El'Amin v. Pearce

Decision Date21 December 1984
Docket NumberNo. 80-1305,80-1305
Citation750 F.2d 829
PartiesAki Saad EL'AMIN, Plaintiff-Appellant, v. James E. PEARCE, F. Womack, E.J. Calhoun, B.D. Glanville, C.M. Bishop and M.V. McDaniels, Defendants-Appellees.
CourtU.S. Court of Appeals — Tenth Circuit

Lorraine A. Chappell, Aurora, Colo., for plaintiff-appellant.

Michael C. Turpen, Atty. Gen. of Okl., and David W. Lee, Asst. Atty. Gen., Oklahoma City, Okl., for defendants-appellees.

Before BARRETT, BREITENSTEIN and McKAY, Circuit Judges.

McKAY, Circuit Judge.

Plaintiff appeals the district court's dismissal of his pro se section 1983 action.

According to the complaint, defendant correctional officers beat plaintiff, an inmate, in retaliation for his having filed a complaint against the prison chaplain's staff. Plaintiff alleges the officers beat him about the face and head with a padlock, black jack, and keys, knocking him to the floor, and then kicked him in his lower back with cowboy boots. He further claims that he was denied medical treatment by another defendant, a paramedic, for injuries sustained in the beating. Plaintiff claims that both the beating and the denial of medical treatment constituted cruel and unusual punishment in violation of the eighth amendment, made applicable to the States by the fourteenth.

After the commencement of this lawsuit, the court ordered the Department of Corrections of the State of Oklahoma to prepare a special report and submit it with defendants' answer. See Martinez v. Aaron, 570 F.2d 317 (10th Cir.1978). The report included statements from the defendants claiming that, while the officers were in the process of shaking down plaintiff's cell, plaintiff attempted to strike one of the defendants. Another stopped plaintiff from doing so, and handcuffed his hands behind his back to prevent him from making a further attempt to strike any of the officers. The shakedown uncovered a homemade stinger and a piece of glass. At plaintiff's request he was taken to the infirmary by two of the defendant correctional officers, where he refused medical treatment by the paramedic.

Also included in the report were statements by three witnesses to the altercation stating that the officers hit plaintiff with their fists and choked him, but did not knock him down. These three accounts painted a less violent picture of the beating received by plaintiff than had three previous statements by the same witnesses filed by plaintiff with his complaint.

The report also contained plaintiff's medical record, which indicated that he had refused to allow himself to be examined when taken to the infirmary on the day of the altercation. When examined the next day, he complained of sore wrists, neck, back and shoulders. He had abrasions on his left and right scapular area and on his wrists, but with no loss of motion. A lower back examination revealed no evidence of injury.

After reviewing plaintiff's complaint, defendants' answer, and the special report, the district court dismissed the complaint as frivolous under 28 U.S.C. Sec. 1915(d). The court found that, even "[a]ssuming that the defendant correctional officers committed an assault upon the plaintiff, their behavior still did not amount to a violation of plaintiff's civil rights cognizable under Section 1983." Record, vol. 1, at 86. In arriving at this conclusion, the court looked to

such factors as the need for the application of force, the relationship between the need and the amount of force that was used, the extent of injury inflicted, and whether force was applied in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm.

Record, vol. 1, at 87 (quoting Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir.), cert. denied, 414 U.S. 1033, 94 S.Ct. 462, 38 L.Ed.2d 324 (1973)).

The court found that plaintiff's claim that he was denied medical treatment amounted to no more than a

difference of opinion between the plaintiff and the medical staff over the proper treatment of his injuries. A mere difference of opinion between the medical staff of a prison and a prisoner patient cannot alone give rise to a cause of action under the civil rights statutes.

Record, vol. 1, at 88.

This appeal requires us to determine whether the district court exceeded the proper bounds of the Martinez inquiry in dismissing plaintiff's claim with regard to the alleged beating and denial of medical treatment.

We have previously noted that, while an assault by a jailer on his prisoner can give rise to an action under section 1983, a jailer's use of force against a prisoner is not always a constitutional violation. Sampley v. Ruettgers, 704 F.2d 491, 494 (10th Cir.1983).

In setting standards as to the level of force prison guards may use against inmates we walk a precarious path. On the one hand, the control of a large prison population clearly requires the use of some force. As Judge Friendly has noted:

The management by a few guards of large numbers of prisoners, not usually the most gentle or tractable of men and women, may require and justify the occasional use of a degree of intentional force. Not every push or shove, even if it may later seem unnecessary in the peace of a judge's chambers, violates a prisoner's constitutional rights.

Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir.), cert. denied, 414 U.S. 1033, 94 S.Ct. 462, 38 L.Ed.2d 324 (1973). Further, as we said in Sampley:

Hamstringing prison guards ... by forbidding their use of the force necessary to maintain control of the prison not only would endanger the guards but also could subject the prisoners themselves to greater violence at the hands of their fellow inmates.

Sampley, 704 F.2d at 495.

On the other hand, legal license to use force against another is a power highly vulnerable to overreaching. An individual may shed his liberty at the prison gates, but not his right to be free from physical abuse. Whatever force may be necessary to manage a prison population and to protect the safety of guards and prisoners, the infliction of pain is simply unacceptable as punishment. The Supreme Court has held that a prison guard's use of force against an inmate constitutes "cruel and unusual punishment" when it involves "the unnecessary and wanton infliction of pain." Gregg v. Georgia, 428 U.S. 153, 173, 96 S.Ct. 2909, 2925, 49 L.Ed.2d 859 (1976). We have previously explicated this standard as follows:

First, "wanton" requires that the guard have intended to harm the inmate. Second, "unnecessary" requires the force used to have been more than reasonably necessary at the time of the use of force to maintain or restore discipline. Third, "pain" means more than momentary discomfort; the attack must have resulted in either severe pain or a lasting injury. In applying this test, "a court must look to such factors as the need for the application of force, the relationship between the need and the amount of force that was used, the extent of injury inflicted, and whether force was applied in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm."

Sampley, 704 F.2d at 495-96 (quoting Johnson, 481 F.2d at 1033).

In the case at bar, plaintiff's complaint, supported by the statements of three witnesses,...

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