior criminal record of the defendant, ... Page 536 ... his general reputation and his character," id. § 3(a); to that Allaben v. State, 418 S.W.2d 517 (Tex.Cr.App.1967), added "[e]vidence legally admissible to mitigate punishment or evidence that is relevant to the application for probation, if any, is also admissible." Id., at 519. 8 Of course, the instruction given here is not evidence; in terms it purports to be ... ...
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2 books & journal articles
  • Table of Cases
    • United States
    • James Publishing Practical Law Books Archive Texas Criminal Lawyer's Handbook. Volume 2 - 2015 Contents
    • 17 Agosto 2015
    ...EXAS C RIMINAL L AWYER ’ S H ANDBOOK C-2 Aliff v. State, 627 S.W.2d 166 (Tex. Crim. App. 1982), §§2:50, 3:91,16:52.5.2 Allaben v. State, 418 S.W.2d 517 (Tex. Crim. App. 1967), §15:170.1 Allbright v. State, 13 S.W.3d 817 (Tex.App.—Fort Worth 2000, pet. ref’d ), §20:96.9.6 Allen v. State, 47 ......
  • Table of Cases
    • United States
    • James Publishing Practical Law Books Archive Texas Criminal Lawyer's Handbook. Volume 2 - 2014 Contents
    • 17 Agosto 2014
    ...51 S.Ct. 218, 75 L.Ed. 624 (1931), §15:22.2 Aliff v. State, 627 S.W.2d 166 (Tex. Crim. App. 1982), §§2:50, 16:52.5.2 Allaben v. State, 418 S.W.2d 517 (Tex. Crim. App. 1967), §15:170.1 Allbright v. State, 13 S.W.3d 817 (Tex.App.—Fort Worth 2000, pet. ref’d ), §20:96.9.6 C-1 T exas C riminal ......

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