Brown v. Busch

Decision Date21 January 1997
Docket NumberNo. 94-CV-472S(H).,94-CV-472S(H).
Citation954 F.Supp. 588
PartiesAnthony BROWN, Plaintiff, v. M. BUSCH and G. Kania, Defendants.
CourtU.S. District Court — Western District of New York

Anthony Brown, pro se.

ORDER

SKRETNY, District Judge.

Whereas this Court, by its Order dated June 30, 1995, referred the above-captioned case to Magistrate Judge Heckman pursuant to 28 U.S.C. § 636(b)(1)(A) and (B); and

Whereas Defendants, through counsel, made a motion for summary judgment pursuant to Federal Rule of Civil Procedure 56; and

Whereas Magistrate Judge Heckman filed a Report and Recommendation on November 20, 1996, copies of which were mailed to the Plaintiff and counsel for the Defendants by the Clerk of the Court on November 21, 1996, recommending that the Defendants' motion for summary judgment be granted; and

Whereas, by letter dated November 26, 1996, Plaintiff requested an extension of his time to file and serve any objections to the November 20, 1996 Report and Recommendation; and

Whereas, on December 9, 1996, this Court granted Plaintiff's request for an extension of the time to file and serve any objections to the November 20, 1996 Report and Recommendation to January 13, 1997; and

Whereas no objections to the Report and Recommendation were received from the Plaintiff by January 13, 1997; and Whereas, after careful review of the Report and Recommendation, as well as the pleadings and materials submitted by the parties,

IT HEREBY IS ORDERED, that this Court accepts the Magistrate Judge's Report and Recommendation in its entirety, including the authorities cited and the reasons given therein, and that Defendants' motion for summary judgment is GRANTED.

FURTHER, that the Clerk of the Court is directed to enter final judgment in favor of Defendants Busch and Kania and against the Plaintiff.

SO ORDERED.

ORDER AND REPORT AND RECOMMENDATION

Filed Nov. 20, 1996

HECKMAN, United States Magistrate Judge.

This matter was referred to the undersigned by the Hon. William M. Skretny, to hear and report, in accordance with 28 U.S.C. § 636(b). Defendants move for summary judgment pursuant to Rule 56 of the Federal Rules of Civil Procedure. Plaintiff opposes this motion (Item 17), and has moved for assignment of counsel (Item 18). For the following reasons, it is recommended that defendants' summary judgment motion be granted. Plaintiff's motion for assignment of counsel is denied.

BACKGROUND

The complaint in this action was filed by plaintiff pro se under 42 U.S.C. § 1983. Plaintiff alleges that on April 23, 1994, he was confined in the Special Housing Unit ("SHU") at the Attica Correctional Facility maintained by the New York State Department of Correctional Services ("NYSDOCS"). He alleges that on that date Corrections Officers M. Busch and G. Kania came to plaintiff's cell to escort him to the shower. As required by SHU regulations,1 upon removing plaintiff from his cell, the officers conducted a "pat frisk" prior to escorting plaintiff to the shower.

During the pat frisk, plaintiff asked a question of another inmate in a neighboring cell. According to the complaint, Officer Busch told plaintiff to "shut the fuck up." Plaintiff asked Busch what the problem was. Busch stated, "Just keep your fucking mouth closed because I don't want to hear your shit." Plaintiff then asked Busch if there was a rule against speaking, and requested to see the sergeant in charge of the unit upon his return from the shower. Busch stated, "You're not getting your shower." Plaintiff alleges that Officers Busch and Kania then forced him into his cell by pushing, shoving and hitting him in his lower back (see Item 1).

On April 23, 1994, Officer Busch filed an inmate misbehavior report against plaintiff, describing the incident as follows:

On the above date and time [approximately 4:55 p.m.] I ... was pat frisking [plaintiff]. [Plaintiff] started to mouth off during the frisk. I stopped the pat frisk and ordered [plaintiff] to remain quiet during the pat frisk. [Plaintiff] refused to comply and became loud and boisterous saying something about his freedom of speech. I gave [plaintiff] another order to shut his mouth during the pat frisk and he refused to comply.

I gave [plaintiff] a direct order to step in his cell, he refused to comply, and said "I'm taking my shower."

I had my right hand grabbing the middle of his waist-band and my left hand (open palm) on his left side of his back and guided him into his cell and he resisted. Officer G. Kania and myself pushed [plaintiff] into his cell and closed his door. Officer G. Kania and myself walked off the gallery without incident.

(Item 17, Ex. A). Busch charged plaintiff with refusing a direct order in violation of inmate disciplinary Rule 106.10,2 and refusal to comply with frisk procedures in violation of disciplinary Rule 115.103 (id.). The misbehavior report was also signed by Officer Kania (id.). Both Busch and Kania filed "Use of Force" reports containing descriptions of the incident consistent with the description in the misbehavior report (see Item 14, Exs. A & B).

Also on April 23, 1994, Busch filed a second misbehavior report against plaintiff charging that at approximately 5:00 p.m. on that day (about five minutes after the incident described above), as Busch and Kania passed plaintiff's cell on their way to give another inmate a shower, plaintiff "reached out with his right arm and tried to grab" Busch. According to Busch, plaintiff said, "I'll knock your fucking block off. If I'm going upstairs, I'm going with a reason." Busch and Kania "had to stop the shower program and walk off the gallery" (Item 17, Ex. B). As a result of this second incident, Busch charged plaintiff with violation of inmate disciplinary Rules 106.10, 102.104 and 107.105 (id.).

On May 3, 1994, a Tier III6 disciplinary hearing was held on the charges contained in the two misbehavior reports. The hearing officer, Captain J. Conway, dismissed all of the charges against plaintiff, stating that the "video tape fails to support charges filed" (Item 17, Ex. C).

On May 9, 1994, plaintiff filed an inmate grievance complaint against Busch and Kania (Item 14, Ex. D). The grievance was investigated by Sergeant D.J. Elbow, who interviewed plaintiff and Kania, and obtained a written report from Busch. Based on this investigation, Sgt. Elbow concluded as follows:

[I]t appears [plaintiff] didn't fully cooperate with pat frisk procedures and is attempting to institute some type of legal action based on the fact that the misbehavior report was dismissed. It also appears that regardless of the misbehavior report both C.O.'s Busch and Kania didn't use excessive force and were justified when [plaintiff] refused to return to cell when ordered to do so. [Plaintiff] couldn't be allowed to remain out of his cell once he didn't fully comply with pat frisk and refused several direct orders to return to his cell. (Id., Ex. E). Sgt. Elbow's conclusions formed the basis for the Deputy Superintendent's denial of plaintiff's grievance (id., Ex. F).

On June 23, 1994, plaintiff filed this action. Plaintiff claims that Busch used "extreme and unnecessary force by pushing, shoving and hitting me in my lower and upper back therefore trying to force me in to my cell" (Item 1, ¶ 14). He also claims that Kania struck him and pushed him back into his cell "with enough unwarranted and unnecessary force to thereby deliberately with malicious intent" cause him to stumble into his cell and fall (id., ¶ 15). Plaintiff claims that as a result of the conduct of Busch and Kania, he suffered bruises, contusions and abrasions on his lower back and aggravation of a previous back injury, as well as "emotional anguish" (id., ¶ 23). He seeks damages in the amount of $375,000.00 for violations of his rights under the first, eighth and fourteenth amendments to the United States Constitution (Item 1).

By order dated November 21, 1994, Judge Skretny granted plaintiff's request to proceed in forma pauperis, but dismissed the complaint sua sponte against three defendants sued in their supervisory capacity (Item 3). Defendants Busch and Kania now move for summary judgment dismissing the complaint against them on the grounds that plaintiff cannot meet the pleading requirements for either a first amendment or an eighth amendment violation, and that Busch and Kania are entitled to qualified immunity.

DISCUSSION
I. Summary Judgment.

Summary judgment is appropriate "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(c). In reaching this determination, the court must assess whether there are any material factual issues to be tried while resolving ambiguities and drawing reasonable inferences against the moving party, Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248-49, 106 S.Ct. 2505, 2510-11, 91 L.Ed.2d 202 (1986); Giano v. Senkowski, 54 F.3d 1050, 1052 (2d Cir.1995), and must give extra latitude to a pro se plaintiff. McDonald v. Doe, 650 F.Supp. 858, 861 (S.D.N.Y.1986).

A dispute regarding a material fact is genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc., supra, 477 U.S. at 248, 106 S.Ct. at 2510; see Bryant v. Maffucci, 923 F.2d 979, 982 (2d Cir.), cert. denied, 502 U.S. 849, 112 S.Ct. 152, 116 L.Ed.2d 117 (1991). Once the moving party has met its burden of demonstrating the absence of a genuine issue of material fact, the nonmoving party must come forward with enough evidence to support a jury verdict in its favor, and the motion will not be defeated merely upon a "metaphysical doubt" concerning the facts, or on the basis of conjecture or surmise. Bryant v. Maffucci, supra (citing Matsushita Electric Industrial Co. v. Zenith Radio...

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