Brown v. California Dept. of Corrections

Citation554 F.3d 747
Decision Date22 January 2009
Docket NumberNo. 07-55409.,07-55409.
PartiesLiza BROWN, Plaintiff-Appellant, v. CALIFORNIA DEPARTMENT OF CORRECTIONS, a Department of the State of California; California Board of Prison Terms; Susan E. Poole; Mitchell Harris; Keith Thompson; Steve Cooley; Kathleen Tuttle, Defendants-Appellees.
CourtUnited States Courts of Appeals. United States Court of Appeals (9th Circuit)

Richard Hamlish, Westlake Village, CA, for appellant Liza Brown.

Jennifer A.D. Lehman, Senior Deputy County Counsel, Los Angeles, CA, for appellees Steve Cooley, Mitchell Harris, Keith Thompson and Kathleen Tuttle.

Leena M. Sheet, Deputy Attorney General, Los Angeles, CA, for appellees California Department of Corrections, Board of Prison Terms, and Warden Susan Poole.

Appeal from the United States District Court for the Central District of California Margaret M. Morrow, District Judge, Presiding. D.C. No. CV-05-06048-MMM.

Before: ALEX KOZINSKI, Chief Judge, ANDREW J. KLEINFELD and JOHNNIE B. RAWLINSON, Circuit Judges.

RAWLINSON, Circuit Judge:

Appellant Liza Brown challenges the district court's grant of summary judgment premised in part on Appellees' immunity from Brown's claims under 42 U.S.C. § 1983. Brown was released from prison pursuant to our prior grant of her habeas petition. We held that Brown was entitled to release from prison based on an oral plea agreement providing that, if she did not violate prison disciplinary rules, she would be released in seven and one-half years. Brown was imprisoned beyond that period of time. After she was released, she filed a lawsuit under § 1983 against the prosecutors who appeared on behalf of the state and advocated for her continued imprisonment at Brown's parole hearings. Brown also sued the parole board members, the California Department of Corrections, the California Board of Prison Terms, and the prison warden.

We have jurisdiction pursuant to 28 U.S.C. § 1291 and we affirm the district court's entry of summary judgment in favor of all Appellees.

I. BACKGROUND

Brown's claims stem from our grant of Brown's habeas petition in Brown v. Poole, 337 F.3d 1155 (9th Cir.2003). After being "charged with first-degree murder for shooting her husband," Brown entered into an oral plea agreement. Id. at 1157. During the plea colloquy, the prosecutor stated that, if Brown avoided disciplinary problems while in prison, she would be released on parole in "half of the 15 years" that was her minimum sentence. Id. at 1158. We held that Brown, who had served more than seven and one-half years without disciplinary problems, was entitled to release pursuant to the prosecutor's promise made during the plea colloquy. Id. at 1160-62.

After her release from prison, Brown filed a lawsuit pursuant to 42 U.S.C. § 1983 against the prosecutors who participated in her parole hearings. Brown alleged that the prosecutors intentionally interfered with a contractual relationship when they recommended during Brown's parole hearings that she remain in prison. On related grounds, Brown sued Steve Cooley, the Los Angeles District Attorney; the parole board members; Susan Poole, the prison warden; the California Department of Corrections; and the California Board of Prison Terms.

The district court granted summary judgment in favor of all Appellees. The district court concluded that the prosecutors and the parole board members were entitled to absolute immunity; that there was not a triable issue of fact regarding Warden Poole's liability; and that the California Department of Corrections and the California Board of Prison Terms were entitled to Eleventh Amendment immunity. Brown filed a timely notice of appeal.

II. STANDARDS OF REVIEW

"A district court's grant of summary judgment is reviewed de novo, and we are to affirm if, viewing the evidence in the light most favorable to the non-moving party, there are no genuine issues of material fact[.]" Torres v. City of Madera, 524 F.3d 1053, 1055 (9th Cir.2008) (citations omitted).

"Whether a public official is entitled to absolute immunity is a question of law that is reviewed de novo." Miller v Davis, 521 F.3d 1142, 1145 (9th Cir.2008) (citation omitted).

III. DISCUSSION
A. Absolute Immunity For Parole Recommendations Made By State Prosecutors

"Parties to section 1983 suits are generally entitled only to immunities that existed at common law." Beltran v. Santa Clara County, 514 F.3d 906, 908 (9th Cir. 2008) (en banc) (citation omitted). "Absolute immunity is generally accorded to judges and prosecutors functioning in their official capacities." Olsen v. Idaho State Bd. of Med., 363 F.3d 916, 922 (9th Cir. 2004) (citations omitted). "This immunity reflects the long-standing general principle of the highest importance to the proper administration of justice that a judicial officer, in exercising the authority vested in him, shall be free to act upon his own convictions, without apprehension of personal consequences to himself." Id. (citation and internal quotation marks omitted). "Likewise, the protections of absolute immunity accorded prosecutors reflect the concern that harassment by unfounded litigation would cause a deflection of the prosecutor's energies from his public duties, and the possibility that he would shade his decisions instead of exercising the independence of judgment required by his public trust." Id. at 923 (citation and internal quotation marks omitted).

We have not specifically addressed in our reported decisions a prosecutor's immunity for parole recommendations. However, other circuits have resolved similar issues by granting absolute immunity. In Johnson v. Kegans, 870 F.2d 992, 994 (5th Cir.), cert. denied, 492 U.S. 921, 109 S.Ct. 3250, 106 L.Ed.2d 596 (1989), the Fifth Circuit considered a section 1983 claim against a county prosecutor who filed a letter with the Texas Board of Pardons and Parole recommending a denial of parole. The Fifth Circuit opined that "[p]rosecutors and other necessary participants in the judicial process enjoy quasi-judicial immunity ... Prosecutors are absolutely immune from liability for initiating prosecutions and other acts intimately associated with the judicial phase of the criminal process. This prosecutorial immunity extends to individuals serving prosecutorial functions at administrative hearings." Id. at 996 (citations and internal quotation marks omitted). The Fifth Circuit held that "[i]f parole decision making is immune because it is an extension or arm of judicial sentencing, then those whose official roles in the judicial sentencing process leads [sic] them to also participate in the parole decision-making process should enjoy no less immunity than that afforded for their participation in the judicial process." Id. at 998; cf. Lucien v. Preiner, 967 F.2d 1166, 1167-68 (7th Cir.), cert. denied, 506 U.S. 893, 113 S.Ct. 267, 121 L.Ed.2d 196 (1992) (holding that the state prosecutor was absolutely immune for opposing a grant of executive clemency because the determination of executive clemency, like a parole decision, is an extension of the sentencing process); Daloia v. Rose, 849 F.2d 74, 75 (2d Cir.), cert. denied, 488 U.S. 898, 109 S.Ct. 242, 102 L.Ed.2d 231 (1988) (concluding that the federal prosecutor was absolutely immune for transmitting false information to parole authorities); Allen v. Thompson, 815 F.2d 1433, 1434 (11th Cir.1987) (granting federal prosecutors absolute immunity for forwarding allegedly malicious information to the Parole Commission).

We join our sister circuits in holding that prosecutors should be afforded absolute immunity for parole recommendations, because parole decisions are a continuation of the sentencing process. This conclusion is warranted because of the manner in which prosecutors participate in California's parole hearings. A California statute provides for the prosecutor's advocacy role in parole proceedings. Pursuant to Cal.Code Regs. tit. 15, § 2030(a)(3), "[a] representative of the district attorney of the county from which a life prisoner was committed may participate in any parole consideration or rescission hearing for that prisoner."1

The role of the prosecutor is to comment on the facts of the case and present an opinion about the appropriate disposition. In making comments, supporting documentation in the file should be cited. The prosecutor may be permitted to ask clarifying questions of the hearing panel, but may not render legal advice.

Id. § 2030(d)(2). This statutorily sanctioned advocacy entitles prosecutors in California to absolute immunity, because "[a] prosecutor is protected by absolute immunity from liability for damages under § 1983 when performing the traditional functions of an advocate." Genzler v. Longanbach, 410 F.3d 630, 636 (9th Cir.2005) (citation and internal quotation marks omitted).2 Accordingly, we affirm the district court's grant of summary judgment in favor of the prosecutors.

B. Absolute Immunity For Parole Board Decisions By Parole Board Members

The district court properly granted summary judgment on Brown's claims against the parole board members, as parole board members are entitled to absolute immunity for parole board decisions. See Bermudez v. Duenas, 936 F.2d 1064, 1066 (9th Cir.1991) ("Although a section 1983 action may be maintained against officials acting in their individual capacities, parole board officials are entitled to absolute immunity from liability for damages for their actions taken when processing parole applications.") (citations omitted).3

C. Warden Poole's Liability For Failure To Release Brown

The district court properly granted summary judgment in favor of Warden Poole, as Brown failed to present any evidence that Warden Poole "set in motion a series of acts by others, which [she] knew or reasonably should have known, would cause others to inflict the constitutional injury." Motley v. Parks, 432 F.3d 1072, 1081 (9th Cir.2005) (citation and alterations omitted). Brown...

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