Com. v. Kraatz

• Decision Date: 30 April 1974
• Citation: 310 N.E.2d 368,2 Mass.App.Ct. 196
• Parties: COMMONWEALTH v. Walter K. KRAATZ.
• Court: Appeals Court of Massachusetts

Page 368

310 N.E.2d 368

2 Mass.App.Ct. 196

COMMONWEALTH v. Walter K. KRAATZ.

Appeals Court of Massachusetts, Middlesex.

Argued Jan. 15, 1974.

Decided April 30, 1974.

Eric Neisser, for defendant.

Terence M. Troyer, Asst. Dist. Atty. (Bonnie H. MacLeod-Griffin, Asst. Dist. Atty., with him), for the Commonwealth.

Before HALE, C.J., and ROSE, GRANT and ARMSTRONG, JJ.

ARMSTRONG, Judge.

The defendant was tried and convicted by a jury of six in a District Court upon a complaint charging him with making false statements in an application for a driver's license in violation of G.L. c. 90, § 24(2)(a), as amended through St.1964, c. 200, § 3. The District Court imposed a fine of $200 but stayed its payment pending the disposition of the defendant's exceptions. His amended bill of exceptions was entered in the Supreme Judicial Court and transferred to this court under G.L. c. 211A, § 12, inserted by St.1972, c. 740, § 1.

The amended bill states that the defendant's right to operate a motor vehicle in this Commonwealth had been revoked by an order dated April 6, 1964. Yet, when the defendant applied for a driver's license in 1965, he answered 'No', to the question, 'Is your license or right to operate under suspension or revocation anywhere?' At the defendant's trial, the judge excluded a question addressed to the defendant by his attorney as to whether the defendant had intended to make a false statement in the application. The judge also refused the defendant's request to instruct the jury that intent is a necessary element of the crime. Rather, he charged the jury that '(t)he intention of the defendant is not material.' The defendant's exceptions bring before us the question whether intent is an essential element of the statutory offense of which he was convicted.

The Commonwealth contends that making false statements in an application for a driver's license is a 'public welfare offense' which does not require the defendant's wrongful intent or knowledge as an element of the crime. Although scienter is generally a necessary element of a criminal offense, it is now well settled that it is constitutionally permissible for a legislature to dispense with that element in the creation of certain kinds of offenses. United States v. Balint, 258 U.S. 250, 251--252, 42 S.Ct. 301, 66 L.Ed. 604 (1922); Commonwealth v. Murphy, 342 Mass. 393, 396--397, 173 N.E.2d 630 (1961); Commonwealth v. Corey, 351 Mass. 331, 333, 221 N.E.2d 222 (1966). ¹ Our inquiry then is whether the offense of making false statements in an application for a driver's license is, by its statutory language, legislative history, or nature and purpose, such an offense. Commonwealth v. Buckley, 354 Mass. 508, 238 N.E.2d 335 (1968).

General Laws, c. 90, § 24(2)(a), enumerates a variety of offenses related to motor vehicles, many of which expressly include knowledge as an element. ² The Commonwealth argues that the juxtaposition of such offenses expressly requiring knowledge (and particularly the offense of knowingly making a false statement in an application for registration of a motor vehicle) with the offense before us, in which knowledge is not expressly made a necessary element, compels the conclusion that the Legislature intended that this be a strict liability offense. A similar argument was explicitly rejected in Commonwealth v. Buckley, supra, 354 Mass. at 512, 238 N.E.2d 335, where the Supreme Judicial Court declined to view the omission of some word such as 'knowing' as sufficiently indicating a clear and unambiguous legislative intention to require no proof of knowledge in a prosecution. ³

The argument based on comparison of form may be made with some force in the case of a statute which appears to have been enacted in the form in which a single draftsman constructed it. The argument loses force when passage through a legislature involves amendments which impinge upon the integrity of that form, or when parts of a statute have been altered many times by successive legislatures.

The history of G.L. c. 90, § 24(2)(a), shows a patchwork of judicial decisions and legislative engraftments which beclouds any clear perception of legislative intent. In Commonwealth v. Horsfall, 213 Mass. 232, 236--237, 100 N.E. 362 (1913), the defendant's exceptions to his conviction for leaving the scene of an accident without stopping to disclose his identity were sustained because the jury were instructed that the defendant's lack of knowledge of his failure adequately to disclose was immaterial, although such knowledge was a necessary and express element under St. 1909, c. 534, § 22, a prodecessor statute of § 24(2)(a). The Legislature responded to this decision by changing the position of the word 'knowingly', thereby restricting the element of knowledge to knowledge that the accident had occurred, and imposing strict liability on one who thinks incorrectly that he has made sufficient disclosure. St.1916, c. 290. Commonwealth v. Coleman, 252 Mass. 241, 243--244, 147 N.E. 552 (1925); Commonwealth v. Joyce, 326 Mass. 751, 753--754, 97 N.E.2d 192 (1951). Another clause of this statute was considered in the Coleman case, where the Supreme Judicial Court upheld a conviction of using a motor vehicle without authority. Relying on the earlier Horsfall episode, the Court reasoned that if the Legislature had wished to make intent an element of the offense, it would have inserted a word such as 'knowingly.' A year later, the Legislature inserted the word 'knowingly' in the statutory description of the offense at issue in the Coleman case. St.1926, c. 253; Commonwealth v. Boone, 356 Mass. 85, 87, 248 N.E.2d 279 (1969). Another clause in this section, which punished driving to endanger, was consistently construed as imposing liability regardless of innocent intent. Commonwealth v. Pentz, 247 Mass. 500, 510--511, 143 N.E. 322 (1924); Commonwealth v. Vartanian, 251 Mass. 355, 358, 146 N.E. 682 (1925); Commonwealth v. Gurney, 261 Mass. 309, 312, 158 N.E. 832 (1927). The Legislature subsequently altered that clause by inserting a negligence requirement. St.1928, c. 281, § 1.

By St.1969, c. 7, the Legislature amended G.L. c. 90, § 24(2)(a), to make knowledge an express element of the offense of making false statements in an application for registration of a motor vehicle, the offense most closely analogous to the one before us. The original object of the bill (1969 House Doc. No. 1981) on which c. 7 was based was to expand the scope of the prohibition from certain specified false statements to any false statements. The word 'knowingly' was not inserted until the third reading of the bill. 1969 House Journal, p. 592. The insertion was based on the report of the House Committee on Bills in the Third Reading, whose consideration is primarily concerned with draftsmanship rather than substantive policy. There is no basis for concluding that 'knowingly' was inserted with a view to changing the law. It may well have been intended simply to clarify the legislative intention respecting the single offense then under consideration.

In addition, as neither the original bill nor the resulting statute, St.1969, c. 7, reproduced the entire text of G.L. c. 90, § 24(2)(a), there is no basis for thinking that the Legislature ever considered whether the statutory description of the offense of making a false statement in an application for a driver's license should be similarly amended by the insertion of 'knowingly.' Consequently, we do not think it can be concluded that the Legislature has demonstrated an intent that knowledge not be an element of the latter offense.

Statutes punishing the making of false statements often provide expressly that such false statements must be made knowingly. See G.L. c. 268, §§ 1, 1A, 6, 6A and 6B. Nevertheless, courts construing statutory provisions dealing with the making of false statements have held that guilty knowledge is implicit in the concept of falsity itself. Gilpin v. Merchants' Nat. Bank, 165 F. 607, 611 (3d Cir. 1908); Wilensky v. Goodyear Tire & Rubber Co., 67 F.2d 389, 390 (1st Cir. 1933). The term 'false' has generally been interpreted as connoting intentional untruth. Lanier v. State, 448 P.2d 587, 592 (Alaska 1968); McBride v. People, 126 Colo. 277, 282, 248 P.2d 725 (1952), and cases cited; Trumble v. Stano, 8 Ohio Misc. 69, 216 N.E.2d 407, 35 Ohio Op.2d 37 (C. P. Cuyahoga County 1965); cf. Eliot Nat. Bank v. Gill, 218 F. 600, 603--604 (1st Cir. 1914). Black's Law Dictionary (rev. 4th ed.) p. 722, in a passage earlier quoted with approval in several of the...