Bergland v. Harris

• Citation: 767 F.2d 1551
• Decision Date: 12 August 1985
• Docket Number: No. 84-8701,84-8701
• Parties: David BERGLAND, et al., Plaintiffs-Appellants, The Citizens Party of Georgia, Intervenors-Appellants, Gene K. Robinson, Intervenor-Appellant, v. Joe Frank HARRIS, et al., Defendants-Appellees.
• Court: United States Courts of Appeals. United States Court of Appeals (11th Circuit)

Page 1551

767 F.2d 1551

David BERGLAND, et al., Plaintiffs-Appellants, The Citizens Party of Georgia, Intervenors-Appellants, Gene K. Robinson, Intervenor-Appellant, v. Joe Frank HARRIS, et al., Defendants-Appellees.

No. 84-8701.

United States Court of Appeals, Eleventh Circuit.

Aug. 12, 1985.

Walker Chandler, Zebulon, Ga., for Libertarian Party.

Jim Coonan (Secretary, Citizens Party of Ga.), pro se.

Gene K. Robinson, pro se, Savannah, Ga., for Citizens Party of Georgia.

H. Jeff Lanier, Atlanta, Ga., for defendants-appellees.

Appeals from the United States District Court for the Northern District of Georgia.

Before RONEY and HILL, Circuit Judges, and PITTMAN ^*, District Judge.

RONEY, Circuit Judge:

In this ballot access case, plaintiffs claim that certain provisions of the Georgia Election Code violate their constitutional rights to vote, to free speech and political association, and to equal protection of the law. The district court dismissed the complaint for failure to state a claim. Because the record is inadequate to properly apply the constitutional standards announced by the Supreme Court in Anderson v. Celebrezze, 460 U.S. 780, 103 S.Ct. 1564, 75 L.Ed.2d 547 (1983), we reverse and remand for further proceedings.

On July 2, 1984, in the heat of the 1984 election campaign, this suit was initially filed by a number of political organizations and individuals seeking access to the November 1984 general election ballot. ¹ Plaintiffs challenged the provisions of the Georgia Election Code concerning the distinction between a "political party" and a "political body," ² the signature requirements for nominating petitions, ³ and the filing deadline for nomination petitions. ⁴ The district court dismissed the claims finding that the State's interests in burdening the plaintiffs' rights were legitimate and that the challenged provisions were the least burdensome ways to protect those interests.

In Anderson v. Celebrezze, 460 U.S. 780, 103 S.Ct. 1564, 75 L.Ed.2d 547 (1983), the Supreme Court set forth the proper approach for courts to take in analyzing state statutes restricting ballot access. Rejecting the use of any "litmus-paper test" for separating valid from invalid restrictions, the Court instead endorsed "an analytical process that parallels [a court's] work in ordinary litigation." Id. at 789, 103 S.Ct. at 1570. First, a court must evaluate the character and magnitude of the asserted injury to rights protected by the First and Fourteenth Amendments. Second, it must identify the interests advanced by the State as justifications for the burdens imposed by the rules. Third, it must evaluate the legitimacy and strength of each asserted state interest and determine the extent to which those interests necessitate the burdening of the plaintiffs' rights. Having conducted this weighing of all relevant factors, the reviewing court is then in a position to decide whether the challenged provisions are unconstitutional.

There is an insufficient factual record to carry out the Anderson requirements. After defendants filed a motion to dismiss, plaintiffs-intervenors filed a summary judgment motion supported by exhibits. Defendants responded with two affidavits of Frances Duncan, the Director of the Elections Division of the Office of the Secretary of State. One of those affidavits set forth the State's administrative interests justifying the July filing deadline: to allow adequate time to process and verify signatures on the nomination petitions and to provide rejected applicants an opportunity to obtain judicial review. The affidavit further stated that a mid-September ballot printing deadline was necessary to enable the State to send ballots to the counties in time for them to print their ballots and make absentee ballots available 21 days prior to the November general election. In dismissing plaintiffs' complaint, the district court expressly relied on the state interests asserted by Duncan's affidavit.

The plaintiffs contend that the interests asserted by the State to justify the mid-September ballot printing deadline and the two-month petition verification period are inconsistent with the shorter time periods afforded by statute for the State to act in analogous situations. For example, the State is required to print ballots on tighter schedules under O.C.G.A. Sec. 21-2-134(c) (death, disqualification or withdrawal of candidate prior to election) and O.C.G.A. Sec. 21-2-501(b) (run-off elections). The State is required to verify a greater number of signatures in a shorter time period in the event of a recall petition. O.C.G.A. Sec. 21-4-10(a) (providing 30 days to verify signatures of 15% of state's registered voters). There is nothing in the record to explain the discrepancy between those provisions and the ones plaintiffs challenge.

Under Anderson v. Celebrezze, a court ruling on a challenge to ballot access restrictions must not only determine the legitimacy and strength of the interests claimed by the State to justify its rules, but must also "consider the extent to which those interest make it necessary to burden the plaintiff's rights." 460 U.S. at 789, 103 S.Ct. at 1570. The affidavits filed by the State in this case are simply inadequate to allow a court to conduct such a weighing of interests. The State must introduce evidence to justify both the interests the State asserts and the burdens the State imposes on those seeking ballot access.

Contrary to the State's argument, the two cases which have upheld the Georgia provisions against constitutional attack by prospective candidates and minor political parties do not foreclose the parties' right to present the evidence necessary to undertake the balancing approach outlined in Anderson v. Celebrezze. Jenness v. Fortson, 403 U.S. 431, 91 S.Ct. 1970, 29 L.Ed.2d 554 (1971), and McCrary v. Poythress, 638 F.2d 1308 (5th Cir.), cert. denied, 454 U.S. 865, 102 S.Ct. 325, 70 L.Ed.2d 165 (1981), both involved candidates for statewide or local office. McCrary expressly noted that the analysis of a challenge by a presidential candidate might compel a different result. McCrary, 638 F.2d at 1314 n. 5. Libertarian Party of Florida v. State of Florida, 710 F.2d 790 (11th Cir.1983), upholding a Florida 3% statewide petition requirement that forced candidates for statewide office to gather signatures of 144,492 registered voters to qualify for the ballot, also involved a state office. The Supreme Court emphasized in Anderson that "the State has a less important interest in regulating Presidential elections than statewide or local elections, because the outcome of the former will be largely determined by voters beyond the State's boundaries." 460 U.S. at 795, 103 S.Ct. at 1573. The difference between state and local offices and federal offices, stressed by plaintiffs in this case, requires a different balance than that used in weighing the state interests against the burdens placed on candidates for statewide and local offices in Jenness, McCrary, and Libertarian Party.

In Mandel v. Bradley, 432 U.S. 173, 97 S.Ct. 2238, 53 L.Ed.2d 199 (1977), the Court reviewed a three-judge district court's decision that prior precedents, including summary affirmances by the Supreme Court, rendered unconstitutional per se provisions of the Maryland election laws, one of which involved an early filing date. The Supreme Court reversed, instructing the district court to take evidence and apply constitutional standards announced by the Court in earlier cases. Id. at 178, 97 S.Ct. at 2241. Similarly, upon remand of this case the district court should "sift through the conflicting evidence and make findings of fact as to the difficulty of obtaining signatures in time to meet the early filing deadline." Id. The court should consider the extent to which the burden is increased in this case by the combination of a relatively early filing deadline and a relatively high signature requirement. Storer v. Brown, 415 U.S. 724, 742-43, 94 S.Ct. 1274, 1285, 39 L.Ed.2d 714 (1974) (acknowledging that 24-day limitation on signature gathering did not invalidate statutory scheme standing alone, but recognizing that combining it with other provisions of the election law might do so); see also Mandel v. Bradley, 432 U.S. at 177 n. 2, 97 S.Ct. at 2241 n. 2.

The district court should then weigh the precise interests advanced by the State as justifications for the burdens imposed by its rules. Anderson, 460 U.S. at 789, 103 S.Ct. at 1570. In doing so, the court may analyze the past experience of minor party and independent candidates in Georgia as an indication of the burden imposed on those who seek ballot access. Mandel, 432 U.S. at 178, 97 S.Ct. at 2241.

The impending election forced the court to expedite its hearing and consideration of this case. ⁵ The expedition of this case to meet the needs of the parties illustrates the commendable way in which the federal courts respond to the requirements of a given case....