Brooker v. Desert Hosp. Corp.

• Decision Date: 21 October 1991
• Docket Number: No. 90-56193,90-56193
• Citation: 947 F.2d 412
• Parties: , Medicare & Medicaid Guide P 39,666 Rosalyn BROOKER, Plaintiff-Appellant, v. DESERT HOSPITAL CORP., Defendant-Appellee, California Medical Association, Amicus.
• Court: U.S. Court of Appeals — Ninth Circuit

Page 412

947 F.2d 412

35 Soc.Sec.Rep.Ser. 312, Medicare & Medicaid Guide

P 39,666

Rosalyn BROOKER, Plaintiff-Appellant, v. DESERT HOSPITAL CORP., Defendant-Appellee California Medical Association, Amicus.

No. 90-56193.

United States Court of Appeals Ninth Circuit.

Argued and Submitted Sept. 13, 1991.

Decided Oct. 21, 1991.

R. Brian Oxman, Santa Fe Springs, Cal., for plaintiff-appellant.

Mitchell C. Tilner, Horvitz & Levy, Encino, Cal., for defendant-appellee.

Kimberly S. Davenport, California Medical Ass'n, San Francisco, Cal., for amicus.

Appeal from the United States District Court for the Central District of California.

Before BEEZER, HALL and WIGGINS, Circuit Judges.

BEEZER, Circuit Judge:

Following a bench trial, the district court entered judgment for the defendant on Rosalyn Brooker's claims that Desert Hospital refused to treat her and transferred her in violation of 42 U.S.C. § 1395dd and California law. We affirm.

I

On the evening of January 25, 1988, Brooker was admitted to Desert Hospital's emergency room complaining of chest pains. She was diagnosed with a probable acute myocardial infarction (heart attack) and was admitted to the Coronary Care Unit under the supervision of Dr. Narasimha Rao, a cardiologist. On January 26, 1988, a number of tests, including a coronary angiography, revealed a 99 percent occlusive obstruction of the left anterior descending artery and 70 percent obstruction of the right posterior descending artery.

Sometime on January 26th, Brooker and Dr. Rao discussed treatment possibilities. Brooker asserts that Dr. Rao informed her that there were two treatment options, coronary angioplasty (the use of a balloon to dilate a coronary artery) and coronary bypass surgery. Brooker further asserts that she chose angioplasty and informed Dr. Rao of that decision. Dr. Rao testified that after reviewing the results of the coronary angiography, he determined that bypass surgery was the proper treatment for Brooker.

Dr. Rao testified that he chose bypass surgery over angioplasty because: (1) the 99 percent blockage of the anterior descending artery represented a situation too critical for angioplasty, (2) Brooker's symptoms indicated that there was an increased potential for complications, and (3) the 70 percent blockage of the posterior descending artery was a problem that could not be solved by angioplasty because only single vessel angioplasty was being performed at that time.

On the evening of January 26, 1988, Dr. Rao informed Brooker that he wanted her to undergo treatment the next day, January 27th. It is unclear from the record whether Brooker and Dr. Rao agreed on the type of treatment that would be administered on the 27th. Brooker's condition deteriorated on the evening of the 26th and Dr. Rao consulted with Dr. John Postel, Desert Hospital's cardiac surgeon, about performing emergency surgery. In the early morning hours of the 27th, faced with an emergency heart failure, Dr. Rao inserted an intra-aortic balloon pump to aid Brooker's heart. Dr. Rao's progress notes indicate that Brooker was "clinically stable" but overall in "critical condition."

On January 27, 1988, Dr. Rao learned that Dr. Postel would be unavailable to perform bypass surgery for several days due to a prior teaching commitment. The facts do not establish that Dr. Postel refused to perform bypass surgery, but rather that he intended to perform the surgery after completing his teaching commitment. Dr. Rao concluded that the best course of action was to perform the surgery as soon as possible and thus he advised Brooker to consent to being transferred to another hospital where surgery could be performed without further delay.

Brooker consented and was transferred to Eisenhower Hospital on January 28, 1988, at approximately 11:00 a.m. At 11:15 a.m. on the 28th, an EKG evaluation was performed. Brooker asserts that this EKG reveals that she suffered a heart attack as a result of the transfer. At approximately 2:30 p.m. on the 28th, Brooker successfully underwent double coronary bypass graft surgery.

Brooker filed suit in federal district court against Desert Hospital and Dr. Postel for professional negligence, negligence per se, fraud and false advertising. Brooker established Federal jurisdiction by alleging a violation of 42 U.S.C. § 1395dd. Under section 1395dd, hospitals receiving Medicare funds and maintaining an emergency room are required to provide appropriate emergency medical screening and necessary stabilizing treatment. Section 1395dd also regulates the transfer of emergency patients from those hospitals. The district court exercised jurisdiction over the state causes of action under the court's powers of pendent jurisdiction.

The district court dismissed Dr. Postel as a defendant and the action was tried to the court. At the close of Brooker's case, the court directed a verdict for the defendant on Brooker's fraud cause of action. Following presentation of the evidence, the district court entered judgment against Brooker's remaining causes of action. Brooker's timely appeal challenges only the judgment entered on her federal and state malpractice claims.

II

A. Jurisdiction

Initially we must determine whether the Emergency Medical Treatment and Active Labor Act (the Act), 42 U.S.C. § 1395dd conferred jurisdiction on the district court. Desert Hospital asserts that a claim under section 1395dd must include an allegation that economic considerations motivated the alleged denial of treatment or wrongful transfer. The legislative history of the Act does indicate that Congress intended to prevent hospitals from refusing to treat or from dumping patients who lack insurance coverage. See H.R.Rep. No. 241, 99th Cong., 2d Sess., 27, reprinted in 1986 U.S.C.C.A.N. 42, 605; Note, Preventing Patient Dumping, 61 N.Y.U.L.Rev. 1186, 1187-88 (1986).

The language of the Act, however, does not set forth any specific economic status criteria that limit the types of individuals covered by the Act. For example, section 1395dd(a) requires an "appropriate medical screening examination within the capability of the hospital's emergency department" for "any individual ... [who] comes to the emergency department." Section 1395dd(b) requires emergency stabilizing treatment or an appropriate transfer to another medical facility for "any individual ... [who] comes to a hospital" with an emergency condition.

The Act, therefore, is not ambiguous as to the type of individuals covered. If a statute is clear and unequivocal on its face we need not resort to the statute's legislative history. United States v. Oregon, 366 U.S. 643, 648, 81 S.Ct. 1278, 1281, 6 L.Ed.2d 575 (1961); Pride v. Exxon Corp., 911 F.2d 251, 255 (9th Cir.1990).

Both the Sixth Circuit and the District of Columbia Circuit have considered the question whether section 1395dd covers only the indigent and uninsured. Both circuits held that any discrepancies between the language of the Act and its legislative history are overshadowed by the clarity of the Act. See Gatewood v. Washington Healthcare Corp., 933 F.2d 1037, 1039-41 (D.C.Cir.1991); Cleland v. Bronson Health Care Group, Inc., 917 F.2d 266, 268-269 (6th Cir.1990). As the Gatewood court noted, "[t]hough the Emergency Act's legislative history reflects an unmistakable concern with the treatment of uninsured patients, the Act itself draws no distinction between persons with and without insurance." 933 F.2d at 1040.

We follow the lead of the Sixth and District of Columbia Circuits and hold Congress to its words. We hold that the Act applies to any and all patients, not just to patients with insufficient resources. Therefore, the district court properly exercised jurisdiction.

We have jurisdiction pursuant to 28 U.S.C. § 1291. We review the district court's findings of fact under the clearly erroneous standard giving due regard to the "opportunity of the trial court to judge of the credibility of the witnesses." Fed.R.Civ.P. 52(a); Rozay's Transfer v. Local Freight Drivers, Local 208, 850 F.2d 1321, 1326 (9th Cir.1988), cert. denied, 490 U.S. 1030, 109 S.Ct. 1768, 104 L.Ed.2d 203 (1989). We review de novo the district court's conclusions of law. Rozay's, 850 F.2d at 1326.

B. Violation of 42 U.S.C. § 1395dd

The district court held that Desert Hospital stabilized Brooker within the meaning of the Act and thus its transfer of Brooker to another medical facility did not violate section 1395dd. Brooker asserts that Desert Hospital both failed to provide the stabilizing treatment required by the Act and wrongfully transferred her while she was in an unstable condition.

Brooker was in a critical condition the entire time she was at Desert Hospital. A patient may be in a critical condition, however, and still be "stabilized" under the terms of the Act. The Act defines "stabilized" as follows:

The term "stabilized" means, with respect to an emergency medical condition, that no material deterioration of the condition is likely, within reasonable medical probability, to result from the transfer of the individual from a facility.

42 U.S.C. § 1395dd(e)(4)(B) (1988). ¹

The Act did not require Desert Hospital to alleviate completely Brooker's emergency condition. The Act did not require the hospital to perform angioplasty or bypass surgery within a specified time period. Rather, the Act required the hospital to provide Brooker with appropriate medical screening and stabilizing treatment and to refrain from transferring her unless she was "stabilized." See 42 U.S.C. §§ 1395a-c.

As the district court found, the hospital met these requirements. The court found "nothing in the record to indicate that it was likely that the transfer would have any effect upon the plaintiff's condition." Additionally, Dr. Rao's progress notes following the insertion of the intra-aortic balloon pump indicate that Brooker was "clinically stable." The court did not err in concluding that no material deterioration in...