Casey v. Lewis

Decision Date19 March 1993
Docket NumberNo. CIV 90-0054 PHX CAM,CIV 91-1808 PHX CAM.,CIV 90-0054 PHX CAM
Citation834 F. Supp. 1477
PartiesFletcher CASEY, et al., Plaintiffs, v. Samuel A. LEWIS, et al., Defendants.
CourtU.S. District Court — District of Arizona

COPYRIGHT MATERIAL OMITTED

Alice Loeb Bendheim, Phoenix, AZ, Adjoa A. Aiyetoro, Stuart Henry Adams, Jr., David Cyrus Fathi, Nat. Prison Project of America, Civ. Liberties Union Foundation, Washington, DC, for plaintiffs.

Kathleen L. Weinecke, Daniel Struck, Jones, Skelton & Hochuli, Phoenix, AZ, for defendants.

FINDINGS OF FACT AND CONCLUSIONS OF LAW MEDICAL, DENTAL AND MENTAL HEALTH CARE

MUECKE, District Judge.

Having considered the evidence presented by the parties relevant to the medical, dental and mental health care issues in this case, the Court concludes as follows:

Background

This action was filed on January 12, 1990. The plaintiff class alleges that the defendants are deliberately indifferent to their serious health care needs including medical, dental and mental health care needs. The plaintiff class further alleges that the defendants discriminate against female prisoners in the delivery of mental health services. Defendants respond that their health care system complies with constitutional standards.

Findings of Fact
I. DEPARTMENT OF CORRECTIONS

At the time of trial in this action, January of 1992, the Arizona Department of Corrections (ADOC) consisted of nine prison facilities within the state of Arizona. On January 22, 1992, the total male population was 14,424 and the total female population was 922 inmates.1 The nine facilities had the following populations on January 22, 1992:2

                  Douglas                              1,957
                      Gila Unit
                      Mohave Unit
                      Maricopa Unit
                      Cochise Unit
                      Papago DWI Unit
                  Florence                             4,727
                      Women's Division
                      Central Unit
                      North Unit
                      South Unit
                      East Unit
                      SPU
                      CB6
                      SMU
                      Rynning Unit
                  Fort Grant                             632
                  Globe                                  120
                  Perryville                           2,210
                      Santa Cruz Unit
                      San Juan Unit
                      San Pedro Unit
                      Santa Maria Unit
                  Phoenix                                962
                      Alhambra
                      Flamenco
                      Aspen DWI
                
                  Picacho3                          203
                  Safford                                476
                  Tucson                               2,398
                      Cimarron Unit
                      Echo Unit
                      Santa Rita Unit
                  Winslow                              1,308
                      Kaibab Unit
                          North Unit
                          South Unit
                      Coronado Unit
                  Yuma                                   243
                

The facilities are classified for security purposes as level one (minimum security) through five (maximum security).

A. Douglas

The main prison complex at Douglas has: (1) the Gila Unit which is a level two unit with a capacity of 626 inmates; (2) the Mohave Unit which is a level three unit with a capacity of 662 inmates; (3) the Maricopa Unit which is a level two unit with the capacity of 129 inmates; and (4) the Cochise complex detention unit located outside of the Mohave yard with a capacity of 66 inmates. The Douglas Complex also contains the Papago DWI Center located in downtown Douglas with a capacity of 208 inmates.4

B. Florence

The Florence complex also contains numerous units. The Picacho Unit is a work camp located 20 miles from the main Florence prison. It has the capacity to house 203 inmates who work in the communities around Picacho. The Women's Division is a level three/medium custody women's unit with a capacity of 186 inmates. The South Unit is a men's level three facility with the capacity of 408 inmates. The South Unit also contains the Special Programs Unit (SPU) with a capacity of 137 inmates. CellBlock 6 (CB6) has the capacity to house 186 inmates. CB6 is comprised partly of death row inmates. The remainder of CB6 is a lockup detention facility for the complex. The Central Unit is a level four/five maximum security unit with a capacity to house 710 inmates. The infirmary is located in the Central Unit and contains 22 inmate beds. The North Unit is a level two/minimum custody unit with a capacity to house 385 inmates. The East Unit is a level two/three facility with the capacity to house 534 inmates. The Rynning Unit is an 800-bed level four unit that was very new at the time of trial. The Special Management Unit (SMU) is a level five/maximum security lockup unit with a capacity of 895 inmates.5

C. Fort Grant

The Fort Grant facility is a level two institution with the capacity of 632 inmates.

D. Perryville

The Perryville facility has a capacity of 2,210 inmates. The mens' facilities are level three/two facilities and include the Santa Cruz, San Juan and San Pedro Units. The Santa Cruz Unit is a level three unit with a capacity of 740 inmates. The San Juan Unit, also a level three unit, has a capacity of 740 inmates, including 185 protective custody inmates. The San Pedro Unit is a level two facility with a capacity of 431 inmates. The new complex detention building has a capacity of 40 inmates. The women's unit, Santa Maria, is a level four/five facility with a capacity of 269 inmates.6

E. Phoenix

The Phoenix facilities contain the Alhambra reception center, Flamenco. Mental Health Unit, B Ward, the Aspen DWI Center and the New Dawn Release Center. Alhambra is the male reception center and has the capacity to house 192 inmates with 30 resident workers. B Ward is the licensed psychiatric hospital with a capacity of 28 male inmates. G Ward, in the women's unit at Flamenco, has the capacity of 20 inmates.

The Aspen DWI Center, also in Phoenix, has the capacity for 248 DWI inmates. The New Dawn Release Center is a release center for women who are coming out of the system and need a temporary residence. The Arizona Center for Women (ACW) is a level two/minimum custody women's facility with a capacity of 359 inmates.7 The Globe facility, located in Globe Arizona, is a level two facility with a capacity of 150 inmates. Although not in Phoenix, ADOC has made the Globe facility part of the Phoenix complex for administrative purposes.8

F. Safford

The Safford facility is a level two, dormitory setting facility, with 476 inmates.

G. Tucson

The Tucson complex has the capacity to house 2,398 inmates. The Cimarron Unit houses level four inmates with a capacity of 748 inmates. The Echo Unit houses level two inmates with a capacity to house 249 inmates. The Santa Rita Unit has the capacity to house 660 level three inmates. The complex detention unit, located in the center of the complex, has the capacity to house 71 inmates.9

H. Winslow

The Winslow prison is divided into two units; the Kaibab Unit and Coronado Unit. The Kaibab Unit is further divided into the North and South Units, each having a capacity of 400 inmates. The Kaibab Unit is a level four institution.10 The Kaibab Unit also has a complex detention unit in the yard with a capacity of 36 inmates.11 The Coronado Unit has the capacity to house 400 inmates and is a level two/minimum security unit. The majority of the inmates in the Coronado Unit work in the surrounding community.12

I. Yuma

The Yuma facility is a 250-bed level two/minimum custody unit.13

II. MEDICAL CARE SYSTEM
A. Generally

Thomas Lutz, D.O., is Chief of Health Services for the Arizona Department of Corrections and has held that position since November of 1989.14 Dr. Lutz participates in continuing medical education, attending conferences and professional seminars a minimum of 25 hours per year. He averages approximately 50 to 75 hours a year in continuing medical education.15

In his role as Director of Health Services, Dr. Lutz directly supervises program managers, key central office management level professionals representing various disciplines of the medical profession, including medical, dental, mental health, pharmacy, medical records, administrative, and behavioral health.16 Twenty percent of Dr. Lutz' time is spent in the field taking care of patients.17 Dr. Lutz seeks out individual patients who have complaints of medical care, examines them and makes recommendations based on his physical examination. Additionally, he can provide services throughout the state when other physicians are absent or positions are vacant. He visits all of the facilities at least two or three times a year.18

B. Statistics Regarding Inmate Use of Health Facilities
1. Medical

The Health Services Bureau prepares a statistical activity report to chart the activities of health service professionals within the Department of Corrections.19 A nursing encounter by definition is any time a nurse does anything regarding patient care. This could involve hands-on treatment, chart review, medication review, renewal or making appointments.20 There were 1,073,951 nursing encounters in 1990 and 1,729,068 nursing encounters in 1991.21

In 1990, there were 34,664 direct physician-patient encounters, in which inmates were seen directly by the physicians.22 In 1991, there were 58,483 physician-patient encounters.23

In 1990, there were 78,019 physician's assistant or nurse practitioner/patient encounters. In 1991, there were 90,137 physicians' assistant or nurse practitioner/patient encounters.24

In 1990, there were a total of 21 inmate deaths in the Arizona Department of Corrections, including, ten deaths by natural causes, two deaths by homicide, two deaths by suicide and seven accidental deaths. In 1991, there were a total of twenty-six inmate deaths. Of these twenty-six, twenty deaths were by natural causes, three deaths were by homicide, one death was by suicide and there were two accidental deaths.25

ADOC dispensed 621,393 prescriptions in 1990 and 678,673 prescriptions in 1991.26

2. Dental

In fiscal year 1991, there were approximately 29,066 patient visits at the various dental clinics in the system.27 The cost of dental procedures conducted in the fiscal year 1991 was $3,887,248.28 In the fiscal...

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