Carr v. Watts

Decision Date17 April 1979
Docket NumberNo. 111,D,111
PartiesBennie G. CARR, Plaintiff-Appellant, v. Charles WATTS, Defendant-Appellee. ocket 78-7283.
CourtU.S. Court of Appeals — Second Circuit

John R. Williams, Williams, Wynn & Wise, New Haven, Conn., for plaintiff-appellant.

Joseph D. Garrison, Sp. Asst. Corp. Counsel, New Haven, Conn., for defendant-appellee.

Before WATERMAN, GURFEIN and VAN GRAAFEILAND, Circuit Judges.

PER CURIAM:

Plaintiff Bennie Carr brought an action under 42 U.S.C. § 1983 against defendant Charles Watts, a New Haven policeman. Carr claimed that Watts violated Carr's constitutional rights when in the course of an arrest Watts shot Carr in the arm with a bullet of a type designed to cause severe injury. The case came to trial before the United States District Court for the District of Connecticut, and a jury verdict was rendered in favor of the defendant. Plaintiff appeals.

The sole contention on appeal is that the method employed by the District Court for selection of the jury impermissibly impaired plaintiff's statutory right under 28 U.S.C. § 1870 to the exercise of three peremptory challenges. The relevant facts are undisputed. After a preliminary voir dire, the names of six jurors were drawn from the assembled veniremen. Counsel were then required to exercise All of their peremptory challenges. The plaintiff's attorney objected and requested that any jurors challenged peremptorily be excused and replaced immediately, so that both sides would be able to exercise their remaining peremptory challenges against the replacements as well as against prospective jurors remaining from the original draw. The request was denied. Plaintiff then challenged two jurors but sought to reserve his remaining challenge until after the challenged jurors had been excused and new jurors had been drawn. The court also denied this request and ruled that the third peremptory challenge had been waived. Plaintiff's counsel excepted. Defendant then challenged one juror. The three challenged jurors were replaced, and the jury was seated without affording the plaintiff an opportunity to exercise a peremptory challenge against the replacements.

Both at the close of the evidence and after the verdict, plaintiff moved for a new trial because of the court's refusal to allow plaintiff to exercise his remaining peremptory challenge against the three replacement jurors. Both motions were denied.

The issue is whether a trial judge may order, in a civil case involving a single plaintiff and a single defendant, that All peremptory challenges awarded to a party must be exercised in the first round and against the original jurors seated, even though this leaves a party, against his expressed wish, with no peremptory challenges against replacements.

The peremptory challenge, which was characterized as an essential component of a jury trial by Coke and Blackstone, 1 is important in both civil and criminal cases. See United States v. Turner, 558 F.2d 535 (9th Cir. 1977); Photostat Corp. v. Ball, 338 F.2d 783, 785-86 (10th Cir. 1964). Cf. Swain v. Alabama, 380 U.S. 202, 217-19, 85 S.Ct. 824, 13 L.Ed.2d 759 (1965) (general language on peremptory challenge as part of "trial by jury"); And cf. United States v. Newman, 549 F.2d 240, 250 n. 8 (2d Cir. 1977) ("The same considerations apply to a plaintiff or a prosecutor."). The right is secured by statute, in civil actions by 28 U.S.C. § 1870. 2 The statute, however, prescribes only the number of peremptory challenges to which each Party is entitled. It specifically leaves to the trial court's discretion the number and manner of exercise of peremptories in cases where there are "(s)everal defendants or several plaintiffs." 28 U.S.C. § 1870. See, e. g., Doralee Estates, Inc. v. Cities Service Oil Co., 569 F.2d 716, 723-24 (2d Cir. 1977); Fedorchick v. Massey-Ferguson, Inc., 577 F.2d 856 (3d Cir. 1978) (en banc); Moore v. South African Marine Corp., 469 F.2d 280, 281 (5th Cir. 1972).

In cases where multiple parties are not involved, the statute is silent with regard to the mode of procedure. Nevertheless, "the statute preserves the common-law right to peremptorily challenge a prospective juror for suspicion of bias or partiality. The right is a traditional, arbitrary and capricious one and 'it must be exercised with full freedom, or it fails of its full purpose.' Lewis v. United States, 146 U.S. 370, 378 (, 13 S.Ct. 136, 139, 36 L.Ed. 1011 (1892)). Thus, under statutory law, the court is the judge of actual bias, but counsel is the sole and exclusive judge of whom he shall challenge for suspected bias or prejudice against his client's cause." Photostat Corp. v. Ball, supra, 338 F.2d at 786 (Murrah, Ch. J.).

The question is whether the procedure employed by the trial court in the case on appeal substantially impaired the right of peremptory challenge.

The Seventh Circuit in United States v. Mackey, 345 F.2d 499, Cert. denied, 382 U.S. 824, 86 S.Ct. 54, 15 L.Ed.2d 69 (1965), held that in a single-defendant criminal case, where the parties had an opportunity to strike ten jurors from the panel peremptorily, the court could properly provide that any remaining peremptory challenges could be used only against replacement jurors, and not against jurors sitting when the original peremptory challenges were made. We need not decide that question. Here the plaintiff was not permitted to challenge a Replacement juror because he was deemed to have waived his unused peremptory challenge.

The Ninth Circuit went further in United States v. Turner, supra. Turner was one of three co-defendants. Each had three peremptory challenges, with the...

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