Broadnax v. Com.

• Decision Date: 09 March 1993
• Docket Number: No. 1458-91-2,1458-91-2
• Parties: Jermaine BROADNAX v. COMMONWEALTH of Virginia. Record
• Court: Virginia Court of Appeals

Page 741

427 S.E.2d 741

16 Va.App. 36

Jermaine BROADNAX v. COMMONWEALTH of Virginia.

Record No. 1458-91-2.

Court of Appeals of Virginia.

March 9, 1993.

Rehearing Granted April 12, 1993.

[16 Va.App. 37] Kimberly B. O'Donnell, Richmond (David J. Johnson, Office of the Richmond Public Defender, on brief), for appellant.

Michael T. Judge, Asst. Atty. Gen. (Mary Sue Terry, Atty. Gen., on brief), for appellee.

Present: MOON, ELDER and FITZPATRICK, JJ.

FITZPATRICK, Judge.

Jermaine Broadnax, a minor, was originally charged by juvenile petition with possession of cocaine with intent to distribute in violation of Code § 18.2-248. The case was transferred from the juvenile and domestic relations district court to the circuit court where, after indictment, Broadnax entered a conditional plea of guilty. On appeal, Broadnax contends that the trial judge erred in failing to hold a de novo hearing on the Commonwealth's transfer request pursuant to Code § 16.1-269(E). We agree and reverse the conviction.

I.

The facts in this case are not in dispute. On January 10, 1991, Broadnax, then 17 years old, was charged with possession of cocaine with intent to distribute. On January 31, 1991, at the request of the Commonwealth, a transfer hearing was held in the juvenile and domestic relations district court. The juvenile judge denied the Commonwealth's motion to transfer the matter to the circuit court. The Commonwealth then moved pursuant to Code § 16.1-269(E) to remove the case.

The circuit court judge timely reviewed "all papers connected with the case" and on March 4, 1991 issued an order allowing the Commonwealth to seek an indictment. The circuit court judge's review of the transfer record was done in camera. No further hearing afforded Broadnax an opportunity to be present, argue or present evidence. An indictment was returned on April 9, 1991, which Broadnax timely moved to quash. His motion to quash was denied and he then entered a conditional plea of guilty pursuant to Code § 19.2-254.

II.

Broadnax argues that both Constitutional due process and our holding in Grogg v. Commonwealth, 6 Va.App. 598, 371 S.E.2d 549 (1988), require a de novo hearing in circuit court with the same due process rights afforded in the juvenile court at the original transfer hearing. We agree. A statutory procedure that allows a circuit court judge to review only the papers from the juvenile court without conducting a further hearing at which the juvenile and his attorney are present violates constitutional due process. Kent v. [T]here is no place in our system of law for reaching a result of such tremendous consequences without ceremony--without hearing, without effective assistance of counsel, without a statement of reasons. It is inconceivable that a court of justice dealing with adults, with respect to a similar issue, would proceed in this manner. It would be extraordinary if society's special concern for children ... permitted this procedure. We hold that it does not.

United States, 383 U.S. 541, 86 S.Ct. 1045, 16 L.Ed.2d 84 (1966). In addressing the importance of the transfer proceeding the United States Supreme Court held:

Id. 383 U.S. at 554, 86 S.Ct. at 1053-54.

The record is clear that no hearing was held by the circuit court judge on the removal request. He reviewed in camera the required forms and reports. The determination whether to transfer or remove a juvenile's case from the juvenile and domestic relations district court to the circuit court, regardless of whether that determination is made by a juvenile judge under Code § 16.1-269(A) or a circuit court judge under Code § 16.1-269(E), is a critically important proceeding. "[A]n opportunity for a hearing ... must be given the [juvenile] prior to entry of a [transfer or removal] order." Kent, 383 U.S. at 561, 86 S.Ct. at 1057.

"Code § 16.1-269(E) ... delineates the procedure the Commonwealth must follow to appeal to the circuit court a decision by the juvenile court to retain jurisdiction." Hairfield v. Commonwealth, 7 Va.App. 649, 657, 376 S.E.2d 796, 800 (1989) (emphasis added). Code § 16.1-136 provides that "[a]ny appeal taken under the provisions of this chapter shall be heard de novo in the appellate court...." "A de novo hearing means a trial anew, with the burden of proof remaining upon the party with whom it rested in the juvenile court." Box v. Talley, 1 Va.App. 289, 292, 338 S.E.2d 349, 351 (1986).

Thus, in the context of an appeal from a juvenile court decision to transfer jurisdiction of a child for criminal proceedings in the circuit court, the de novo provision of Code § 16.1-136 requires that the circuit court make an independent determination to remand the case to the juvenile court or to permit the Commonwealth's attorney to seek an indictment.

Grogg, 6 Va.App. at 606, 371 S.E.2d at 553.

In Grogg, we held that the circuit court was required to conduct a de novo hearing on the question of transfer. By definition, this de novo hearing must comport with the requirements of due process, which include notice, the right to counsel, and a right to be heard. See, e.g., Bea v. Commonwealth, 14 Va.App. 977, 420 S.E.2d 255 (1992), Kluis v. Commonwealth, 14 Va.App. 720, 418 S.E.2d 908 (1992) (full hearing held in circuit court on minor's appeal of juvenile judge's decision to transfer case); Hairfield, 7 Va.App. at 652, 376 S.E.2d at 800 (when a de novo hearing in circuit court is held upon juvenile's appeal of transfer decision, the juvenile is entitled to different circuit judge at adjudicatory hearing consistent with the similar right in juvenile proceeding or "for the identical proceeding in circuit court incident to the Commonwealth's appeal"); accord Kent, 383 U.S. at 561, 86 S.Ct. at 1057.

It would make no sense for a juvenile to be given a de novo hearing on his appeal of an adverse transfer decision, but be given only a pro forma review of the record with no hearing on the Commonwealth's appeal of a juvenile court's denial of transfer. The outcome to the juvenile is the same, i.e. possible treatment as an adult. We explained in Grogg as follows:

Code § 16.1-269(E) permits a review by the circuit court of a decision by the juvenile court to retain jurisdiction in certain cases in which the Commonwealth's Attorney deems it in the public interest. The circuit court upon proper hearing may sustain the decision of the juvenile court or permit the Commonwealth's Attorney to seek an indictment.

Grogg, 6 Va.App. at 605-06, 371 S.E.2d at 552 (emphasis added).

The Commonwealth also argues that this requirement for a de novo hearing was negated by the General Assembly's 1990 amendment to Code § 16.1-269(E), which provides, in pertinent part:

The circuit court shall, within twenty-one days after receipt of the case from the (emphasis added on amended language). We do not believe the 1990 amendment deleted the de novo hearing requirements of Grogg. The amendment only limited the scope of review of the probable cause determination made by the juvenile court and does not change the de novo requirement on the...