Com. v. Smith

Decision Date05 October 1982
Citation450 A.2d 973,498 Pa. 661
PartiesCOMMONWEALTH of Pennsylvania, Petitioner, v. Carl Melvin SMITH, Jr.
CourtPennsylvania Supreme Court

Hubert David Yollin, Abington, for respondent.

Before O'BRIEN, C. J., and ROBERTS, NIX, LARSEN, FLAHERTY, McDERMOTT and HUTCHINSON, JJ.

OPINION OF THE COURT

ROBERTS, Justice.

The Commonwealth seeks allowance of appeal from an order of the Superior Court granting respondent a new trial on burglary, robbery, kidnapping, and related charges. Respondent was found guilty of the charges by a court sitting without a jury. The Superior Court granted relief on the ground that trial counsel provided ineffective assistance in failing to object to a defective jury-trial-waiver colloquy.

Our Rules of Criminal Procedure require a trial judge to ascertain whether a defendant's waiver of the right to trial by jury "is a knowing and intelligent waiver and such colloquy shall appear on the record." Pa.R.Crim.Proc. 1101. For the waiver to be "knowing and intelligent," the defendant must know "the essential ingredients of a jury trial"--

"the requirements that the jury be chosen from members of the community (a jury of one's peers), that the verdict be unanimous, and that the accused be allowed to participate in the selection of the jury panel."

Commonwealth v. Williams, 454 Pa. 368, 373, 312 A.2d 597, 600 (1973).

The record is clear that respondent's understanding of these "essential ingredients" is not reflected in the on-the-record colloquy mandated by Pa.R.Crim.Proc. 1101. Although the judge explored respondent's understanding of the fact that "a jury would consist of twelve people who would be selected and sworn from a larger panel of jurors from all over [the county]," he did not explore respondent's understanding of either the fact that the jury's verdict would have to be unanimous or the fact that respondent could participate in jury selection.

Despite the deficient colloquy, the record also is clear that, at the close of the colloquy, respondent signed a written form which states that respondent "fully understand[s]" the ingredients of a jury trial, including the unanimity and defendant-participation requirements which were not explained in the colloquy. This form was also signed by respondent's counsel and by the trial judge who had conducted the colloquy.

Although the Superior Court acknowledged that respondent had signed the form reflecting respondent's full understanding of the right to a jury trial, the Superior Court felt obliged to order a new trial under this Court's decision in Commonwealth v. Morin, 477 Pa. 80, 383 A.2d 832 (1978). There, a new trial was granted on a record that contained nothing other than a colloquy which was manifestly defective under the requirements of Pa.R.Crim.Proc. 1101. Thus "the only conclusion possible [was] that [the defendant's] previous counsel was ineffective for failing to raise the issue of the validity of the jury trial waiver." 477 Pa. at 86, 383 A.2d at 832.

Here, although the colloquy did not include an explanation of the unanimity and defendant-participation requirements,...

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20 cases
  • Com. v. Flanagan
    • United States
    • Pennsylvania Supreme Court
    • July 23, 2004
    ...v. Anthony, 504 Pa. 551, 475 A.2d 1303 (1984); Commonwealth v. Carson, 503 Pa. 369, 469 A.2d 599 (1983); Commonwealth v. Smith, 498 Pa. 661, 450 A.2d 973 (1982). Indeed, even before this Court expressly abandoned Ingram's per se approach, there was competing authority to suggest that that d......
  • Commonwealth v. DeGeorge
    • United States
    • Pennsylvania Supreme Court
    • December 18, 1984
    ...no colloquy as prescribed by Rule 1101 was of record and there existed only the written waiver document, signed by the defendant. However, in Smith, the defendant, in waiver document, specifically acknowledged that the elements of a jury trial, selection of jurors from the community, requir......
  • Com. v. O'DONNELL
    • United States
    • Pennsylvania Supreme Court
    • October 28, 1999
    ...that defendant fully understood the ingredients of a jury trial and made a knowing and intelligent waiver); Commonwealth v. Smith, 498 Pa. 661, 664, 450 A.2d 973, 974 (1982) (on direct appeal holding that trial counsel was not ineffective for failing to object to jury trial waiver colloquy,......
  • Commonwealth of Pa. v. Birdsong
    • United States
    • Pennsylvania Supreme Court
    • May 26, 2011
    ...in the selection of the jury panel.” Commonwealth v. Williams, 454 Pa. 368, 312 A.2d 597, 600 (1973); accord Commonwealth v. Smith, 498 Pa. 661, 450 A.2d 973, 974 (1982). * * * A waiver colloquy is a procedural device; it is not a constitutional end or a constitutional “right.” Citizens can......
  • Request a trial to view additional results

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