Com. v. Adams

• Decision Date: 28 June 1993
• Docket Number: No. 92-P-63,92-P-63
• Citation: 34 Mass.App.Ct. 516,613 N.E.2d 118
• Parties: COMMONWEALTH v. Michael ADAMS.
• Court: Appeals Court of Massachusetts

Page 118

613 N.E.2d 118

34 Mass.App.Ct. 516

COMMONWEALTH v. Michael ADAMS.

No. 92-P-63.

Appeals Court of Massachusetts,

Middlesex.

Argued April 21, 1993.

Decided May 24, 1993.

Further Appellate Review Denied June 28, 1993.

Benjamin H. Keehn, Committee for Public Counsel Services, Boston, for defendant.

James W. Sahakian, Asst. Dist. Atty., for the Com.

Before BROWN, KASS and LAURENCE, JJ.

BROWN, Justice.

The defendant was convicted on indictments charging armed robbery (G.L. c. 265, § 17), kidnapping (G.L. c. 265, § 26), and threats to commit a crime (G.L. c. 265, § 25). ¹ The robbery took place at a Fayva Shoe Store in the Porter Square Shopping Center in Cambridge. The victim positively identified the defendant at a showup shortly after the incident. At trial, the defendant relied upon a defense of misidentification. The sole issue raised in the appeal is a claim that the defendant was deprived of a fair trial because the judge declined to give an instruction based upon the principle discussed in Commonwealth v. Bowden, 379 Mass. 472, 485-486, 399 N.E.2d 482 (1980), viz., that the jury be permitted to consider deficiencies in the police investigation of the crime. We affirm.

The defendant filed a written request for jury instructions pursuant to Mass.R.Crim.P. 24(b), 378 Mass. 895 (1979). The Bowden instruction, which was the tenth, and final, of his proposed instructions (the others, for the most part, were routine) appears in the margin. ² The rule requires that the judge inform counsel of his proposed action on the requested instructions prior to the closing arguments to the jury. See Commonwealth v. Green, 27 Mass.App.Ct. 762, 770-771, 543 N.E.2d 424 (1989). Here, the charging conference appears to have taken place in the judge's lobby and was not on the record. ³ Therefore, as the defendant couches his argument on appeal, the issue is whether counsel relied to the defendant's detriment on what she asserts was an indication from the judge that he would give the substance of the instruction, although not necessarily in the same form. In her summation at trial, defense counsel noted what she asserts were deficiencies in the police investigation ⁴; the judge's failure to instruct the jury along those lines undercut the defense, the defendant maintains.

There are difficulties with the defendant's approach. The statement in the defendant's brief that "[i]t is apparent from the transcript that the judge had earlier indicated to defense counsel that he would give the substance of [a Bowden ] instruction" is grounded on defense counsel's own representation to the judge when she objected to the judge's refusal to give the instruction at the completion of the jury charge. At that time counsel stated, "Your Honor, just briefly, you did indicate, prior to commencing this morning, that the things that I had submitted, pretty much all of them were what you were going to do in your own language and your own format." We do not think that the defendant, based upon this version of what took place at the charging conference, could fairly assume that the judge would deliver the instruction. Indeed, defense counsel's own statements at the time of her objection clearly suggest that the judge did not put his imprimatur on the particular instruction at issue: counsel indicated that she had "ma[d]e the assumption that [the judge] w[as] going to include that in some fashion in [his] instruction" and that she was sorry if she "misunderstood."

Where, as here, the judge did not specifically confirm that he would give the instruction, it was incumbent upon counsel to make further inquiry. See, e.g., Commonwealth v. Pettingel, 10 Mass.App.Ct. 916, 917, 411 N.E.2d 491 (1980); Commonwealth v. McJunkin, 11 Mass.App.Ct. 609, 617-618, 418 N.E.2d 1259 (1981). Contrast Commonwealth v. Sena, 29 Mass.App.Ct. 463, 467-468, 561 N.E.2d 528 (1990) (judge gave a "clear signal" that he would deliver the proposed instruction but did not do so; judge's incorrect statement of the law, required reversal). Here, the record reflects that defense counsel had ample opportunity, prior to closing arguments, to press the point. ⁵ Counsel made no reference to the Bowden instruction at that time. Viewed from this perspective, the defendant is not in a position to complain about the absence of the instruction. See Commonwealth v. McJunkin, supra.

Even if it could be said that the defendant was justified in relying on some statement by the judge at the charging conference, the defendant would be required to show that he was prejudiced by the absence of the instruction. Commonwealth v. Pettingel, 10 Mass.App.Ct. at 917, 411 N.E.2d 491. "The failure to give a requested jury instruction is reversible error only if the requested instruction is (1) substantially correct, (2) was not substantially covered in the charge given to the jury, and (3) concerns an important point in the trial so that the failure to give it seriously impaired the defendant's ability to effectively present a given defense " (emphasis supplied). Smith, Criminal Practice and Procedure § 1846 (2d ed. Supp.1992). See also Commonwealth v. Banks, 27 Mass.App.Ct. 1193, 1195, 543 N.E.2d 433 (1989).

The instruction requested here is one which is within the trial judge's discretion. Commonwealth v. Daye, 411 Mass. 719, 740-741, 587 N.E.2d 194 (1992). Commonwealth v. Cordle, 412 Mass. 172, 177, 587 N.E.2d 1372 (1992). The failure of the police to conduct certain tests or make certain investigations is a permissible ground on which to build a defense, Commonwealth v. Cordle, supra, and the judge may not remove that issue from the jury's consideration. Commonwealth v. Bowden, 379 Mass. at 485-486, 399 N.E.2d 482. However, a judge need not give instructions on what inferences the jury may draw. "If there were inferences favorable to the defendant to be drawn based on deficiencies in the police investigation, it was the job of the defense to urge them to the jury." Commonwealth v. Cordle, 412 Mass. at 177, 587 N.E.2d 1372, quoting from Commonwealth v. Porcher, 26 Mass.App.Ct. 517, 520-521, 529 N.E.2d 1348 (1988). Here, defense counsel in her closing argument urged the jury to consider deficiencies in the police investigation as supporting the likelihood of a misidentification. We fail to see how the absence of an instruction on this issue undercut the defense or prejudiced the defendant.

In declining to give the instruction, the judge characterized the matter of the police investigation as "collateral." See Commonwealth v. Cordle, 412 Mass. at 177, ...