Application of World's Finest Chocolate, Inc.

Decision Date15 March 1973
Docket NumberPatent Appeal No. 8846.
Citation474 F.2d 1012
PartiesApplication of WORLD'S FINEST CHOCOLATE, INC.
CourtU.S. Court of Customs and Patent Appeals (CCPA)

Charles A. Laff, Lynn R. Kipnis, Chicago, Ill. (Pendleton, Neuman, Williams & Anderson, Chicago, Ill.), attys. of record, for appellant.

S. Wm. Cochran, Washington, D. C., for Commissioner of Patents. Fred W. Sherling, Washington, D. C., of counsel.

Before MARKEY, Chief Judge, RICH, BALDWIN and LANE, Associate Judges, and WATSON, Judge, United States Customs Court, sitting by designation.

LANE, Judge.

This appeal is from the decision of the Trademark Trial and Appeal Board sustaining the examiner's refusal to register a design trademark for "candy."1 The design depicts a wrapped bar of candy and is shown below:

For purposes of our opinion, we presume familiarity with the board's opinion at 166 USPQ 63 (1970) and, therefore, the underlying facts here involved. We reverse.

The principal issue before us is whether or not the board was correct in concluding that the package design "cannot qualify as a mark entitled to registration" notwithstanding de facto distinctiveness.

As we see it, the primary position of the Patent Office in the present case is that there is a vital interest in preserving the public right to copy the package sought by World's Finest to be registered; an interest which overrides the distinctiveness that package may have in fact acquired. The Patent Office feels that the right to package a candy bar in inner and outer wraps in the manner utilized by appellant is one which must not be foreclosed indefinitely by proprietary trademark rights.

In In re Deister Concentrator Co., 48 CCPA 952, 289 F.2d 496, (1961), this court held a design in the form of a substantially rhomboidal outline applied to "ore concentrating and coal cleaning tables" not to be a recognizable trademark. Finding that the outline, which was in the shape of the deck of the table, was in its essence dictated by utilitarian or engineering considerations, the court reasoned that "absent patent protection, the public has the right to copy the shape and enjoy its advantages." 48 CCPA at 968, 289 F.2d at 505. The court refused to accord legal significance to the evidence of de facto distinctiveness or "secondary meaning," explaining that the basis for such a refusal is not a conclusion that the alleged mark cannot or does not indicate source, but rather a recognition of a more compelling interest in preventing its monopolization — "of preserving the public right to copy." 48 CCPA at 966, 289 F.2d at 504.

We do not agree that the package design here is so functionally oriented within the sense of In re Deister that, assuming de facto distinctiveness, a private right to use it exclusively should be denied in favor of a more pressing public interest in copying. We think competitors can readily meet the demand for packaged candy bars by use of other packaging styles, and we find no utilitarian advantages flowing from this package design as opposed to others as was found in the rhomboidally-shaped deck involved in Deister. See In re Mogen David Wine Corp., 51 CCPA 1260, 1269-1270, 328 F.2d 925, 932-933 (1964) (Rich, J. concurring). In other words, although the package design sought to be registered may have utilitarian function, we do not regard it as primarily functional. Cf. In re Shenango Ceramics, Inc., 53 CCPA 1268, 362 F.2d 287 (1966); Best Lock Corp. v. Schlage Lock Co., 56 CCPA 1472, 413 F.2d 1195 (1969). It therefore is a trademark capable of being registered.

We have thus far assumed that de facto distinctiveness has been proved. Appellant submitted evidence for that purpose, and neither the board nor solicitor appear to have contested the sufficiency of that evidence per se. However, the examiner attached to his Answer "two candy bars which * * * in his opinion * * * are indistinguishable" in shape from appellant's packaged candy bars. The examiner felt that those bars demonstrate "that there is nothing distinctive in applicant's packaging * * *."

Both the board and solicitor have relied to some extent upon the material added by the examiner. The board utilized the attachments to arrive at the conviction that other manufacturers were availing themselves of the right to make and package candy bars previously protected by a design patent owned by appellant. The solicitor adopts the examiner's reasoning that the attachments prove lack of distinction and couples that viewpoint with the contention that "appellant does not deny that other manufacturers are producing chocolate bars shaped and packaged in a form indistinguishable from that of appellant's candy."

With respect to the candy bars made of record by the examiner in the form of photocopies, appellant argued the following in a reply brief to the board:

We are unable to determine the actual shape of the packages in question from the Xerox
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    ...are not necessarily precluded from identification as trademarks unless they are primarily utilitarian. See In re World's Finest Chocolate, Inc., 474 F.2d 1012 (Cust. & Pat.App.1973); In re Deister Concentrator Co., Inc., 289 F.2d 496, 48 C.C.P.A. 952, (1961). The Classic Grill at one time h......
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