Atwood v. Mapes

Citation325 F.Supp.2d 950
Decision Date19 July 2004
Docket NumberNo. C03-0034-MWB.,C03-0034-MWB.
PartiesJeremy Michael ATWOOD, Petitioner, v. Terry MAPES, Warden, Respondent.
CourtUnited States District Courts. 8th Circuit. Northern District of Iowa

Alfredo G. Parrish, Parrish Kruidenier Moss Dunn Montgomery Boles & Gribble, LLP, Des Moines, IA, for Petitioner.

Thomas W. Andrews, Department of Justice, Des Moines, IA, for Respondent.

MEMORANDUM OPINION AND ORDER REGARDING MAGISTRATE'S REPORT AND RECOMMENDATION ON PETITIONER'S WRIT OF HABEAS CORPUS

BENNETT, Chief Judge.

TABLE OF CONTENTS
                I. INTRODUCTION ......................................................... 953
                     A. Procedural Background ............................................. 953
                     B. Factual Background ................................................ 954
                     C. Decisions Below ................................................... 962
                        1. Direct Appeal .................................................. 962
                        2. Postconviction relief application hearing ...................... 963
                        3. Appeal of denial of postconviction relief application .......... 964
                 II. LEGAL ANALYSIS ....................................................... 964
                     A. Standard Of Review ................................................ 964
                        1. Standard for review of magistrate's report and recommendation .. 964
                        2. General standards for § 2254 relief ....................... 965
                     B. Jury's Exposure To Extrajudicial Material ......................... 965
                        1. Atwood's objections ............................................ 965
                        2. The law ........................................................ 965
                        3. Judge Zoss's analysis .......................................... 967
                        4. Application .................................................... 968
                     C. Denial Of Right To Be Present During Proceedings .................. 974
                        1. Atwood's objections ............................................ 974
                        2. The law ........................................................ 975
                        3. Analysis ....................................................... 977
                     D. Ineffective Assistance Of Counsel ................................. 979
                        1. Standards for ineffective assistance of counsel claims ......... 979
                        2. Judge Zoss's conclusions ....................................... 980
                        3. Atwood's objections ............................................ 980
                        4. Analysis ....................................................... 981
                III. CERTIFICATE OF APPEALABILITY ......................................... 982
                IV. CONCLUSION ............................................................ 982
                

"Private communications, possibly prejudicial, between jurors and third persons, ... are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made to appear."

Mattox v. United States, 146 U.S. 140, 150, 13 S.Ct. 50, 36 L.Ed. 917 (1892).

The crux of this petition for writ of habeas corpus revolves around an anonymous telephone threat received right before closing arguments were set to begin. The threat was that death would befall all participants in the trial unless a specific verdict was reached in the case — exactly what verdict was requested remains uncertain. Key to this inquiry is whether the defendant's constitutional rights to an impartial jury, and to be present during all aspects of the trial, were violated by the trial judge's decision to inform the jury of this threat without counsel or the defendant present. Also at issue is whether the defendant was denied effective assistance of counsel when his trial lawyers neither asked that they and the defendant be present when the jury was informed of the threat, or asked for voir dire of the jurors to determine whether the disclosure of the threat had compromised their impartiality.

I. INTRODUCTION
A. Procedural Background

On June 12, 1998, petitioner Jeremy Michael Atwood ("Atwood") was convicted of two counts of vehicular homicide in the District Court in and for Linn County, Iowa, by a jury of his peers. Atwood was sentenced to two consecutive indeterminate terms not to exceed ten years in prison.

On May 16, 2003, Atwood filed a petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254. (Doc. No. 4). The petition was referred to United States Magistrate Judge Paul A. Zoss pursuant to 28 U.S.C. § 636(b)(1)(B). Following the establishment of a briefing schedule on the petition, Atwood filed his brief in support of the issuance of a writ on September 17, 2003 (Doc. No. 8), defendant Terry Mapes ("Mapes") filed his resistance on November 10, 2003 (Doc. No. 10), and Atwood filed his reply brief on December 2, 2003. (Doc. No. 11). On February 25, 2004, Judge Zoss filed his Report and Recommendation which recommended denial of Atwood's petition and issuance of a certificate of appealability. (Doc. No. 14). On March 4, 2004, Atwood filed his objections to the Report and Recommendation. (Doc. No. 15). The court, therefore, must now undertake the necessary review of Judge Zoss's recommended disposition of Atwood's petition for a writ of habeas corpus.

B. Factual Background

In his Report and Recommendation, Judge Zoss made the following findings of fact:

In a case that received intense media attention before, during, and after the trial, Atwood was charged with striking and killing two children, ages 5 and 13, with his vehicle while they were walking to a neighbor's house to sell candy. The issues Atwood raises in his petition before this court all relate to events that occurred on June 9, 1998, the day on which closing arguments were to begin in the case.

On that morning, the parties and the trial court met to discuss jury instructions. Closing arguments were scheduled to begin at 10:00 a.m. At 10:24 a.m., the court announced to the parties and spectators that a matter had arisen that would postpone closing arguments until 1:00 p.m. At 1:15 p.m., the trial judge made the following record outside the presence of the jury, with Atwood, the parties' attorneys, and spectators present in the courtroom:

THE COURT: The record should reflect that we're present in open court outside the jury's presence. Ladies and gentlemen, closing arguments were delayed this morning because the Court had been made aware that an anonymous call which was threatening in nature had been placed regarding this case.

As a result, I have directed that additional security measures be taken to ensure the safety of the participants in this trial and the public as well. In addition, the circumstances of the call are being investigated by appropriate law enforcement personnel. To preserve the integrity of that investigation, it is not appropriate for the Court to provide additional details regarding the call at this time.

In view of those circumstances, it will be necessary to delay the final arguments in this case until tomorrow morning at ten o'clock. And we will be in recess at this time. And the court attendant will have some further instructions for anyone who is intending to be present at that time. We're in recess until ten o'clock tomorrow morning.

Trial Tr. at 866-87.

Shortly thereafter, the trial judge met in chambers with Atwood, his attorneys Brian Sissel and Tim Ross-Boon, and the prosecutor Harold L. Denton, and the following record was made:

THE COURT: On the record. Show that we're present in the Court's chambers. Mr. Denton appears on behalf of the State. Mr. Ross-Boon and Mr. Sissel are present as well. In addition, Jeremy Atwood, is personally present in chambers also. We're here so that we can make some record concerning a matter that caused the final arguments in this case to be delayed.

The final argument was scheduled to begin in this case at 10 a.m. this morning. Just a few minutes before — before final arguments were to commence, the Court was made aware that there was an emergency call for Mr. Sissel. As I recall, Mr. Ross-Boon actually took that call for him. And then Mr. Ross-Boon advised the Court that an anonymous call had been placed to the Public Defender's Office and received by Lee Ann Aspelmeier, who is their receptionist.

I'll summarize what she reported. She indicated that between 9:45 and 10 a male called the office and asked if she was listening and advised that he had been paid 50 dollars and instructed by some form of written note to indicate that the participants in this trial, including the prosecutor, perhaps defense counsel, and the jurors, would be killed in the event that a specific verdict were not returned.

And I think it's fair to say that she believes that that was a not guilty verdict, but is not positive about that. She indicated that she was fairly shaken when the call was received and knows that the caller meant to convey that a problem would arise if a specific verdict were returned. But it is not entirely clear which verdict was intended.

As a result of that call, we agreed that final arguments would be rescheduled for one o'clock to provide an opportunity for response by the Court. Law enforcement officers were immediately involved. Miss Aspelmeier was interviewed, and the Court has directed that additional security measures be taken to enhance the safety of the participants in this trial and the public. To this point in time there really have been absolutely no problems with regard to security during the first six days or so of the trial.

The jury is upstairs in the jury room, and they have not yet been told about the incident. And I wanted to give the parties a chance to say whatever they wished to say on the record about what course the Court should pursue at this time.

I did make a very general statement in open court before we came into [sic] make this record which, essentially, just advised those present in open court that an anonymous caller had made threats in connection with this case this morning and...

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3 cases
  • U.S. v. Honken
    • United States
    • U.S. District Court — Northern District of Iowa
    • July 29, 2005
    ...that, as stated in Tunstall, "there is considerable disagreement over the application of the Remmer presumption." Atwood v. Mapes, 325 F.Supp.2d 950, 968 (N.D.Iowa 2004); see also United States v. Scull, 321 F.3d 1270, 1280 n. 5 (10th Cir.2003) ("We note that this circuit and others have qu......
  • Rhoades v. Dormire
    • United States
    • U.S. District Court — Eastern District of Missouri
    • September 26, 2014
    ...during thecolloquy between the trial judge and counsel would have not have changed the trial judge's decision); Atwood v. Mapes, 325 F. Supp. 2d 950, 979 (N.D. Iowa 2004) (ex parte communication between trial court and jury did not warrant habeas relief because the record "clearly indicates......
  • Herndon v. Norman
    • United States
    • U.S. District Court — Western District of Missouri
    • June 6, 2012
    ...of prejudice does not apply unless the extrinsic contact relates to 'factual evidence not developed at trial.'" Atwood v. Mapes, 325 F. Supp. 2d 950, 970 (N.D. Iowa 2004) (emphasis in original) (quoting United States v. Blumeyer, 62 F.3d 1013, 1016 (8th Cir. 1995)), aff'd, 142 Fed. Appx. 96......

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