Clarke v. State

Decision Date14 September 2012
Docket NumberNo. 49A02–1202–PC–65.,49A02–1202–PC–65.
Citation974 N.E.2d 562
PartiesMark CLARKE, Appellant–Defendant, v. STATE of Indiana, Appellee–Plaintiff.
CourtIndiana Appellate Court

OPINION TEXT STARTS HERE

Mark A. King, Indianapolis, IN, Attorney for Appellant.

Gregory F. Zoeller, Attorney General of Indiana, Nicole M. Schuster, Deputy Attorney General, Indianapolis, IN, Attorneys for Appellee.

OPINION

FRIEDLANDER, Judge.

Mark Clarke appeals from the denial of his petition for post-conviction relief following his conviction for dealing in cocaine as a class B felony. Clarke presents the following issue for review: Did trial counsel render ineffective assistance in failing to advise Clarke with respect to the possibility of deportation in the event he pleaded guilty?

We affirm.

The facts are that on December 13, 2007, Clarke pleaded guilty to class B felony dealing in cocaine (the 2007 offense) as a lesser included offense of the class A felony offense with which Clarke was originally charged. The trial court sentenced Clarke to six years in prison, all but two days of which was suspended, and ordered that he serve two years on probation.

On June 26, 2008, Clarke entered into a second written plea agreement under a separate cause number (the second offense). In the second agreement, he admitted that he committed the crime of resisting law enforcement, and in so doing violated the conditions of his probation in the 2007 case. Pursuant to the second plea agreement, the trial court ordered that Clarke serve five years of the previously suspended sentence for the 2007 conviction, to be served consecutively to the one-year sentence for his resisting law enforcement conviction. Sometime thereafter, Clarke, who was born in Barbados, was taken into federal custody and faced deportation hearings. More detailed facts of the underlying offense will be provided below.

Clarke filed a petition for post-conviction relief on December 7, 2010.1 On August 8, 2011, pursuant to the parties' request, the post-conviction court ordered that the postconviction proceedings would proceed on affidavit. In his affidavit, Clarke declared that his trial attorney did not advise him that pleading guilty in the 2007 offense would subject him to deportation. He further averred that had his trial attorney so advised him, he would not have pleaded guilty and would instead have gone to trial. Clarke's trial attorney in the 2007 offense was Michael Caudill. In his affidavit, Caudill averred that he did not advise Clarke that his guilty plea to dealing in cocaine could subject him to deportation. In addition to these affidavits, Clarke submitted copies of the birth certificates of his two American-born children. The post-conviction court denied Clarke's PCR petition on January 4, 2012.

Clarke contends trial counsel rendered ineffective assistance in failing to advise him of the possibility of deportation in the event he pleaded guilty. Our standard of review is well settled. In a post-conviction proceeding, the petitioner bears the burden of establishing grounds for relief by a preponderance of the evidence. Kubsch v. State, 934 N.E.2d 1138 (Ind.2010). A petitioner who has been denied post-conviction relief is in the position of appealing from a negative judgment. Id. The standard of review for a petitioner denied post-conviction relief is rigorous. Trujillo v. State, 962 N.E.2d 110 (Ind.Ct.App.2011). To gain reversal, the petitioner must convince us that the evidence unerringly and unmistakably leads to the opposite conclusion. Id.

Clarke's claim is presented in terms of ineffective assistance of counsel. To prevail on such a claim, a petitioner must demonstrate both that his counsel's performance was deficient and that he was prejudiced thereby. Ward v. State, 969 N.E.2d 46 (Ind.2012) (citing Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)); see also Taylor v. State, 840 N.E.2d 324 (Ind.2006) (the failure to satisfy either component will cause an ineffective assistance of counsel claim to fail). This is the so-called Strickland test. Counsel's performance is deficient if it falls below an objective standard of reasonableness based on prevailing professional norms. Trujillo v. State, 962 N.E.2d 110. “To establish the requisite prejudice, a petitioner must show there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different.” Id. at 114. “A reasonable probability is a probability sufficient to undermine confidence in the outcome.” Smith v. State, 765 N.E.2d 578, 585 (Ind.2002). The two elements of Strickland are separate and independent inquiries. Thus, if it is easier to dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice, that course should be followed. Landis v. State, 749 N.E.2d 1130 (Ind.2001).

Clarke contends that the failure to explain the full penal consequences, including the risk of deportation, caused him to accept a plea agreement that he would have rejected following a full advisement. Because he was convicted pursuant to a guilty plea, we must analyze his claim under Segura v. State, 749 N.E.2d 496 (Ind.2001). Segura categorizes two main types of ineffective assistance of counsel cases, the second of which applies here. Smith v. State, 770 N.E.2d 290 (Ind.2002). This category relates to “an improper advisement of penal consequences,” and is divided into two subcategories: (1) “claims of intimidation by exaggerated penalty or enticement by an understated maximum exposure” and (2) “claims of incorrect advice as to the law.” Trujillo v. State, 962 N.E.2d at 114 (quoting Willoughby v. State, 792 N.E.2d 560, 563 (Ind.Ct.App.2003), trans. denied ). Clarke's challenge falls into the second category.

Our Supreme Court held in Segura that in order to state a claim for post-conviction relief under this subcategory, a petitioner may not simply allege that he or she would not have entered into a guilty plea, nor is the petitioner's conclusory testimony to that effect sufficient to prove prejudice. Rather, the petitioner must “establish, by objective facts, circumstances that support the conclusion that [trial] counsel's errors in advice as to penal consequences were material to the decision to plead.” Segura v. State, 749 N.E.2d at 507. In so doing, the petitioner “must establish an objective reasonable probability that competent representation would have caused the petitioner not to enter a plea.” Id. In undertaking this analysis, we focus upon whether the petitioner proffered specific facts indicating that a reasonable defendant would have rejected the petitioner's plea had the petitioner's trial counsel performed adequately. See Willoughby v. State, 792 N.E.2d 560. Finally, our Supreme Court determined in Segura that the failure to advise a client of the possibility of deportation in the event of a conviction may, under certain circumstances, constitute ineffective assistance of counsel.

Citing Sial v. State, 862 N.E.2d 702 (Ind.Ct.App.2007), Clarke contends that the requisite “special circumstances” exist in his case to justify setting aside the plea. In Sial, the defendant, a non-citizen resident of the United States, pleaded guilty to theft as a class D felony. His attorney did not advise him that the conviction subjected him to the possibility of deportation. Sial later filed a post-conviction petition seeking to set aside the conviction on the basis that his counsel rendered ineffective assistance in failing to advise him of the possibility of deportation. Sial appealed the denial of his post-conviction petition. We reversed, applying the Segura requirement that a successful petitioner must, in order to “state a claim of prejudice from counsel's omission or misdescription of penal consequences that attach to both a plea and a conviction at trial, ... allege ... “ ‘special circumstance,’ or ... “ ‘objective facts' “supporting the conclusion that the decision to plead was driven by the erroneous advice.” Segura v. State, 749 N.E.2d at 507 (footnotes containing internal citations omitted). The “special circumstance” cited as supporting the grant of Sial's post-conviction petition was the fact that he had a wife and daughter living in the United States.2 The court explained it thus:

Here, Sial testified that he has a wife and a thirteen-year-old daughter. Inasmuchas Sial has been in the United States for over twenty years, we infer that his daughter was likely born here and, consequently, would be an American citizen. If deported, Sial would be forced either to leave his wife and child behind or to uproot them from this country—most likely the only home his daughter has ever known. We believe that these are sufficient special circumstances and specific facts to establish a reasonable probability that if Sial's attorney had advised him that deportation is a possible consequence of a felony conviction, Sial would have chosen to proceed to trial rather than to plead guilty.

Sial v. State, 862 N.E.2d at 706 (internal citation omitted).

Clarke contends that his special circumstances are the same as those that prompted this court to reverse the denial of Sial's post-conviction petition, i.e., “the long period of time he has been in this country, his two children that were born in this country, and the possibility that if he is deported he may never see those children again[.] Appellant's Brief at 10.

Beginning with the length of time that the thirty-three-year-old Clarke has lived in the United States, we do not find a span of eleven years to be so long, in and of itself, as to compel a finding of special circumstances. See Trujillo v. State, 962 N.E.2d 110 (rejecting the non-citizen defendant's argument that special circumstances justified setting aside his guilty plea, where he was fifty-two years old and had lived in the United States for approximately thirty-six years). As for the claim that he would have eschewed a guilty plea because such...

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