Com. v. Hollenbach
Decision Date | 24 June 1988 |
Parties | COMMONWEALTH of Pennsylvania, Appellant, v. Charles A. HOLLENBACH. |
Court | Pennsylvania Superior Court |
Elizabeth A. Beroes, Asst. Public Defender, Sunbury, for appellee.
Before BROSKY, WIEAND, McEWEN, OLSZEWSKI, BECK, TAMILIA, KELLY, POPOVICH and JOHNSON, JJ.
This is an appeal from the order of the Court of Common Pleas of Northumberland County dismissing eighteen (18) criminal informations issued against the appellee, Charles A. Hollenbach, for alleged violations of Pa.R.Crim.P. 1100 by the appellant, Commonwealth of Pennsylvania. We reverse.
The record reveals that, following the issuance of nineteen (19) criminal informations docketed at Criminal 85-30 through 85-46 and Criminal 85-56 and 85-57, the appellee entered a plea of guilty on July 15, 1985, to the crimes charged. Sentence was scheduled for December 27, 1985. At the time stated, the following exchange took place:
on the 5th of July, 1985 you entered a guilty plea. Someone of your age, of your education, of your work experience, now wishes to withdraw his guilty plea, and wants to go to trial in this matter, these matters. Is that what you want to do today, withdraw your guilty plea?
The next thing we find of record is a Motion by the appellee seeking dismissal of the charges listed at Criminal 85-31 through 85-46 and Criminal 85-56 and 85-57 1 for the Commonwealth's alleged violation of Rule 1100, i.e., failure to try the accused within 120 days of the withdrawal of his guilty pleas.
A rule was issued upon the Commonwealth, and a hearing was scheduled for July 3, 1986, to determine whether appellee's Motion to dismiss should be granted. No testimony was given at the hearing. Rather, argument by counsel was heard by the court on the single issue of "basically what occurred on the 27th of December, 1985". It was the position of the Commonwealth that the pleas of guilty were still in effect, save for the charges lodged at Criminal 85-30 (see footnote 1, supra), inasmuch as "the Court never made any determination to determine whether the defendant's withdrawal of his guilty plea was fair and just." This requirement, urged the Commonwealth, exists in the Rules of Criminal Procedure 2 and was not complied with by the court at the December 27th proceeding. In support of its contention, the Commonwealth cited Commonwealth v. Forbes, 450 Pa. 185, 299 A.2d 268 (1973). Further, it was asserted by the Commonwealth's attorney that no order granting the appellee's withdrawal of his pleas having ever been issued, when viewed in conjunction with the "vague and often confusing" December 27th proceeding, justified a denial of the appellee's Motion.
In response, counsel for the appellee argued that the December 27th proceeding dealt with the withdrawal of all of the complaints and criminal information numbers and was not restricted to Criminal 85-30. Albeit there was one guilty plea entered, "that plea was on all counts", and the appellee's efforts to inform the court that the pleas to all criminal informations were sought to be withdrawn is evidenced from a reading of the transcript of the December 27th proceeding, so stated the appellee's counsel.
Also, the appellee's counsel urged that, although a presentence investigation report was completed, the Commonwealth never made any effort to sentence the appellee. "Therefore, [with] the Commonwealth['s] fail[ure] to file the necessary petitions for extension of time or to bring the defendant to trial in CR 85-31 and the following CR numbers, ... these ... cases docketed to these CR numbers should be dismissed."
By opinion and order dated August 1, 1986, the court below found that, , he was entitled to a dismissal of the offenses listed at Criminal 85-31 through 85-46 and Criminal 85-56 and 85-57. A timely appeal was filed with this Court, and, thereafter, en banc consideration was granted to resolve the central issue of whether the appellee's guilty pleas were properly withdrawn in accordance with accepted practice in this jurisdiction.
We begin our discussion with scrutinizing what appears to be the seminal case on the subject of withdrawal of one's guilty plea(s) in Pennsylvania, Commonwealth v. Forbes, supra. In Forbes, the defendant had been charged with various offenses stemming from the death of one Sonia Rosenbaum. The sixteen-year-old defendant pleaded guilty to the charges brought against him. However, before a three-judge panel assembled to determine whether the case might constitute murder in the first degree, the defendant stated he desired to withdraw his pleas because he did not commit the crimes charged. The matter was continued so that a hearing on the defendant's withdrawal request could be held. At the time assigned for such a proceeding, the defendant changed his mind and decided not to pursue his withdrawal request. After the three-judge panel was reconvened, and despite evidence that the defendant was pleading because of his counsel's threat to withdraw from the case, the pleas of the defendant were allowed to stand, and a first degree murder conviction and life sentence followed.
An appeal was filed by the defendant claiming trial court error in its failing to grant his withdrawal request--made prior to any evidence being offered at the degree of guilt hearing and, thus, prior to adjudication and imposition of sentence.
The Supreme Court agreed with the defendant's contention that counsel's threat to withdraw from the case if he did not plead guilty rendered the pleas involuntarily and unintelligently entered and subject to withdrawal. In the course of its ruling, the Forbes Court made remarks which we find to be germane to the case at bar; to-wit:
Although there is no absolute right to withdraw a guilty plea, properly received by the trial court, it is clear that a request made before sentencing--here, that request was made at even an earlier stage--should be liberally allowed. See United States ex rel. Culbreath v. Rundle, 466 F.2d 730 (3d Cir.1972); United States v. Young, 424 F.2d 1276 (3d Cir.1970); United States v. Stayton, 408 F.2d 559 (3d Cir.1969); Pa.R.Crim.P. 320; ABA Project on Minimum Standards for Criminal Justice, Standards Relating to Pleas of Guilty § 2.1 (Approved Draft, 1968); Note, Pre-Sentence Withdrawal of Guilty Pleas in Federal Courts, 40 N.Y.U.L.Rev. 759 (1965). In United States ex rel. Culbreath v. Rundle, supra, the Third Circuit stated:
Id. at 732 of 466 F.2d (emphasis added) (footnotes omitted).
The ABA Standards are in complete harmony with this view. The standards state:
Thus, in determining whether to grant a ...
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