Bruning v. City of Guthrie

Decision Date21 April 2015
Docket NumberNo. CIV–15–0003–HE.,CIV–15–0003–HE.
Citation101 F.Supp.3d 1142
PartiesMark BRUNING, Plaintiff, v. CITY OF GUTHRIE, OKLAHOMA, et al., Defendants.
CourtU.S. District Court — Western District of Oklahoma

R. Scott Adams, Robert Warden Gray, Adams & Associates PC, Oklahoma City, OK, for Plaintiff.

John J. Love, Law Office of Robert H. Alexander Jr. PC, Margaret McMorrow–Love, Law Office of Margaret McMorrow–Love, Gary J. James, Gary J. James & Associates, Matthew C. Frisby, Goolsby Olson & Proctor, Jeb E. Joseph, Oklahoma City, OK, for Defendants.


JOE HEATON, District Judge.

Plaintiff Mark Bruning has moved to remand this case to state court. He argues the removal was procedurally improper because all defendants did not manifest their consent to it, either by joining in the notice of removal or by filing a separate document explicitly stating the consent. The motion is fully briefed and at issue.


Plaintiff filed this case in state district court, alleging that nine defendants violated his constitutional and other rights. Six of those defendants (the “removing defendants), all represented by the same counsel, filed a notice of removal on January 2, 2015.1The notice alleged that [t]he undersigned contacted counsel for [the remaining three defendants], and said counsel has advised that those Defendants consent to the removal of this case to this Court.” Notice of Removal ¶ 5 [Doc. # 1]. The notice was signed by counsel for the removing defendants, but not by counsel (or any other representative) for the other three defendants.

Three days later, counsel for the other three defendants (the “consenting defendants) filed their entries of appearance in the case. Three days after that, on January 8, 2015, the consenting defendants filed unopposed requests for extensions of time to plead or answer, noting that, pursuant to the Federal Rules of Civil Procedure, their answers or responses were due by a particular date. The motions also noted that the extension would not impact any deadlines other than those applicable to disclosures “required by Fed.R.Civ.P. 26and LCvR 16.1.”

On January 21, 2015, plaintiff filed the present motion to remand, asserting that removal was improper because the record did not adequately demonstrate that all nine defendants consented to removal, as is required by 28 U.S.C. § 1446(b).2Nine days later, and more than thirty days after they were served, the three consenting defendants filed explicit consents to the removal, noting and verifying that the representation in the removal notice as to their consent was accurate.

It is clear from the parties' filings and other submissions that the “consenting defendants did in fact consent to the removal. The question is whether that consent was manifested in a way sufficient to comply with the removal statute.


The general procedural requirements for removal of a civil case are set out in 28 U.S.C. § 1446. Subsection (b)(2)(A) of that section sets out the requirement at issue here, for cases involving multiple defendants: “When a civil action is removed solely under section 1441(a), all defendants who have been properly joined and served must join in or consent to the removal of the action.” This language is the current statutory embodiment of the “unanimity” rule long recognized in federal law, which requires that all defendants join in or consent to the removal. See Lapides v. Bd. of Regents of Univ. Sys. of Ga.,535 U.S. 613, 620, 122 S.Ct. 1640, 152 L.Ed.2d 806 (2002)(citing Chicago, R.I. & P.R. Co. v. Martin,178 U.S. 245, 248, 20 S.Ct. 854, 44 L.Ed. 1055 (1900)).

To date, neither the Supreme Court nor the Tenth Circuit Court of Appeals have definitively addressed the question of how that consent must be manifested for defendants who did not join in the notice of removal. Other federal courts have reached differing conclusions as to the question. Many have required that the consent of the non-joining defendants (i.e. those who did not formally join in the notice of removal) be shown by a separate and unambiguous filing stating their consent, and there are persuasive reasons supporting such a view.3Other courts have concluded that an unambiguous recitation in the notice of removal that all other defendants consent, signed by an attorney for a removing defendant, satisfies the unanimous consent requirement, and there are persuasive reasons supporting that view. The courts of appeal which have addressed the issue appear to be split roughly down the middle.4A majority of the district courts in the Tenth Circuit have required that the consent be shown by a separate filing,5but there is authority to the contrary.6

The court concludes that the better view, and that most likely to prevail if addressed by the higher appellate courts, is that most recently expressed by the Fourth Circuit: a notice of removal signed and filed by an attorney for one defendant, representing unambiguously that the other defendants consent to the removal, satisfies the requirement of consent. Mayo,713 F.3d at 742.

Several considerations suggest that result. The Supreme Court's treatment of somewhat similar questions in the removal context—in particular the manner in which the amount in controversy must be shown—suggests that the representation of one defendant, signed by a lawyer subject to Fed.R.Civ.P. 11, is sufficient to show consent. In Dart Cherokee Basin Operating Co. LLC v. Owens,––– U.S. ––––, 135 S.Ct. 547, 190 L.Ed.2d 495 (2014), the Court construed the language of § 1446(a)and its requirement that the notice of removal contain “a short and plain statement of the grounds for removal.” The Court noted that, by “borrowing the familiar ‘short and plain statement’ standard” of Rule 8, Congress intended to simplify the pleading requirements for removal and to have courts ‘apply the same liberal rules [to removal allegations] that are applied to other matters of pleading.’ Id.(quoting H.R.Rep. No. 100–889, p. 71(1988), 1988 U.S.C.C.A.N. 5982, 6032). Applying that standard to the amount-in-controversy issue, the Supreme Court concluded that “when a defendant seeks federal-court adjudication, the defendant's amount-in-controversy allegation should be accepted when not contested by the plaintiff or questioned by the court.” 553. Stated otherwise, a party's representation as to the amount in controversy may be relied on as the basis for jurisdiction, unless it is contested. That is essentially the position that the consenting defendants urge here—one party's representation as to the consent of another party is sufficient to show that consent, subject to it being contested by another party. While the considerations involving allegations as to the amount in controversy do not precisely parallel those applicable to allegations of consent, they are substantially the same. Further, it would seem a rather anomalous result for the law to permit a party's representation as to a jurisdictional fact—the amount in controversy—to be sufficient to support removal, but to not allow such a representation as to a non-jurisdictional, procedural requirement.7

Relatively recent Supreme Court precedent also impacts the issue in other ways. Of the cases which have concluded a separate filing is necessary to show consent, virtually all of them, at least in this Circuit, have relied on statements in multiple Tenth Circuit cases to the effect that there is a presumption against removal, that removal statutes are to be construed narrowly, in light of the role of federal courts as limited tribunals, and that the burden is on the defendant to show a basis for jurisdiction. See, e.g., Pritchett v. Office Depot Inc.,420 F.3d 1090, 1094–95 (10th Cir.2005)(“It is well-established that statutes conferring jurisdiction upon federal courts, and particularly removal statutes, are to be narrowly construed in light of our constitutional role as limited tribunals.”); Martin v. Franklin Capital Corp.,251 F.3d 1284, 1290 (10th Cir.2001)(party seeking removal has the burden of proof to establish jurisdiction); Laughlin v. Kmart Corp.,50 F.3d 871, 873 (10th Cir.1995)(“There is a presumption against removal jurisdiction ...”). Plaintiff urges that those principles require remand here. However, many of the Circuit cases which recite these principles do so in explicit reliance on Shamrock Oil & Gas Corp. v. Sheets,313 U.S. 100, 61 S.Ct. 868, 85 L.Ed. 1214 (1941)as the basis for them. See, e.g. Pritchett,420 F.3d at 1095; Fajen v. Foundation Reserve Ins. Co.,683 F.2d 331, 333 (10th Cir.1982). The Supreme Court has suggested that Shamrockis no longer good law insofar as it suggests a strict construction of removal statutes.

In Breuer v. Jim's Concrete of Brevard, Inc.,538 U.S. 691, 123 S.Ct. 1882, 155 L.Ed.2d 923 (2003), the Court upheld the removal of a Fair Labor Standards Act case to federal court notwithstanding the existence of a somewhat ambiguous phrase in the pertinent removal statute. It did so despite the plaintiff's reliance on Shamrockand its reference to the strict construction of removal statutes. The Court stated:

But whatever apparent force this argument might have claimed when Shamrockwas handed down has been qualified by later statutory development. At the time that case was decided, § 1441 provided simply that any action within original federal subject-matter jurisdiction could be removed. Fourteen years later, however, it was amended into its present form, requiring any exception to the general removability rule to be express.
Since 1948, therefore, there has been no question that whenever the subject matter of an action qualifies for removal, the burden is on the plaintiff to find an express exception. 697–98, 123 S.Ct. 1882. This language seems plainly inconsistent with the suggestion that the burden to show a basis for removal is always on the removing party, or with the related formulation that all doubts are to be resolved against removal.8It appears that the Tenth Circuit has not had occasion to...

To continue reading

Request your trial
9 cases
  • City of Neodesha v. BP Corp. N. Am. Inc.
    • United States
    • U.S. District Court — District of Kansas
    • March 31, 2016
    ...*2 (D.Utah June 12, 2015) (remanding where amount in controversy did not clearly exceed $75,000). But seeBruning v. City of Guthrie, Okla., 101 F.Supp.3d 1142, 1145–45 (W.D.Okla.2015) (questioning validity of presumption that courts resolve all doubts against removal, even before Dart Chero......
  • Szuszalski v. Fields
    • United States
    • U.S. District Court — District of New Mexico
    • November 13, 2019
    ...and the non-removing defendant need not sign the notice or file any further written confirmation); Bruning v. City of Guthrie, Okla., 101 F. Supp. 3d 1142, 1144-47 (W.D. Okla. 2015) (same). In short, this issue is still an open question in the Tenth Circuit with well-supported reasoning on ......
  • Black Iron, LLC v. Helm-Pacific
    • United States
    • U.S. District Court — District of Utah
    • June 16, 2017
    ...on the somewhat dated reasoning in Shamrock Oil & Gas, Corp. v. Sheets, 313 U.S. 100 (1941). See, e.g., Bruning v. City of Guthrie, 101 F. Supp. 3d 1142, 1145-46 (W.D. Okla. 2015). As far as this court is aware, the presumption is untouched where the basis of federal court jurisdiction is n......
  • McLaughlin v. Ford Motor Co.
    • United States
    • U.S. District Court — Northern District of Oklahoma
    • May 18, 2022
    ...and served co-defendants "join in or consent to the removal of the action." 28 U.S.C. § 1446(b)(2)(A) ; see Bruning v. City of Guthrie , 101 F. Supp. 3d 1142, 1144 (W.D. Okla. 2015) ("[ Section 1446(b)(2)(A) ] is the current statutory embodiment of the ‘unanimity’ rule long recognized in fe......
  • Request a trial to view additional results

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT