Bond v. Dustin

• Decision Date: 22 December 1884
• Citation: 5 S.Ct. 296,28 L.Ed. 835,112 U.S. 604
• Parties: BOND and another v. DUSTIN
• Court: U.S. Supreme Court

112 U.S. 604

5 S.Ct. 296

28 L.Ed. 835

BOND and another v. DUSTIN.

December 22, 1884.

A. Stirling, Jr., and Nicholas P. Bond, for plaintiffs in error.

H. S. Greene, for defendant in error.

GRAY, J.

This was a writ of error to reverse a judgment of the circuit court of the United States for the Southern district of Illinois, for the defendant in error, in an action of assumpsit brought by him against the plaintiffs in error, and tried by that court without a jury. The declaration contained two special counts on bills of exchange, the one for $2,500 and the other for $4,000, drawn upon the defendants by one Falconer, their agent, at their instance and for their benefit, and indorsed by the payees to the plaintiff; as well as common counts in the sum of $10,000 for money lent, money paid, money had and received, interest for the use of money due, and upon an account stated. The defendants pleaded non assumpsit, and denied the signatures of the instruments set forth in the first two counts. The record stated that the parties came by their attorneys, 'and the issue joined by consent is tried by the court, a jury being waived;' and that the court, having heard the evidence and arguments, 'finds the issue for the plaintiff, and assesses his damages at the sum of $7,173.42; whereupon the defendants enter their motion for a new trial and in arrest of judgment, which, being heard by the court, is overruled,' and judgment rendered for the plaintiff for that sum and costs.

The court allowed a bill of exceptions, which began with the recital, 'the above cause coming on for trial, by agreement of parties, by the court, without the intervention of a jury,' and which stated all the evidence introduced by either party; the objections taken by the defendants to the admission of some of the evidence introduced by the plaintiff; the finding and judgment of the court; a motion of the defendants for a new trial because the court heard incompetent testimony against the defendants' objection, and because the judgment was against the law and the evidence; the overruling of that motion; the subsequent making and overruling of a motion in arrest of judgment; and that the defendants excepted to the admission of the evidence objected to, and to the overruling of the two motions. The errors assigned and argued were to the admission of evidence at the trial; to the overruling of the motion in arrest of judgment; and to 'giving judgment against the plaintiff in error upon the contracts alleged and proved, because, upon the pleadings and evidence, it did not appear that the court had jurisdiction to hear and determine an action brought by the defendant in error on said contracts, or any of the same.'

The first question to be determined is how far this court upon this record has authority to consider the alleged errors. By the act of March 3, 1865, c. 86, § 4, re-enacted in the Revised Statutes, it is provided that issues of fact in civil cases may be tried and determined by the circuit court without the intervention of a jury, whenever the parties, or their attorneys of record, file a stipulation in writing with the clerk of the court waiving a jury; that the finding of the court upon the facts shall have the same effect as the verdict of a jury; and that its rulings in the progress of the trial, when excepted to at the time, and presented by bill of exceptions, may be reviewed by this court upon error or appeal. 13 St. 501; Rev. St. §§ 649, 700.

Before the passage of this statute, it had been settled by repeated decisions that in any action at law in which the parties waived a trial by jury and submitted the facts to the determination of the circuit court upon the evidence, its judgment was valid; but that this court had no authority to revise its opinion upon the admission or rejection of testimony, or upon any other question of law growing out of the evidence, and therefore, when no other error appeared on the record, must affirm the judgment. Guild v. Frontin, 18 How. 135; Kelsey v. Forsyth, 12 How. 85; Compbell v. Boyreau, Id. 223. The reason for this, as stated by Chief Justice TANEY in Campbell v. Boyreau, was that, 'by the established and familiar rules and principles which govern common-law proceedings, no question of law can be reviewed and reexamined in an appellate court upon writ of error, (except only where it arises upon the process, pleadings, or judgment in the cause,) unless the facts are found by a jury, by a general or special verdict, or are admitted by the parties upon a case stated in the nature of a special verdict, stating the facts and referring the questions of law to the court.' 21 How. 226. Even in actions duly referred by rule of court to an arbitrator, only rulings and decisions in matter of law after the return of the award were reviewable. Thornton v. Carson, 7 Cranch, 596, 601; Alexandria Canal Co. v. Swann, 5 How. 83; York & C. R. Co. v. Myers, 18 How, 246; Heckers v. Fowler, 2 Wall. 123. Since the passage of this statute, it is equally well settled by a series of decisions that this court cannot consider the correctness of rulings at the trial of an action by the circuit court without a jury, unless the record shows such a waiver of a jury as the statute requires, by stipulation in writing, signed by the parties or their attorneys, and filed with the clerk. Flanders v. Tweed, 9 Wall. 425; Kearney v. Case, 12 Wall. 275; Gilman v. Illinois & M. T. Co. 91 U. S. 603, 614; Madison Co. v. Warren, 106 U. S. 622; S. C. 2 SUP. CT. REP. 86; Alexander Co. v. Kimball, 106 U. S. 623; S. C. 2 SUP. CT. REP. 86, note. In Flanders v. Tweed, Mr. Justice NELSON quoted the passage just cited from the opinion of Chief Justice TANEY in Campbell v. Boyreau, and said that when a trial by jury had been waived, but there was no stipulation in writing, no finding of the facts, and no question upon the pleadings, the judgment must, according to the course of proceeding in previous cases, be affirmed, unless under very special circumstances this court otherwise ordered. 9 Wall. 429, 431.

The most appropriate evidence of a compliance with the statute is a copy of the stipulation in writing filed with the clerk. But the existence of the condition upon which a review is allowed is sufficiently shown by a statement, in the finding of facts by the court, or in the bill of exceptions, or in the record of the judgment entry, such a stipulation was made in writing. Kearney v. Case, 12 Wall. 283, 284; Dickinson v. Planters' Bank. 16 Wall. 250. So it has been...